AdvisorCensus / Financial advisors / New York / New York, NY / Branch offices
Advisory firms with an office in New York, NY, headquartered elsewhere
1,181 investment advisory firms with a principal office outside the New York, NY metro area list an office in it on Form ADV (Schedule D, Section 1.F), from each firm's most recent filing that lists its offices. SEC-registered firms list their 25 largest offices, so this is a floor. Firms headquartered in the metro are on the main list.
| Firm | Office | Headquarters | Registration |
|---|---|---|---|
| &Partners | Melville, NY | Nashville, TN | SEC-registered investment adviser |
| &Wealth Partners | New York, NY | Baltimore, MD | SEC-registered investment adviser |
| 010118 Management, L.P. | New York, NY | San Francisco, CA | Exempt reporting adviser |
| 14W Ventures GP LLC | New York, NY | Madrid, Spain | Exempt reporting adviser |
| 1823 Partners (US) LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| 1919 Investment Counsel, LLC | New York, NY | Baltimore, MD | SEC-registered investment adviser |
| 1SHARPE Capital LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| 22C Capital LLC | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| 3650 Reit Investment Management LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| 3L Capital Management, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| 55IP | Jersey City, NJ | Boston, MA | SEC-registered investment adviser |
| 59 North Capital Management, LP | New York, NY | Houston, TX | SEC-registered investment adviser |
| 5AM Ventures | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| 7RIDGE Limited | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| A&M Private Wealth Partners, LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| A.G.P / Alliance Global Partners | Holmdel, NJ | Westport, CT | SEC-registered investment adviser |
| A16Z Perennial Management, L.P. | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| AB Broadly Syndicated Loan Manager LLC | New York, NY | Nashville, TN | SEC-registered investment adviser |
| AB Carval Investors, LP | New York, NY | Minneapolis, MN | SEC-registered investment adviser |
| AB Custom Alternative Solutions LLC | New York, NY | Nashville, TN | SEC-registered investment adviser |
| AB Private Credit Investors LLC | New York, NY | Austin, TX | SEC-registered investment adviser |
| Abrams Capital Management, L.P. | New York, NY | Boston, MA | SEC-registered investment adviser |
| Abrdn Inc. | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| Acansa Investment Management Group, LLC | Harrison, NY | Tysons Corner, VA | SEC-registered investment adviser |
| Accel-KKR | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Access Holdings Management Company LLC | New York, NY | Baltimore, MD | SEC-registered investment adviser |
| Accurate Wealth Management, LLC | Ridgewood, NJ | Wesley Chapel, FL | SEC-registered investment adviser |
| ACK Asset Management LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Acrylic Financial, Inc. | New York, NY | Fountain Hills, AZ | SEC-registered investment adviser |
| Activant Capital Group LLC | New York, NY | Darien, CT | SEC-registered investment adviser |
| Activate Venture Partners | New York, NY | Bethlehem, PA | Exempt reporting adviser |
| Adage Capital Management, L.P. | Englewood Cliffs, NJ | Boston, MA | SEC-registered investment adviser |
| Adams Street Advisors, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Adams Street Partners, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| ADAR1 Capital Management, LLC | New York, NY | Austin, TX | SEC-registered investment adviser |
| Advancit Capital Advisors LLC | New York, NY | Boston, MA | Exempt reporting adviser |
| Advantage Capital | New York, NY | New Orleans, LA | SEC-registered investment adviser |
| Advent Global Opportunities Management LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Advent International, L.P. | New York, NY | Boston, MA | SEC-registered investment adviser |
| Advisors Asset Management, Inc. | Melville, NY | Monument, CO | SEC-registered investment adviser |
| Advisory Solutions Group | Sea Girt, NJ | Plymouth, MN | SEC-registered investment adviser |
| Aecom-Canyon Partners Real Estate Fund Advisors LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Affinius Capital LLC | New York, NY | San Antonio, TX | SEC-registered investment adviser |
| AIP Capital Advisors LLC | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Aire Advisors, LLC | New York, NY | Beverly Hills, CA | SEC-registered investment adviser |
| Ajax Health Management Company, LLC | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Alera Investment Advisors, LLC | New York, NY | Deerfield, IL | SEC-registered investment adviser |
| Aletheia Analyst Network Limited | New York, NY | Central, Hong Kong | SEC-registered investment adviser |
| Alidade Capital, LLC | Rye, NY | Bloomfield Hills, MI | SEC-registered investment adviser |
| Alliancebernstein Holding L.P. | New York, NY | Nashville, TN | SEC-registered investment adviser |
| Alliancebernstein L.P. | New York, NY | Nashville, TN | SEC-registered investment adviser |
| Allocate Management Company, LLC | New York, NY | Palo Alto, CA | SEC-registered investment adviser |
| Allspring Global Investments, LLC | New York, NY | Charlotte, NC | SEC-registered investment adviser |
| Allstate Financial Advisors, LLC | Brick, NJ | Lincoln, NE | SEC-registered investment adviser |
| Allworth Financial, L.P. | Manasquan, NJ | Folsom, CA | SEC-registered investment adviser |
| Alothon Group LLC | New York, NY | Sao Paulo, Brazil | Exempt reporting adviser |
| Alpha Wave Global, LP | New York, NY | Miami, FL | SEC-registered investment adviser |
| Alphacentric Advisors LLC | Huntington, NY | San Juan, PR | SEC-registered investment adviser |
| Alphacore Capital LLC | Manhasset, NY | La Jolla, CA | SEC-registered investment adviser |
| Alpine Investors | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Alpinvest Partners B.V. | New York, NY | Amsterdam, Netherlands | SEC-registered investment adviser |
| Alta Park Capital, LP | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Altitude Capital Management LLC | Neptune, NJ | Des Moines, IA | SEC-registered investment adviser |
| Alumni Ventures | New York, NY | Manchester, NH | Exempt reporting adviser |
| American Century Investment Management Inc | New York, NY | Kansas City, MO | SEC-registered investment adviser |
| American Century Investments Private Client Group, Inc. | Morristown, NJ | Kansas City, MO | SEC-registered investment adviser |
| Ameriprise Financial Services, LLC | Hauppauge, NY | Minneapolis, MN | SEC-registered investment adviser |
| Ameritas Advisory Services, LLC | Melville, NY | Lincoln, NE | SEC-registered investment adviser |
| Amerity Wealth Management, LLC | New York, NY | Lakeland, FL | SEC-registered investment adviser |
| Amip Management | Brooklyn, NY | Seal Beach, CA | SEC-registered investment adviser |
| Anagram Capital | New York, NY | Chicago, IL | Exempt reporting adviser |
| Andersen | New York, NY | McLean, VA | SEC-registered investment adviser |
| Andreessen Horowitz | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Angel Oak Capital Advisors, LLC | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| Angeles Family Office | New York, NY | Santa Monica, CA | SEC-registered investment adviser |
| Angeles Wealth Management, LLC | New York, NY | Santa Monica, CA | SEC-registered investment adviser |
| Animo Ventures LLC | New York, NY | Miami, FL | Exempt reporting adviser |
| Antares Capital Advisers LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Antares Capital Credit Advisers LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Anthemis Capital Managers Limited | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| AOF Management LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| AON Advantage Funds LLC | New York, NY | Chicago, IL | Exempt reporting adviser |
| AON Investments USA Inc. | Berkeley Heights, NJ | Chicago, IL | SEC-registered investment adviser |
| AON Securities LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Apella Wealth | Southold, NY | West Hartford, CT | SEC-registered investment adviser |
| Aperio Group, LLC | New York, NY | Sausalito, CA | SEC-registered investment adviser |
| Apollon Wealth Management, LLC | New York, NY | Mount Pleasant, SC | SEC-registered investment adviser |
| Appian Capital Advisory LLP | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Aprio Wealth Management, LLC | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| Aquatic Capital Management LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| ARC Advisory LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Arcano Capital USA, Inc. | New York, NY | Newport Beach, CA | Exempt reporting adviser |
| Archean Capital Partners II, L.L.C. | New York, NY | Newtown Square, PA | SEC-registered investment adviser |
| Archer Investment Corporation | Boonton, NJ | Carmel, IN | SEC-registered investment adviser |
| Arcline Investment Management LP | New York, NY | Nashville, TN | SEC-registered investment adviser |
| Arctaris Impact Investors | New York, NY | Wellesley, MA | SEC-registered investment adviser |
| Arden Fund Management, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| Ardmore Road Asset Management LP | New York, NY | Westport, CT | SEC-registered investment adviser |
| Ares Capital Management II LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Ares Capital Management LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Ares Commercial Real Estate Management LLC | East Rutherford, NJ | Los Angeles, CA | SEC-registered investment adviser |
| Ares Management LLC | East Rutherford, NJ | Los Angeles, CA | SEC-registered investment adviser |
| Arete Wealth Advisors, LLC | Brewster, NY | Chicago, IL | SEC-registered investment adviser |
| Argos Wealth Advisors LLC | New York, NY | Sacramento, CA | SEC-registered investment adviser |
| Argosy Capital | New York, NY | Wayne, PA | SEC-registered investment adviser |
| Ariel Alternatives, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Ariel Investments, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Aristeia Capital, LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Arkadios Wealth Advisors | Garden City, NY | Atlanta, GA | SEC-registered investment adviser |
| Armory Square Ventures Manager, LLC | New York, NY | Skaneateles, NY | Exempt reporting adviser |
| Arosa Capital Management LP | New York, NY | Miami Beach, FL | SEC-registered investment adviser |
| Artemis Real Estate Partners | New York, NY | Chevy Chase, MD | SEC-registered investment adviser |
| Artisan Partners Limited Partnership | New York, NY | Milwaukee, WI | SEC-registered investment adviser |
| Ashton Thomas Private Wealth | New York, NY | Scottsdale, AZ | SEC-registered investment adviser |
| Ashton Thomas Securities, LLC | New York, NY | Rochester, NY | SEC-registered investment adviser |
| Aspiriant, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Asset Preservation Advisors, LLC | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| AST Investment Services, Inc. | Newark, NJ | Shelton, CT | SEC-registered investment adviser |
| Asymmetric Capital Partners | New York, NY | Boston, MA | Exempt reporting adviser |
| Atairos Management, L.P. | New York, NY | Bryn Mawr, PA | SEC-registered investment adviser |
| Atcap Partners, LLC | New York, NY | Rockville, MD | SEC-registered investment adviser |
| Atlantic Street Capital Management, LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Aubrey Capital Management | New York, NY | Edinburgh, Mid Lothian, United Kingdom | SEC-registered investment adviser |
| Audax Private Equity | New York, NY | Boston, MA | SEC-registered investment adviser |
| August Group | New York, NY | Toronto, Canada | SEC-registered investment adviser |
| Aureum Wealth Management, LLC | Hauppauge, NY | North Palm Beach, FL | SEC-registered investment adviser |
| Avantax Planning Partners, Inc. | Parsippany, NJ | Dubuque, IA | SEC-registered investment adviser |
| Avante Capital Partners LP | New York, NY | Los Angeles, CA | Exempt reporting adviser |
| Avego Management, LLC | New York, NY | Alpharetta, GA | SEC-registered investment adviser |
| Avidity Partners Management LP | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Aviso Wealth Management | Tarrytown, NY | Bellevue, WA | SEC-registered investment adviser |
| AWH Financial, LLC | Brooklyn, NY | Bala Cynwyd, PA | SEC-registered investment adviser |
| Ayrton Capital LLC | New York, NY | Westport, CT | SEC-registered investment adviser |
| Azora Capital LP | New York, NY | Miami, FL | SEC-registered investment adviser |
| B Capital | New York, NY | Manhattan Beach, CA | Exempt reporting adviser |
| B. Riley Wealth Advisors, Inc. | Lake Ronkonkoma, NY | Memphis, TN | SEC-registered investment adviser |
| B. Riley Wealth Private Shares | New York, NY | Memphis, TN | SEC-registered investment adviser |
| Bailard, Inc. | New York, NY | Foster City, CA | SEC-registered investment adviser |
| Baillie Gifford Overseas Ltd | New York, NY | Edinburgh, United Kingdom | SEC-registered investment adviser |
| Bain Capital Credit, LP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Bain Capital Insurance Solutions, LP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Bain Capital Private Equity, LP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Bain Capital Public Equity, LP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Bain Capital Real Estate, LP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Bain Capital Ventures, LP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Bakeravenue | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Balance Capital Partners L.P. | New York, NY | Miami, FL | SEC-registered investment adviser |
| Balbec Capital Management LP | New York, NY | Scottsdale, AZ | SEC-registered investment adviser |
| Balyasny Asset Management L.P. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Bankers Life Advisory Services, Inc. | Parsippany, NJ | Chicago, IL | SEC-registered investment adviser |
| Bantry Bay Capital Limited | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Barings LLC | New York, NY | Charlotte, NC | SEC-registered investment adviser |
| Battery Management Corp. | New York, NY | Boston, MA | SEC-registered investment adviser |
| Baypine Holdings LP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Bayview Asset Management, LLC | Morristown, NJ | Coral Gables, FL | SEC-registered investment adviser |
| BCG Securities, Inc. | North Brunswick, NJ | Cherry Hill, NJ | SEC-registered investment adviser |
| BDT Capital Partners | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Beach Point Capital Management LP | New York, NY | Santa Monica, CA | SEC-registered investment adviser |
| Beacon Capital Partners, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Beacon Global Advisor Network, LLC | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| Beacon Pointe Advisors, LLC | Bridgehampton, NY | Newport Beach, CA | SEC-registered investment adviser |
| Bear Creek Asset Management, LLC | New York, NY | Denver, CO | SEC-registered investment adviser |
| Bear Creek Fund Advisors LLC | New York, NY | Denver, CO | SEC-registered investment adviser |
| Belay Investment Group, LLC | New York, NY | Sherman Oaks, CA | SEC-registered investment adviser |
| Belpointe Asset Management LLC | Highland Park, NJ | Reno, NV | SEC-registered investment adviser |
| Belveron Real Estate Partners, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Bench Walk Advisors LLC | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| Benchmark Financial Wealth Advisors LLC | Woodbridge, NJ | Boca Raton, FL | SEC-registered investment adviser |
| Benjamin F. Edwards & Company, Incorporated | Morristown, NJ | St. Louis, MO | SEC-registered investment adviser |
| Bentallgreenoak (U.S.) Limited Partnership | New York, NY | Seattle, WA | SEC-registered investment adviser |
| Berkshire Partners LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Berman McAleer | New York, NY | Timonium, MD | SEC-registered investment adviser |
| BH3 Fund Advisors, LLC | New York, NY | Fort Lauderdale, FL | SEC-registered investment adviser |
| Biondo Investment Advisors LLC | Sparta, NJ | Milford, PA | SEC-registered investment adviser |
| Bison Wealth, LLC | Garden City, NY | Atlanta, GA | SEC-registered investment adviser |
| Bitwise Investment Manager, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Bivium Capital Partners, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Black Bay Partners, LLC | New York, NY | New Orleans, LA | SEC-registered investment adviser |
| Blackrock Capital Investment Advisors, LLC | New York, NY | Wilmington, DE | SEC-registered investment adviser |
| Blackrock Capital Management, Inc. | New York, NY | Wilmington, DE | SEC-registered investment adviser |
| Blackrock Fund Advisors | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Blackrock Investment Management, LLC | New York, NY | Princeton, NJ | SEC-registered investment adviser |
| Blackstone Ireland Fund Management Limited | New York, NY | Dublin 2, Ireland | SEC-registered investment adviser |
| Blackstone Ireland Limited | New York, NY | Dublin 2, Ireland | SEC-registered investment adviser |
| Blockchain Capital, LLC | Brooklyn, NY | San Francisco, CA | SEC-registered investment adviser |
| Blue Owl Digital Infrastructure Trust Advisors LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Blue Owl Real Assets Advisors LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Blue Owl Real Estate Capital LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Blue Water Advisors LP | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| Bluearc Capital Management | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| Blumberg Capital, L.L.C. | New York, NY | Sunny Isles Beach, FL | Exempt reporting adviser |
| BNY Mellon ETF Investment Adviser, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Bolton Global Asset Management | New York, NY | Bolton, MA | SEC-registered investment adviser |
| Boston Management and Research | New York, NY | Boston, MA | SEC-registered investment adviser |
| Boston Partners | New York, NY | Boston, MA | SEC-registered investment adviser |
| Bourne Lent Asset Managament, Inc. | Upper Montclair, NJ | Pawling, NY | SEC-registered investment adviser |
| Boyd Watterson Asset Management, LLC | New York, NY | Cleveland, OH | SEC-registered investment adviser |
| Braemont Capital | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Bramshill Investments, LLC | New York, NY | Naples, FL | SEC-registered investment adviser |
| Breakthrough Properties | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Bridge Investment Group | East Rutherford, NJ | Sandy, UT | SEC-registered investment adviser |
| Bridges Outcomes Limited | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Bridges Ventures Inc. | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Bridgewater Associates, LP | New York, NY | Westport, CT | SEC-registered investment adviser |
| Brightline Capital Management, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Brighton Jones LLC | Saddle Brook, NJ | Seattle, WA | SEC-registered investment adviser |
| Brighton Park Capital | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Broad Reach Investment Management LLP | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Broadshore Capital Partners, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Broadside Wealth | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Brookfield Asset Management PIC Adviser (Private Equity), L.P. | New York, NY | Toronto, Ontario, Canada | SEC-registered investment adviser |
| Brookfield Asset Management PIC Canada, LP | New York, NY | Toronto, Ontario, Canada | SEC-registered investment adviser |
| Brookfield Renewable Energy Group LLC | New York, NY | Toronto, Ontario, Canada | SEC-registered investment adviser |
| Brown Advisory | New York, NY | Baltimore, MD | SEC-registered investment adviser |
| Brown Advisory Investment Solutions Group LLC | New York, NY | Baltimore, MD | SEC-registered investment adviser |
| Browning West LP | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Brownson, Rehmus & Foxworth, Inc. | Tarrytown, NY | Chicago, IL | SEC-registered investment adviser |
| Burford Capital Investment Management LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| C Cubed Capital Partners, LLC | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| Cabot Properties L.P. | New York, NY | Boston, MA | SEC-registered investment adviser |
| Caffeinated Capital Management, LLC | New York, NY | Aspen, CO | Exempt reporting adviser |
| CAI Manager LP | New York, NY | Mill Valley, CA | SEC-registered investment adviser |
| Cain International Advisers Limited | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Calamos Advisors LLC | New York, NY | Naperville, IL | SEC-registered investment adviser |
| Calamos Wealth Management LLC | New York, NY | Naperville, IL | SEC-registered investment adviser |
| Caledonia (Private) Investments Pty Limited | New York, NY | Sydney, Australia | SEC-registered investment adviser |
| Callan | Summit, NJ | San Francisco, CA | SEC-registered investment adviser |
| Calmwater Capital | New York, NY | El Segundo, CA | SEC-registered investment adviser |
| Calton & Associates, Inc. | Hazlet, NJ | Tampa, FL | SEC-registered investment adviser |
| Calvert Research and Management | New York, NY | Washington, DC | SEC-registered investment adviser |
| Calydon Capital, LLC | Englewood, NJ | Memphis, TN | SEC-registered investment adviser |
| Cambridge Associates, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Canaan Partners | New York, NY | Stamford, CT | Exempt reporting adviser |
| Canyon ABF Manager LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Canyon Capital Advisors LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Canyon Partners Real Estate LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Cape Investment Advisory, Inc. | Baiting Hollow, NY | McDonough, GA | SEC-registered investment adviser |
| Capital Advisors Group, Inc | Fairfield, NJ | Boston, MA | SEC-registered investment adviser |
| Capital Client Group, Inc. | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Capital Group Private Client Services, Inc. | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Capital Markets IQ, LLC | Melville, NY | Wilmington, DE | SEC-registered investment adviser |
| Capital Research and Management Company | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Capital Research Company | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Capitalspring | New York, NY | Nashville, TN | SEC-registered investment adviser |
| Capitol Securities Management, Inc. | Melville, NY | Glen Allen, VA | SEC-registered investment adviser |
| Caption Management, LLC | New York, NY | Oklahoma City, OK | SEC-registered investment adviser |
| Captrust | Lake Success, NY | Raleigh, NC | SEC-registered investment adviser |
| Carmel Partners | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Carnegie Investment Counsel | Sag Harbor, NY | Pepper Pike, OH | SEC-registered investment adviser |
| Carval CLO Management LLC | New York, NY | Minneapolis, MN | SEC-registered investment adviser |
| Cary Street Partners | Morristown, NJ | Richmond, VA | SEC-registered investment adviser |
| Cary Street Partners Asset Management | Morristown, NJ | Richmond, VA | SEC-registered investment adviser |
| Castle Ridge Asset Management Limited | New York, NY | Toronto, Ontario, Canada | SEC-registered investment adviser |
| Castlelake, L.P. | New York, NY | Minneapolis, MN | SEC-registered investment adviser |
| Catalyst Capital Advisors LLC | Huntington, NY | San Juan, PR | SEC-registered investment adviser |
| Catalyst International Advisors LLC | Huntington, NY | San Juan, PR | SEC-registered investment adviser |
| Catch Point Rights Partners LP | New York, NY | Boston, MA | Exempt reporting adviser |
| Catenary Alternatives Asset Management, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Caymus Equity Partners, LLC | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| CCP II Advisory Ltd. | New York, NY | Hong Kong, Hong Kong | Exempt reporting adviser |
| CCP II GP Ltd. | New York, NY | Hong Kong, Hong Kong | Exempt reporting adviser |
| Cdib Capital International Corporation | New York, NY | Grand Cayman, Cayman Islands | Exempt reporting adviser |
| CE Investment Management, LLC | New York, NY | Oklahoma City, OK | SEC-registered investment adviser |
| Centerharbor Canapi Ventures Investment Advisor LLP | New York, NY | Washington, DC | Exempt reporting adviser |
| Centersquare Investment Management LLC | New York, NY | Conshohocken, PA | SEC-registered investment adviser |
| Certuity, LLC | New York, NY | North Palm Beach, FL | SEC-registered investment adviser |
| Cetera Investment Advisers LLC | Mount Arlington, NJ | Schaumburg, IL | SEC-registered investment adviser |
| Cetera Planning Partners | Paramus, NJ | Leawood, KS | SEC-registered investment adviser |
| CF Private Equity, Inc. | New York, NY | Norwalk, CT | SEC-registered investment adviser |
| Cgam | New York, NY | Naperville, IL | SEC-registered investment adviser |
| CGN Advisors, LLC | New York, NY | Manhattan, KS | SEC-registered investment adviser |
| Charles Schwab & Co., Inc. | Millburn, NJ | San Francisco, CA | SEC-registered investment adviser |
| Charles Schwab Investment Management, Inc | Jersey City, NJ | San Francisco, CA | SEC-registered investment adviser |
| Charlesbank Capital Partners, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Chicago Atlantic Advisers, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Chilton Investment Company, Inc. | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Chilton Investment Services, LLC | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Choreo, LLC | New York, NY | Rockford, IL | SEC-registered investment adviser |
| Churchill Investment Management LLC | New York, NY | Charlotte, NC | SEC-registered investment adviser |
| CIBC Private Wealth Advisors, Inc. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Cifc Asset Management LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Cifc Investment Management LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Cifc Private Credit Management LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| CIP PE Advisors, LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Citadel Advisors LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Citizens Securities, Inc. | New York, NY | Johnston, RI | SEC-registered investment adviser |
| CL Wealth Management LLC | Pleasantville, NY | Schaumburg, IL | SEC-registered investment adviser |
| Clara Partners Management LLC | New York, NY | Beverly Hills, CA | Exempt reporting adviser |
| Clarity Capital KCPS Ltd | New York, NY | Ramat-Gan, Israel | SEC-registered investment adviser |
| Claymore Capital Partners | New York, NY | Cincinnati, OH | SEC-registered investment adviser |
| Clean Energy Transition LLP | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Clearlake Capital Group, L.P. | New York, NY | Santa Monica, CA | SEC-registered investment adviser |
| Cliffwater LLC | New York, NY | Marina del Rey, CA | SEC-registered investment adviser |
| Cliftonlarsonallen Wealth Advisors, LLC | Livingston, NJ | Minneapolis, MN | SEC-registered investment adviser |
| Clipway Limited | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Colomb Investment Management Company, LLC | Montclair, NJ | Metairie, LA | SEC-registered investment adviser |
| Colony Capital Investment Advisors, LLC | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| Columbia Management Investment Advisers, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Commonfund Ocio, Inc. | New York, NY | Norwalk, CT | SEC-registered investment adviser |
| Commons Capital, LLC | New York, NY | Needham, MA | SEC-registered investment adviser |
| Commonwealth Credit Advisors, LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Community Investment Management LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Compass Financial Management LLC | New York, NY | Tampa, FL | SEC-registered investment adviser |
| Composition Wealth, LLC | Melville, NY | Los Angeles, CA | SEC-registered investment adviser |
| Comvest Advisors LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Comvest Credit Advisors, LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Comvest Credit Managers, LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Concentric | New York, NY | Walnut Creek, CA | SEC-registered investment adviser |
| Concorde Asset Management, LLC | New York, NY | Ann Arbor, MI | SEC-registered investment adviser |
| Concurrent Investment Advisors, LLC | Plainview, NY | Tampa, FL | SEC-registered investment adviser |
| Conning, Inc. | New York, NY | Hartford, CT | SEC-registered investment adviser |
| Constellation Wealth Capital | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Constitution Capital Equity Partners LP | New York, NY | Andover, MA | SEC-registered investment adviser |
| Constitution Capital Horizon Advisor, LP | New York, NY | Andover, MA | SEC-registered investment adviser |
| Constitution Capital PM, L. P. | New York, NY | Andover, MA | SEC-registered investment adviser |
| Copley Financial Group, Inc. | Uniondale, NY | San Diego, CA | SEC-registered investment adviser |
| Copper Financial | New York, NY | Lenexa, KS | SEC-registered investment adviser |
| Corecap Advisors | Sparta, NJ | Southfield, MI | SEC-registered investment adviser |
| Corient | Morristown, NJ | Miami, FL | SEC-registered investment adviser |
| Corient IA LP | Morristown, NJ | Miami, FL | SEC-registered investment adviser |
| Corient SHC Partners (US) LP | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| Corient SHC Wealth Management (US) LP | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| Correlation Management, LLC | New York, NY | San Diego, CA | Exempt reporting adviser |
| Corry Capital Advisors, LLC | New York, NY | Vero Beach, FL | SEC-registered investment adviser |
| Covenant Venture Capital, LLC | New York, NY | Wilmington, NC | Exempt reporting adviser |
| Craft Ventures Management LP | New York, NY | San Francisco, CA | Exempt reporting adviser |
| Creative Financial Designs, Inc. | Succasunna, NJ | Kokomo, IN | SEC-registered investment adviser |
| Creative Planning | Hicksville, NY | Overland Park, KS | SEC-registered investment adviser |
| Crescent Cap Advisors, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Crescent Cap NT Advisors, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Crescent Capital BDC, Inc. | New York, NY | Los Angeles, CA | Exempt reporting adviser |
| Crescent Capital Group LP | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Cresset Asset Management, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Crestline Management, L.P. | New York, NY | Fort Worth, TX | SEC-registered investment adviser |
| CRG | New York, NY | Houston, TX | SEC-registered investment adviser |
| Crow Holdings Capital | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Csenge Advisory Group, LLC | Pearl River, NY | Clearwater, FL | SEC-registered investment adviser |
| CW Advisors, LLC | Basking Ridge, NJ | Boston, MA | SEC-registered investment adviser |
| CWM, LLC | Franklin Lakes, NJ | Omaha, NE | SEC-registered investment adviser |
| Cynosure Group, LLC | Holmdel, NJ | Salt Lake City, UT | SEC-registered investment adviser |
| Cynosure Portfolio Advisors LLC | Hoboken, NJ | Salt Lake City, UT | SEC-registered investment adviser |
| D.H. Hill Advisors, Inc. | Bayside, NY | Kingwood, TX | SEC-registered investment adviser |
| D/B/A the Davis Companies Or Davis | New York, NY | Boston, MA | SEC-registered investment adviser |
| D2 Asset Management | New York, NY | Dallas, TX | SEC-registered investment adviser |
| DAI Wealth, LLC | East Setauket, NY | Atlanta, GA | SEC-registered investment adviser |
| Dana Investment Advisors Inc | New York, NY | Waukesha, WI | SEC-registered investment adviser |
| Davis Selected Advisers LP | New York, NY | Tucson, AZ | SEC-registered investment adviser |
| Dawson Partners | New York, NY | Toronto, Canada | SEC-registered investment adviser |
| DC Global Ventures | New York City, NY | Menlo Park, CA | SEC-registered investment adviser |
| Deep Track Capital, LP | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Deerpath Capital Management, LP | New York, NY | Fort Lauderdale, FL | SEC-registered investment adviser |
| Delgatto Capital Group LLC | New York, NY | Palm Beach, FL | Exempt reporting adviser |
| Denham Capital Management LP | Jersey City, NJ | Boston, MA | SEC-registered investment adviser |
| Digital Bridge Advisors, LLC | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| Digitalbridge Investment Management, LLC | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| Dimension Capital Management LLC | New York, NY | Coral Gables, FL | SEC-registered investment adviser |
| Discipline Wealth Solutions, Inc. | Tappan, NY | Greenville, SC | SEC-registered investment adviser |
| Disruptive Technology Advisers LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Divco West Real Estate Services, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Dock Street Capital Management LLC | Rye, NY | Westport, CT | SEC-registered investment adviser |
| Downtown Wealth Studios, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Dragoneer Investment Group, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Dragonfly Digital Management, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Draper Management Company, LLC | New York, NY | San Mateo, CA | Exempt reporting adviser |
| Dudley & Shanley, Inc. | Red Bank, NJ | Palm Beach, FL | SEC-registered investment adviser |
| Duncan Financial Planning Advisors | Huntington Station, NY | Irwin, PA | SEC-registered investment adviser |
| Durable Capital Partners LP | New York, NY | Bethesda, MD | SEC-registered investment adviser |
| Dwight Investment Management LLC | New York, NY | Sunny Isles Beach, FL | SEC-registered investment adviser |
| DWM Asset Management, LLC | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Earned Wealth Advisors, LLC | New York, NY | Walnut Creek, CA | SEC-registered investment adviser |
| Easterly Investment Partners LLC | New York City, NY | Beverly, MA | SEC-registered investment adviser |
| Eaton Vance Management | New York, NY | Boston, MA | SEC-registered investment adviser |
| Eclipse | New York, NY | Palo Alto, CA | Exempt reporting adviser |
| Edelman Financial Engines | Uniondale, NY | Santa Clara, CA | SEC-registered investment adviser |
| Edgewood Management LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Edward Jones | New York, NY | St. Louis, MO | SEC-registered investment adviser |
| EKS Associates | East Hanover, NJ | Princeton, NJ | SEC-registered investment adviser |
| Eldridge Acre Partners, LP | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Elephant | New York, NY | Boston, MA | SEC-registered investment adviser |
| Ellington Global Asset Management, LLC | New York, NY | Old Greenwich, CT | SEC-registered investment adviser |
| Ellington Management Group, L.L.C. | New York, NY | Old Greenwich, CT | SEC-registered investment adviser |
| Elmtree Funds, LLC | New York, NY | St. Louis, MO | SEC-registered investment adviser |
| Empower Advisory Group, LLC | Honolulu, HI | Greenwood Village, CO | SEC-registered investment adviser |
| Empros Capital LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Empyrean Capital Partners, LP | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Encore Finance Group, L.L.C. | New York, NY | Hollywood, FL | Exempt reporting adviser |
| Enhanced Capital Partners, LLC | Bronxville, NY | New Orleans, LA | SEC-registered investment adviser |
| Equita Financial Network, Inc. | New York, NY | Fort Washington, PA | SEC-registered investment adviser |
| Equitycompass Investment Management, LLC | New York, NY | Baltimore, MD | SEC-registered investment adviser |
| ESI Financial Advisors | Hauppauge, NY | Montpelier, VT | SEC-registered investment adviser |
| Ethos Financial Group, LLC | Clark, NJ | King of Prussia, PA | SEC-registered investment adviser |
| Everlong Capital Fund Management, LP | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Evidity Capital LLC | New York, NY | Miami, FL | Exempt reporting adviser |
| Evolution Credit Partners Management, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Evolve Private Wealth, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| EW Healthcare Partners | New York, NY | The Woodlands, TX | SEC-registered investment adviser |
| Excelsior Renewable Energy Management Company LP | New York, NY | Excelsior, MN | SEC-registered investment adviser |
| Exchange Traded Concepts, LLC | New York, NY | Oklahoma City, OK | SEC-registered investment adviser |
| F L Putnam Investment Management Co. | New York, NY | Lynnfield, MA | SEC-registered investment adviser |
| Fairmount Funds Management LLC | New York, NY | West Conshohocken, PA | SEC-registered investment adviser |
| Falcon Investment Advisors, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Falcon Wealth Planning, LLC | New York, NY | Ontario, CA | SEC-registered investment adviser |
| Farallon Capital Management, L.L.C. | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Farther | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| FCP | New York, NY | Chevy Chase, MD | SEC-registered investment adviser |
| Federated Advisory Services Company | New York, NY | Pittsburgh, PA | SEC-registered investment adviser |
| Federated Investment Counseling | New York, NY | Pittsburgh, PA | SEC-registered investment adviser |
| Federated Securities Corp. | New York, NY | Pittsburgh, PA | SEC-registered investment adviser |
| Fiam LLC | Jersey City, NJ | Smithfield, RI | SEC-registered investment adviser |
| Fidelity Diversifying Solutions LLC | Jersey City, NJ | Boston, MA | SEC-registered investment adviser |
| Fidelity Institutional Wealth Adviser LLC | Jersey City, NJ | Boston, MA | SEC-registered investment adviser |
| Fidelity Management & Research Company LLC | Jersey City, NJ | Boston, MA | SEC-registered investment adviser |
| Fiduciary Trust International, LLC | New York, NY | Lincoln, MA | SEC-registered investment adviser |
| Fidus Investment Advisors, LLC | New York, NY | Evanston, IL | SEC-registered investment adviser |
| Fields Gottscho Capital Management LLC | East Brunswick, NJ | Charlottesville, VA | SEC-registered investment adviser |
| Fiera Infrastructure Inc. | New York, NY | Toronto, Ontario, Canada | Exempt reporting adviser |
| Fifth Third Wealth Advisors LLC | Tarrytown, NY | Cincinnati, OH | SEC-registered investment adviser |
| FIN Capital | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Financial Integrity Advisors, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| Fintop Capital | New York, NY | Nashville, TN | Exempt reporting adviser |
| First Citizens Investor Services, Inc. | New York, NY | Raleigh, NC | SEC-registered investment adviser |
| First Eagle Alternative Credit, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| First Heartland Consultants, Inc. | Hillsborough, NJ | Lake St. Louis, MO | SEC-registered investment adviser |
| First Sentier Investors | New York, NY | Barangaroo, Nsw, Australia | SEC-registered investment adviser |
| First Sentier Investors | Ny, NY | Barangaroo, Nsw, Australia | SEC-registered investment adviser |
| First Sentier Investors | Ny, NY | George Town, Grand Cayman, Cayman Islands | SEC-registered investment adviser |
| First Sentier Investors | New York, NY | Barangaroo Nsw, Australia | SEC-registered investment adviser |
| Fitzwalter Capital Limited | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Flaherty & Crumrine Incorporated | Summit, NJ | Pasadena, CA | SEC-registered investment adviser |
| Flexpoint Ford, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Florin Pensions LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Flybridge Capital Partners | New York, NY | Dedham, MA | Exempt reporting adviser |
| Focus Partners Wealth, LLC | New York, NY | St. Louis, MO | SEC-registered investment adviser |
| Foresite Capital | New York, NY | West Hollywood, CA | SEC-registered investment adviser |
| Forest Avenue Capital Management LP | New York, NY | Miami, FL | SEC-registered investment adviser |
| Formula Growth Limited | New York, NY | Montreal, Canada | SEC-registered investment adviser |
| Fort Point Capital Partners LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Fortis Capital Advisors, LLC | Briarcliff Manor, NY | Prairie Village, KS | SEC-registered investment adviser |
| Fortitude Advisory Group L.L.C. | New York, NY | Gig Harbor, WA | SEC-registered investment adviser |
| Forum Financial Management, LP | Manalapan, NJ | Lombard, IL | SEC-registered investment adviser |
| Foundations Investment Advisors LLC | Waretown, NJ | Phoenix, AZ | SEC-registered investment adviser |
| Founder Collective | New York, NY | Cambridge, MA | Exempt reporting adviser |
| Fourstar Wealth Advisors, LLC | Wayne, NJ | Chicago, IL | SEC-registered investment adviser |
| FR Capital Holdings, LP | New York, NY | Philadelphia, PA | Exempt reporting adviser |
| Francisco Partners | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Franklin Advisers, Inc. | New York, NY | San Mateo, CA | SEC-registered investment adviser |
| Freeman Spogli | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Freestone Grove Partners LP | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Frist Cressey Ventures Management, LLC | New York, NY | Nashville, TN | Exempt reporting adviser |
| FS Credit Income Advisor, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| FS Fund Advisor, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| FS Global Advisor, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| FS Reit Advisor, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| FS Specialty Lending Advisor, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| FS Structured Products Advisor, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| FS Tactical Advisor, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| FS/KKR Advisor, LLC | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| FTV Capital | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Gabelli & Company Investment Advisers, Inc. | Rye, NY | Greenwich, CT | SEC-registered investment adviser |
| Gaingels 10X Capital Diversity Management LLC | New York, NY | Burlington, VT | Exempt reporting adviser |
| Gallagher Fiduciary Advisors, LLC | New York, NY | Rolling Meadows, IL | SEC-registered investment adviser |
| Galvanize Climate Solutions LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Gamco Asset Management Inc. | Morristown, NJ | Greenwich, CT | SEC-registered investment adviser |
| Garda Capital Partners | New York, NY | Wayzata, MN | SEC-registered investment adviser |
| Gatemore | New York, NY | Aspen, CO | SEC-registered investment adviser |
| GC Advisors LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| GC Opal Advisors LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| GCM Grosvenor L.P. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| GCM Grosvenor Wealth L.P. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| GDA Luma Capital Management, LP | New York, NY | Miami, FL | SEC-registered investment adviser |
| GE Vernova Investment Advisers, LLC | New York, NY | Stamford, CT | SEC-registered investment adviser |
| General Catalyst | New York, NY | Cambridge, MA | SEC-registered investment adviser |
| Generate Capital Advisors, PB LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Gentrust | New York, NY | Miami, FL | SEC-registered investment adviser |
| GFO Advisory Services, LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| GHO Capital Management Limited | New York, NY | Grand Cayman, Cayman Islands | Exempt reporting adviser |
| GI Partners | New York, NY | Scottsdale, AZ | SEC-registered investment adviser |
| GID Multifamily Investment Management LLC | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| Gladstone Management Corporation | New York, NY | McLean, VA | SEC-registered investment adviser |
| Gladstone Wealth Partners | Bedminster, NJ | Palm Beach Gardens, FL | SEC-registered investment adviser |
| Glassbead Capital Management LLC | New York, NY | Miami Beach, FL | SEC-registered investment adviser |
| Global Assets Advisory, LLC | New York City, NY | Orlando, FL | SEC-registered investment adviser |
| Global Strategic Risk Management, LLC | New York, NY | Providence, RI | SEC-registered investment adviser |
| Goanna Capital Management LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Goldman Sachs Wealth Services, L.P. | Morristown, NJ | Cohoes, NY | SEC-registered investment adviser |
| GQG Partners | New York City, NY | Fort Lauderdale, FL | SEC-registered investment adviser |
| Gradient Wealth Management | Holbrook, NY | Arden Hills, MN | SEC-registered investment adviser |
| Graham Capital Management, L.P. | New York, NY | Rowayton, CT | SEC-registered investment adviser |
| Grain Management, LLC | New York, NY | Washington, DC | SEC-registered investment adviser |
| Graticule Asia Macro Advisors LLC | New York, NY | Singapore, Singapore | SEC-registered investment adviser |
| Great Path Planning | Suffern, NY | Goshen, NY | SEC-registered investment adviser |
| Great Valley Advisor Group, LLC | New York, NY | Berwyn, PA | SEC-registered investment adviser |
| Green Rock Energy Partners LLC | New York, NY | Stamford, CT | Exempt reporting adviser |
| Greenbacker Capital Management LLC | New York, NY | Portland, ME | SEC-registered investment adviser |
| Greenbelt Capital Partners | Ny, NY | Austin, TX | SEC-registered investment adviser |
| Greenlake Asset Management LLC | New York, NY | South Pasadena, CA | SEC-registered investment adviser |
| Greenoaks | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Greenspring Advisors, LLC | New York, NY | Towson, MD | SEC-registered investment adviser |
| Greyrock Capital Group | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Greystar Investment Group, LLC | Madison, NJ | Charleston, SC | SEC-registered investment adviser |
| Grit Capital Partners | New York, NY | Baltimore, MD | Exempt reporting adviser |
| GTCR LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Guardant Wealth Advisors | Southampton, NY | Miami, FL | SEC-registered investment adviser |
| Guggenheim Funds Distributors, LLC | Bayside, NY | Chicago, IL | SEC-registered investment adviser |
| Guggenheim Investments | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Guggenheim Wealth Solutions, LLC | New York, NY | Santa Monica, CA | SEC-registered investment adviser |
| GWN Securities Inc. | Bellport, NY | Palm Beach Gardens, FL | SEC-registered investment adviser |
| H.I.G. Capital, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| H.I.G. Whitehorse Advisers, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| H/2 Capital Partners | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Hack VC Management, LLC | New York, NY | Palo Alto, CA | SEC-registered investment adviser |
| Hamel Associates,inc. | Chatham, NJ | Allentown, PA | SEC-registered investment adviser |
| Hamilton Capital Partners, LLC | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| Hamilton Lane | New York, NY | Conshohocken, PA | SEC-registered investment adviser |
| Hammond, Kennedy, Whitney & Company, Inc. | New York, NY | Indianapolis, IN | SEC-registered investment adviser |
| Hanwha Asset Management (USA) Ltd. | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Harbert Fund Advisors, LLC | New York, NY | Birmingham, AL | SEC-registered investment adviser |
| Harbor Capital Advisors, Inc. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Harbor Group International, LLC | New York, NY | Norfolk, VA | SEC-registered investment adviser |
| Harrison Street Advisors, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Harvest Fund Advisors LLC | New York, NY | Wayne, PA | SEC-registered investment adviser |
| Hawk Ridge Capital Management LP | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| HBK Capital Management | New York, NY | Dallas, TX | SEC-registered investment adviser |
| HBKS Wealth Advisors | Holmdel, NJ | Erie, PA | SEC-registered investment adviser |
| Heitman Capital Management LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Heitman International HK Limited | New York, NY | Central Hong Kong, Hong Kong | SEC-registered investment adviser |
| Heitman International LLC | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Heitman International Real Estate Securities Pty Limited | New York, NY | Melbourne, Australia | SEC-registered investment adviser |
| Heitman Real Estate Securities LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Hellman & Friedman LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Herbert J. Sims Capital Management, Inc. | Redbank, NJ | Fairfield, CT | SEC-registered investment adviser |
| Hercules Adviser LLC | New York, NY | San Mateo, CA | SEC-registered investment adviser |
| Heritage Holding | New York, NY | Boston, MA | SEC-registered investment adviser |
| Hermes GPE LLP | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| HG | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Highpost Capital, LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Hightower Advisors, LLC | Bay Head, NJ | Chicago, IL | SEC-registered investment adviser |
| Hilco Investment Advisors, LLC | New York, NY | Northbrook, IL | SEC-registered investment adviser |
| Hines Capital Advisors LLC | New York, NY | Houston, TX | SEC-registered investment adviser |
| Hite Hedge Asset Management LLC | New York, NY | Braintree, MA | SEC-registered investment adviser |
| Hivest Capital Partners SAS | New York, NY | Paris, France | Exempt reporting adviser |
| HKW Management, LLC | New York, NY | Indianapolis, IN | SEC-registered investment adviser |
| Hollyport Capital LLP | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Hornor, Townsend & Kent, LLC | Edison, NJ | Conshohocken, PA | SEC-registered investment adviser |
| Howard Capital Management Group, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Howard Capital Management, LLC | Nesconset, NY | Alpharetta, GA | SEC-registered investment adviser |
| HQ Capital Private Equity LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Hudson Advisors | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Hudson Bay Capital Management LP | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Hudson House Capital Incorporated | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Hudson Structured Capital Management Ltd. | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Iams Wealth Management, LLC | Red Bank, NJ | Omaha, NE | SEC-registered investment adviser |
| Iconiq Capital, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| IEQ Capital, LLC | New York, NY | Foster City, CA | SEC-registered investment adviser |
| IFR, Municipal Market Data | New York, NY | Boston, MA | SEC-registered investment adviser |
| IHT Wealth Management LLC | Great Neck, NY | Chicago, IL | SEC-registered investment adviser |
| Illumen Capital Management, LLC | New York, NY | Oakland, CA | SEC-registered investment adviser |
| Impax Asset Management LLC | New York, NY | Portsmouth, NH | SEC-registered investment adviser |
| Incline Equity Partners | New York, NY | Pittsburgh, PA | SEC-registered investment adviser |
| Independence Square Holdings, LLC | Short Hills, NJ | King of Prussia, PA | SEC-registered investment adviser |
| Independent Financial Group, LLC | New York, NY | San Diego, CA | SEC-registered investment adviser |
| Independent Financial Partners | Aquebogue, NY | Tampa, FL | SEC-registered investment adviser |
| Independent Wealth Network, Inc. | Morristown, NJ | Urbandale, IA | SEC-registered investment adviser |
| Indicator Ventures | New York, NY | Wellesley, MA | Exempt reporting adviser |
| Indivisible Partners | Hazlet, NJ | Clearwater, FL | SEC-registered investment adviser |
| Industrial Development Funding LLC | New York, NY | Miami Beach, FL | SEC-registered investment adviser |
| Inflexion Private Equity Partners | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Infrabridge Investors (UK) Limited | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Initialized Capital Management, LLC | New York, NY | San Francisco, CA | Exempt reporting adviser |
| Innovation X Advisors | New York, NY | Rockville, MD | SEC-registered investment adviser |
| Insigneo Advisory Services, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Institutional Shareholder Services Inc. | New York, NY | Rockville, MD | SEC-registered investment adviser |
| Integrity Advisory Solutions | Airmont, NY | Dallas, TX | SEC-registered investment adviser |
| Integrity Alliance, LLC | Parsippany, NJ | Urbandale, IA | SEC-registered investment adviser |
| Intermede Global Partners Inc | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| International Assets Investment Management, LLC | Spring Lake, NJ | Orlando, FL | SEC-registered investment adviser |
| Intrepid Investment Management, LLC | New York, NY | Houston, TX | SEC-registered investment adviser |
| Invesco Advisers, Inc. | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| Invesco Investment Advisers LLC | New York, NY | Downers Grove, IL | SEC-registered investment adviser |
| Invesco Managed Accounts, LLC | New York, NY | Seattle, WA | SEC-registered investment adviser |
| Investx Master GP1 Inc. | New York, NY | Vancouver, British Columbia, Canada | Exempt reporting adviser |
| Invst, LLC | Allendale, NJ | Indianapolis, IN | SEC-registered investment adviser |
| Ironarc Management, LLC | New York, NY | Austin, TX | SEC-registered investment adviser |
| Jadian Capital, LP | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Jamestown, L.P. | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| Janney Montgomery Scott LLC | Bedminster, NJ | Philadelphia, PA | SEC-registered investment adviser |
| Janus Henderson Investors | New York, NY | Denver, CO | SEC-registered investment adviser |
| JAT Capital Management LP | Bridgehampton, NY | Greenwich, CT | SEC-registered investment adviser |
| Jefferies Credit Partners Europe Limited | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Jericho Capital Asset Management L.P. | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Joel Adams and Associates Inc. | New York, NY | Asheville, NC | SEC-registered investment adviser |
| Johcm (USA) Inc | New York, NY | Boston, MA | SEC-registered investment adviser |
| Jordan Park Group LLC | New York City, NY | San Francisco, CA | SEC-registered investment adviser |
| K2/D&S Management Co., L.L.C. | New York, NY | Stamford, CT | SEC-registered investment adviser |
| K50 Ventures | New York, NY | Encinitas, CA | Exempt reporting adviser |
| KA Credit Advisors II, LLC | New York, NY | Houston, TX | SEC-registered investment adviser |
| KA Credit Advisors, LLC | New York, NY | Houston, TX | SEC-registered investment adviser |
| Kayne Anderson Capital Advisors, L.P. | New York, NY | Houston, TX | SEC-registered investment adviser |
| Kayne Anderson Rudnick Investment Management, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Kelly Park Investment LLC | New York, NY | Ft. Lauderdale, FL | SEC-registered investment adviser |
| Kestra Advisory Services, LLC | Fairfield, NJ | Austin, TX | SEC-registered investment adviser |
| Key Group Management, Inc. | Ramsay, NJ | Fountain Hills, AZ | SEC-registered investment adviser |
| KH2 Capital Management Ltd | New York, NY | Tel Aviv, Israel | Exempt reporting adviser |
| Kinetic Partners Management, LP | New York, NY | Miami, FL | SEC-registered investment adviser |
| Kingbird Investment Management | New York, NY | Newtown, PA | Exempt reporting adviser |
| Kingfish Capital Partners LLC | New York, NY | Southlake, TX | SEC-registered investment adviser |
| Kingsview Wealth Management, LLC | Woodbury, NY | Grants Pass, OR | SEC-registered investment adviser |
| Kingswood Wealth Advisors, LLC | Fairfield, NJ | San Diego, CA | SEC-registered investment adviser |
| KKR Credit Advisors (US) LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Kovack Advisors, Inc. | Floral Park, NY | Ft. Lauderdale, FL | SEC-registered investment adviser |
| KSL Capital Partners | New York, NY | Denver, CO | SEC-registered investment adviser |
| Lanark Financial, Inc. | Massapequa, NY | Birmingham, AL | SEC-registered investment adviser |
| Landseer Advisors LLC | New York, NY | Princeton, NJ | SEC-registered investment adviser |
| LANE42 | New York, NY | Santa Monica, CA | SEC-registered investment adviser |
| Lasalle Investment Management | New York, NY | Chicago, IL | SEC-registered investment adviser |
| LBC Credit Partners | New York, NY | Radnor, PA | SEC-registered investment adviser |
| LDVM, LLC | New York, NY | Wilson, WY | Exempt reporting adviser |
| Lendistry Capital Partners, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Leste Capital Partners (Florida), LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Level Four Advisory Services | Great Neck, NY | Dallas, TX | SEC-registered investment adviser |
| Level Ventures Management LLC | New York, NY | Sunny Isles Beach, FL | SEC-registered investment adviser |
| Levine Leichtman Capital Partners, LLC | New York, NY | Beverly Hills, CA | SEC-registered investment adviser |
| Levine Leichtman Strategic Capital, LLC | New York, NY | Beverly Hills, CA | SEC-registered investment adviser |
| Lido | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Lifemark Securities Corp. | Copiague, NY | Rochester, NY | SEC-registered investment adviser |
| Lifeworks Advisors, LLC | Wayne, NJ | Grand Rapids, MI | SEC-registered investment adviser |
| Lighthouse Investment Partners, LLC | New York, NY | Palm Beach Gardens, FL | SEC-registered investment adviser |
| Lightspeed Venture Partners | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Lime Rock | New York, NY | Westport, CT | SEC-registered investment adviser |
| LMCG Investments, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| LNW | New York, NY | Seattle, WA | SEC-registered investment adviser |
| Locust Point Capital | Red Bank, NJ | Miami, FL | SEC-registered investment adviser |
| Lone Pine Capital LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Lone Star Funds | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Long Path Partners, LP | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Lountzis Asset Management, LLC | New York, NY | Wyomissing, PA | SEC-registered investment adviser |
| Lovell Minnick | New York, NY | Radnor, PA | SEC-registered investment adviser |
| LPL Enterprise, LLC | Basking Ridge, NJ | Fort Mill, SC | SEC-registered investment adviser |
| LPL Financial LLC | Morristown, NJ | Fort Mill, SC | SEC-registered investment adviser |
| Lubert-Adler Management Company, L.P. | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| M Holdings Securities, Inc. | Berkeley Heights, NJ | Portland, OR | SEC-registered investment adviser |
| M&G Investments (USA) Inc. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| M13 Holdings Company, LLC | New York, NY | Los Angeles, CA | Exempt reporting adviser |
| M13 Ventures Management, LLC | New York, NY | Los Angeles, CA | Exempt reporting adviser |
| Macquarie Infrastructure and Real Assets (Europe) Limited | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Madison Avenue Securities, LLC | Oak Ridge, NJ | San Diego, CA | SEC-registered investment adviser |
| Madison Avenue Solutions, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Magnetar Asset Management LLC | New York, NY | Evanston, IL | SEC-registered investment adviser |
| Magnetar Financial LLC | New York, NY | Evanston, IL | SEC-registered investment adviser |
| MAI Capital Management, LLC | New York, NY | Cleveland, OH | SEC-registered investment adviser |
| Main Street Financial Solutions, LLC | New York, NY | Newtown, PA | SEC-registered investment adviser |
| Main Street Research LLC | New York, NY | Lakeville, CT | SEC-registered investment adviser |
| Makers Investment Advisor II US Inc. | New York, NY | Woodland Hills, CA | Exempt reporting adviser |
| Mamba Growth Management Company LLC | New York, NY | Old Greenwich, CT | Exempt reporting adviser |
| MAN Advisers LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Manchester Capital Management LLC | New York, NY | Manchester, VT | SEC-registered investment adviser |
| Maniv | New York, NY | Tel-Aviv, Israel | Exempt reporting adviser |
| Mantra Investment Partners Sarl | New York, NY | Paris, France | Exempt reporting adviser |
| Manulife Investment Management Private Markets (US) LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Maple Park Capital | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Marathon Management Partners LLC | New York, NY | Beverly Hills, CA | SEC-registered investment adviser |
| Marcus Partners, LLC | Morristown, NJ | Boston, MA | SEC-registered investment adviser |
| Mariner | Chatham, NJ | Overland Park, KS | SEC-registered investment adviser |
| Mariner Advisor Network | Highland Park, NJ | Overland Park, KS | SEC-registered investment adviser |
| Mariner Independent | Clark, NJ | Overland Park, KS | SEC-registered investment adviser |
| Maripau Wealth Management LLC | Red Bank, NJ | Fort Wayne, IN | SEC-registered investment adviser |
| Materetsky Financial Group | Melville, NY | Boynton Beach, FL | SEC-registered investment adviser |
| Matrix Private Capital Group | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Maverick Capital Ltd | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Maveron LLC | New York, NY | Seattle, WA | Exempt reporting adviser |
| McAdam LLC | New York, NY | Radnor, PA | SEC-registered investment adviser |
| McDermott Investment Advisors, LLC | Hackensack, NJ | Naples, FL | SEC-registered investment adviser |
| MCR Fund Management LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| MDT Advisers, a Division of Federated Mdta LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Measured Risk Portfolios | Rockville Centre, NY | San Diego, CA | SEC-registered investment adviser |
| Meketa Fiduciary Management, LLC | New York, NY | Carlsbad, CA | SEC-registered investment adviser |
| Meketa Investment Group Inc | New York, NY | Westwood, MA | SEC-registered investment adviser |
| Mellon Investments Corporation | New York, NY | Pittsburgh, PA | SEC-registered investment adviser |
| Mercator Partners | New York, NY | Princeton, NJ | SEC-registered investment adviser |
| Mercer Global Advisors Inc. | New York, NY | Denver, CO | SEC-registered investment adviser |
| Mercer Investments LLC | Morristown, NJ | Boston, MA | SEC-registered investment adviser |
| Merewether Investment Management, LP | Jersey City, NJ | Dallas, TX | SEC-registered investment adviser |
| Meridiem Capital Partners LP | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Meritage Group LP | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Mesa West Capital | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Mesarete Capital (US) LLC | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Mesarete Capital LLP | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Meteora Capital, LLC | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| Metropolitan West Asset Management LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| MGX Fund Management Limited | New York, NY | Abu Dhabi, United Arab Emirates | Exempt reporting adviser |
| Middleground Capital | New York, NY | Lexington, KY | SEC-registered investment adviser |
| Midland Wealth Management | Tarrytown, NY | Effingham, IL | SEC-registered investment adviser |
| Milestone Asset Management Group, LLC | West Nyack, NY | Avon, CT | SEC-registered investment adviser |
| Miller Investment Management, LP | New York, NY | West Conshohocken, PA | SEC-registered investment adviser |
| Millstone Financial Group | Bridgewater, NJ | Princeton, NJ | SEC-registered investment adviser |
| Miravast Asset Management, LLC | New City, NY | Newtown, PA | SEC-registered investment adviser |
| Mission Wealth Management, LP | New York, NY | Santa Barbara, CA | SEC-registered investment adviser |
| Mistral Equity Partners | New York, NY | Palm Beach, FL | Exempt reporting adviser |
| MML Investors Services, LLC | East Hills, NY | Springfield, MA | SEC-registered investment adviser |
| MML UK Advisor LLP | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Modern Capital Management, Co. | Bridgehampton, NY | Mt Pleasant, SC | SEC-registered investment adviser |
| Modum Asset Management LLC | New York, NY | Mexico City, Mexico | SEC-registered investment adviser |
| Moelis Asset Catalyst Partners | New York, NY | St Louis, MO | SEC-registered investment adviser |
| Monarch Collective | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Monashee Investment Management, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Moneco Advisors | Harrison, NY | Fairfield, CT | SEC-registered investment adviser |
| Money Concepts Advisory Service | Orangeburg, NY | Palm Beach Gardens, FL | SEC-registered investment adviser |
| Monomoy Capital Management, L.P. | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Monroe Capital Asset Finance Advisors, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Monroe Capital BDC Advisors, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Monroe Capital Management Advisors LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Monroe Capital Real Estate Credit Advisors, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Montagu Private Equity, LLP | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Morangie Management LLC | New York, NY | Vero Beach, FL | SEC-registered investment adviser |
| Morgan Stanley AIP GP LP | New York, NY | West Conshohocken, PA | SEC-registered investment adviser |
| Morrison US, LLC | New York, NY | Wellington, New Zealand | SEC-registered investment adviser |
| MPWM Advisory Solutions LLC | New York, NY | Alpharetta, GA | SEC-registered investment adviser |
| MRA Advisory Group | Parsippany, NJ | Sarasota, FL | SEC-registered investment adviser |
| Multiplier Capital, LLC | New York, NY | Washington, DC | SEC-registered investment adviser |
| Nations Financial Group, Inc. | Fairfield, NJ | Cedar Rapids, IA | SEC-registered investment adviser |
| NB Alternatives Advisers LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| NED Davis Research, Inc. | New York, NY | Sarasota, FL | SEC-registered investment adviser |
| Neuberger Berman Loan Advisers Europe II LP | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Neuberger Berman Loan Advisers II LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Neuberger Berman Loan Advisers IV LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Neuberger Berman Loan Advisers LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| New Edge Wealth | New York, NY | Stamford, CT | SEC-registered investment adviser |
| New Enterprise Associates | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| New Street Research LLP | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Newedge Advisors | Flemington, NJ | New Orleans, LA | SEC-registered investment adviser |
| Newspring Capital | New York, NY | Radnor, PA | SEC-registered investment adviser |
| Newton Investment Management North America | New York, NY | Boston, MA | SEC-registered investment adviser |
| Newvale Capital LLC | New York, NY | Boulder, CO | Exempt reporting adviser |
| Nextbio Capital Management LP | New York, NY | Austin, TX | SEC-registered investment adviser |
| Nextview Ventures | New York, NY | Boston, MA | Exempt reporting adviser |
| NFSG Corporation | Elizabeth, NJ | Boca Raton, FL | SEC-registered investment adviser |
| NLG Capital LLC | New York City, NY | Montpelier, VT | SEC-registered investment adviser |
| Nomura Investment Management Business Trust | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| Nordic Capital Management Sarl | New York, NY | Luxembourg, Luxembourg | Exempt reporting adviser |
| Northampton Capital Partners | New York, NY | Miami, FL | SEC-registered investment adviser |
| Northern Trust Investments, Incorporated | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Northmarq Fund Management, LLC | New York, NY | Lake Oswego, OR | SEC-registered investment adviser |
| Northwestern Mutual Investment Management Company, LLC | New York, NY | Milwaukee, WI | SEC-registered investment adviser |
| Northwood Investors LLC | New York, NY | Denver, CO | SEC-registered investment adviser |
| Notable Capital Management, L.L.C. | New York, NY | Menlo Park, CA | Exempt reporting adviser |
| Novacap Management Inc. | New York, NY | Brossard, Quebec, Canada | SEC-registered investment adviser |
| Novacap Management US Inc. | New-York, NY | Brossard, Quebec, Canada | SEC-registered investment adviser |
| Novawave Capital | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Novem Group | East Bridgewater, NJ | Rochester, NY | SEC-registered investment adviser |
| Numa | New York, NY | Miami, FL | SEC-registered investment adviser |
| Numeric Investors LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Nuveen Asset Management, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Nuveen Fund Advisors, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Nuverse Advisors LLC | New York, NY | Hallandale Beach, FL | SEC-registered investment adviser |
| NW1 Partners | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| NW1 Partners | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| NWF Advisory Services Inc | Brielle, NJ | Los Angeles, CA | SEC-registered investment adviser |
| NXT Capital Investment Advisers, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| O'Neil Global Advisors, Inc. | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Oaktree Capital Management, L.P. | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Oaktree Fund Advisors, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Octagon Finance LLC | New York, NY | Charlottesville, VA | SEC-registered investment adviser |
| OFS Capital Management, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| OFS CLO Management II, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| OFS CLO Management, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Ogam, LP | New York, NY | Houston, TX | SEC-registered investment adviser |
| Omers Ventures Management Inc. | New York, NY | Toronto, Ontario, Canada | Exempt reporting adviser |
| Oncap Management Partners L.P. | New York, NY | Toronto, Canada | SEC-registered investment adviser |
| Oneamerica Securities, Inc. | Parsippany, NJ | Indianapolis, IN | SEC-registered investment adviser |
| Oneascent Financial Services LLC | Andover, NJ | Birmingham, AL | SEC-registered investment adviser |
| Onedigital | Armonk, NY | Overland Park, KS | SEC-registered investment adviser |
| Oneseven | Scarsdale, NY | Beachwood, OH | SEC-registered investment adviser |
| Onex Partners Manager LP | New York, NY | Toronto, Canada | SEC-registered investment adviser |
| Orange Investment Advisors, Inc. | White Plains, NY | Goshen, NY | SEC-registered investment adviser |
| Orei Advisors LP | New York, NY | Austin, TX | SEC-registered investment adviser |
| Osaic Advisory Services, LLC | Manasquan, NJ | Atlanta, GA | SEC-registered investment adviser |
| Osaic Institutions, Inc. | New York, NY | Meriden, CT | SEC-registered investment adviser |
| Osaic Wealth, Inc. | Livingston, NJ | Scottsdale, AZ | SEC-registered investment adviser |
| Outsiders Venture Partners, LLC | New York, NY | Norwalk, CT | Exempt reporting adviser |
| Ovata Capital Management LLC | New York, NY | Hong Kong, Hong Kong | SEC-registered investment adviser |
| Oxford Finance Advisors, LLC | New York, NY | Alexandria, VA | SEC-registered investment adviser |
| Oxinas Partners Wealth Management | Irvington, NY | Jeffersonville, IN | SEC-registered investment adviser |
| P3 Asset Management | New York, NY | Gig Harbor, WA | SEC-registered investment adviser |
| Pacific Investment Management Company LLC | New York, NY | Newport Beach, CA | SEC-registered investment adviser |
| PAI Partners | New York City, NY | Paris, France | Exempt reporting adviser |
| Paladin Capital Management, LLC | New York, NY | Washington, DC | SEC-registered investment adviser |
| Palatine Fund Advisors, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Pallas Capital Advisors, LLC | Park Ridge, NJ | Braintree, MA | SEC-registered investment adviser |
| Paloma Partners Management Company | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Pan Capital Management LP | New York, NY | Houston, TX | SEC-registered investment adviser |
| Pantera Capital | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Pantheon | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Pantheon | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Pantheon | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Pantheon Infra Advisors, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Paradigm Capital Management, Inc. | New York, NY | Albany, NY | SEC-registered investment adviser |
| Paradigm Funds Advisor LLC | New York, NY | Albany, NY | SEC-registered investment adviser |
| Paradigm Operations LP | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Parametric Portfolio Associates | New York, NY | Seattle, WA | SEC-registered investment adviser |
| Partners Capital Investment Group, LLP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Patient Square Capital, LP | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Patria Capital Partners LLP | New York, NY | Edinburgh, United Kingdom | SEC-registered investment adviser |
| Patria Private Equity (Europe) Limited | New York, NY | Edinburgh, United Kingdom | SEC-registered investment adviser |
| PCCP, LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| PCM Encore, LLC | New York, NY | Aspen, CO | SEC-registered investment adviser |
| PCM Management Advisor, LLC | New York, NY | Chagrin Falls, OH | SEC-registered investment adviser |
| Pearl Diver Capital LLP | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Pennantpark Investment Advisers, LLC | New York, NY | Miami Beach, FL | SEC-registered investment adviser |
| Pennybacker Capital Management, LLC | New York, NY | Austin, TX | SEC-registered investment adviser |
| Penserra Capital Management LLC | New York, NY | Orinda, CA | SEC-registered investment adviser |
| Penserra Global Investors LLC | New York, NY | Orinda, CA | SEC-registered investment adviser |
| Pensionbee | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Penwood Real Estate Investment Management, LLC | Morristown, NJ | West Hartford, CT | SEC-registered investment adviser |
| Percheron Capital | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Perennial Financial Services | Brooklyn, NY | Los Angeles, CA | SEC-registered investment adviser |
| Perigon Wealth Management, LLC | Cranbury, NJ | San Francisco, CA | SEC-registered investment adviser |
| Permcap Investment Office | New York, NY | Charleston, SC | SEC-registered investment adviser |
| Permian | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Permira Credit Limited | New York, NY | London, United Kingdom | Exempt reporting adviser |
| Permira Credit LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Permira Investment Advisers Limited | New York, NY | St Peter Port, Guernsey | Exempt reporting adviser |
| Permit Capital, LLC | New York, NY | West Conshohocken, PA | SEC-registered investment adviser |
| PFM Health Sciences, LP | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Pier Capital, LLC | Jersey City, NJ | Stamford, CT | SEC-registered investment adviser |
| Pine River Capital Management L.P. | New York, NY | Minnetonka, MN | SEC-registered investment adviser |
| Pinegrove Opportunity Partners, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Pinegrove Venture Partners, LLC | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Pinnacle Investments, LLC | Morristown, NJ | East Syracuse, NY | SEC-registered investment adviser |
| Piper Heartland Healthcare Capital, LLC | New York, NY | Minneapolis, MN | SEC-registered investment adviser |
| Piper Sandler & Co. | Melville, NY | Minneapolis, MN | SEC-registered investment adviser |
| Pitcairn | New York, NY | Conshohocken, PA | SEC-registered investment adviser |
| Planmember Securities Corporation | Farmingville, NY | Carpinteria, CA | SEC-registered investment adviser |
| Platinum Equity Advisors, LLC | New York, NY | Beverly Hills, CA | SEC-registered investment adviser |
| PNC Steel City Advisors, LLC | East Brunswick, NJ | Pittsburgh, PA | SEC-registered investment adviser |
| PNC Wealth Management | Brick Township, NJ | Pittsburgh, PA | SEC-registered investment adviser |
| POINT72 Asset Management, L.P. | East Hampton, NY | Stamford, CT | SEC-registered investment adviser |
| Polar Asset Management Partners Inc. | New York, NY | Toronto, Canada | SEC-registered investment adviser |
| Polaris Growth Management, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Polytope Research LLC | Jersey City, NJ | Miami, FL | Exempt reporting adviser |
| Potentum Partners, L.P. | Jersey City, NJ | Melbourne, Victoria, Australia | SEC-registered investment adviser |
| Power Sustainable Manager US, Inc. | New York, NY | Miami, FL | SEC-registered investment adviser |
| Prep Investment Advisers, L.L.C. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Prime Capital Financial | New York, NY | Overland Park, KS | SEC-registered investment adviser |
| Prime Finance Advisor, L.P. | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Prime Quadrant | New York, NY | Toronto, Canada | SEC-registered investment adviser |
| Principal Asset Management | New York, NY | Des Moines, IA | SEC-registered investment adviser |
| Principal Real Estate | New York, NY | Des Moines, IA | SEC-registered investment adviser |
| Principal Securities, Inc. | Melville, NY | Des Moines, IA | SEC-registered investment adviser |
| Priority Senior Secured Income Management, LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Private Client Services, LLC | New York, NY | Louisville, KY | SEC-registered investment adviser |
| Procyon | Melville, NY | Shelton, CT | SEC-registered investment adviser |
| Project Level Management Company, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Prospect Capital Management L.P. | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Prospect Credit Reit Advisor, LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Prospect Enhanced Yield Management, LLC | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Prospera Financial Services, Inc. | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Prosperity - an Eisneramper Company | Iselin, NJ | Owings Mills, MD | SEC-registered investment adviser |
| Prosperity Capital Advisors | Hauppage, NY | Westlake, OH | SEC-registered investment adviser |
| Provenance Management Co., LP | New York, NY | Beverly Hills, CA | SEC-registered investment adviser |
| Provenance Wealth Advisors | New York, NY | Fort Lauderdale, FL | SEC-registered investment adviser |
| Providence Equity Partners L.L.C. | New York, NY | Providence, RI | SEC-registered investment adviser |
| Proxy Wealth Advisors LLC | Chappaqua, NY | Windermere, FL | SEC-registered investment adviser |
| Prysm Capital, L.P. | New York, NY | Princeton, NJ | SEC-registered investment adviser |
| PSC Capital Partners LLC | New York, NY | Minneapolis, MN | SEC-registered investment adviser |
| Quantum Capital Group | New York, NY | Houston, TX | SEC-registered investment adviser |
| Quantum Capital Group | New York, NY | Houston, TX | SEC-registered investment adviser |
| Quartz Partners Investment Management | Shelter Island, NY | Saratoga Springs, NY | SEC-registered investment adviser |
| Quotient Wealth Partners, LLC | Morristown, NJ | Dallas, TX | SEC-registered investment adviser |
| RA Capital Management, LP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Range Advisory, LLC | New York, NY | McLean, VA | SEC-registered investment adviser |
| Rational Advisors, Inc. | Huntington, NY | San Juan, PR | SEC-registered investment adviser |
| Raven Music Partners LLC | New York, NY | Palm Beach Gardens, FL | SEC-registered investment adviser |
| Raymond James & Associates, Inc. | New York, NY | St. Petersburg, FL | SEC-registered investment adviser |
| Raymond James Financial Services Advisors, Inc | Morristown, NJ | Saint Petersburg, FL | SEC-registered investment adviser |
| Raymond James Investment Management | New York, NY | St Petersburg, FL | SEC-registered investment adviser |
| RBC Securities, Inc. | Melville, NY | Los Angeles, CA | SEC-registered investment adviser |
| RDST Capital LLC | New York, NY | Seattle, WA | SEC-registered investment adviser |
| Readystate Asset Management | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Realta Investment Advisors, Inc | New York, NY | Wilmington, DE | SEC-registered investment adviser |
| Realterm | New York, NY | Annapolis, MD | SEC-registered investment adviser |
| Record Currency Management Limited | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Redding Ridge Asset Management (UK) LLP | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Redmile Group | New York, NY | Larkspur, CA | SEC-registered investment adviser |
| Redpoint Ventures | New York, NY | Woodside, CA | Exempt reporting adviser |
| Redwheel | New York, NY | Miami, FL | SEC-registered investment adviser |
| Redwood Investments, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Regal Advisory Services, Inc. | Manasquan, NJ | Glenview, IL | SEC-registered investment adviser |
| Regal Investment Advisors LLC | Morristown, NJ | Kentwood, MI | SEC-registered investment adviser |
| Renaissancere Fund Management Ltd. | New York, NY | Pembroke, Bermuda | Exempt reporting adviser |
| Research Financial Strategies | Holmdel, NJ | Rockville, MD | SEC-registered investment adviser |
| Resolution Capital Limited | Rye Brook, NY | Sydney, Nsw, Australia | SEC-registered investment adviser |
| Resolve Growth Partners Management Co., LLC | New York, NY | Baltimore, MD | Exempt reporting adviser |
| Retirement and Wealth at Alliant, LLC | New York City, NY | Wayne, PA | SEC-registered investment adviser |
| Rialto Capital Management, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Ribbit Capital | New York, NY | Palo Alto, CA | SEC-registered investment adviser |
| Richmond Hill Investment Co., LP | New York, NY | Austin, TX | Exempt reporting adviser |
| Ridgewood Energy Corporation | Montvale, NJ | Houston, TX | SEC-registered investment adviser |
| Riparian Capital Partners | New York, NY | Brisbane, Queensland, Australia | Exempt reporting adviser |
| Rise Private Wealth Management | Rye Brook, NY | Bedford, NH | SEC-registered investment adviser |
| River Canyon Fund Management LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Riverwood Capital Management L.P. | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Robertson Stephens | Holmdel, NJ | San Francisco, CA | SEC-registered investment adviser |
| Robinhood Asset Management | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Robinhood Ventures | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Rockingstone Advisors | Harrison, NY | Great Barrington, MA | SEC-registered investment adviser |
| Rockwood Equity Partners LLC | New York, NY | Denver, CO | SEC-registered investment adviser |
| Round Hill Music LP | New York, NY | Nashville, TN | SEC-registered investment adviser |
| Round Rock Advisors LLC | Harrison, NY | Wilton, CT | SEC-registered investment adviser |
| Row Asset Management, LLC | New York, NY | Newport Beach, CA | SEC-registered investment adviser |
| Royal Fund Management, LLC | Matawan, NJ | Lady Lake, FL | SEC-registered investment adviser |
| RRA Capital | New York, NY | Phoenix, AZ | SEC-registered investment adviser |
| Rreef America L.L.C. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Rubenstein Partners | New York, NY | Philadelphia, PA | SEC-registered investment adviser |
| Ruggiero Investments | Port Jefferson, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Runway Growth Capital LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Russell Investments | New York, NY | Seattle, WA | SEC-registered investment adviser |
| Russell Investments | New York, NY | Seattle, WA | SEC-registered investment adviser |
| Russell Investments | New York, NY | Seattle, WA | SEC-registered investment adviser |
| Russell Investments | New York, NY | Seattle, WA | SEC-registered investment adviser |
| Russell Investments | New York, NY | Seattle, WA | SEC-registered investment adviser |
| RVK, Inc. | New York, NY | Portland, OR | SEC-registered investment adviser |
| S2F Capital Management | Verona, NJ | Charleston, SC | Exempt reporting adviser |
| Sagard Holdings Manager LP | New York, NY | Toronto, Ontario, Canada | SEC-registered investment adviser |
| Sagebroadview Wealth Management, LLC | Morristown, NJ | Farmington, CT | SEC-registered investment adviser |
| Sanctuary Advisors, LLC | Jersey City, NJ | Miami, FL | SEC-registered investment adviser |
| Sandbrook Capital Management LP | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Sands Capital Alternatives, LLC | New York City, NY | Arlington, VA | SEC-registered investment adviser |
| Sands Capital Management, LLC | New York, NY | Arlington, VA | SEC-registered investment adviser |
| Sanford C. Bernstein & Co., LLC | New York, NY | Nashville, TN | SEC-registered investment adviser |
| Santander Securities | Elizabeth, NJ | Boston, MA | SEC-registered investment adviser |
| Sapient Capital LLC | New York, NY | Indianapolis, IN | SEC-registered investment adviser |
| Savant Wealth Management | Melville, NY | Rockford, IL | SEC-registered investment adviser |
| Saxony Capital Management, LLC | West Hempstead, NY | Saint Louis, MO | SEC-registered investment adviser |
| SB Advisory, LLC | Huntington, NY | Atlanta, GA | SEC-registered investment adviser |
| SB Investment Advisers (US) Inc. | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Scale Venture Partners | New York, NY | Foster City, CA | Exempt reporting adviser |
| Schwab Wealth Advisory, Inc. | Jersey City, NJ | San Francisco, CA | SEC-registered investment adviser |
| SCS Capital Management LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Segall Bryant & Hamill | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Segra Capital Management, LLC | Bronxville, NY | Palm Beach, FL | SEC-registered investment adviser |
| Seia | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Seniors Housing Fund Manager LLC | New York, NY | Toledo, OH | SEC-registered investment adviser |
| Sequent Planning, LLC | Freehold, NJ | Omaha, NE | SEC-registered investment adviser |
| SER Capital Partners Management, LP | New York, NY | Redwood City, CA | SEC-registered investment adviser |
| Serengeti Asset Management LP | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Settian Capital LP | New York, NY | Saint Augustine, FL | SEC-registered investment adviser |
| Seven Mile Advisory LLC | New York, NY | Tallahassee, FL | SEC-registered investment adviser |
| SF Advisers, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Shade Tree Advisors LLC | New York, NY | Saratoga Springs, NY | SEC-registered investment adviser |
| Shanghai Shenyi Investment Co Ltd | New York, NY | Shanghai, China | Exempt reporting adviser |
| Sharp Financial | Basking Ridge, NJ | Horsham, PA | SEC-registered investment adviser |
| Shorecliff Asset Management Company LLC | New York, NY | Newport Beach, CA | SEC-registered investment adviser |
| Shorenstein Investment Advisers LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Signalfire | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Silver Lake Technology Management, LLC | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Silver Rock Financial LP | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Simetria Advisory Group LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Simplify Asset Management Inc. | New York, NY | Las Vegas, NV | SEC-registered investment adviser |
| Sirenia Capital Management LP | New York, NY | Miami Beach, FL | SEC-registered investment adviser |
| Sixth Street Advisers, LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Sixth Street Lending Partners Advisers, LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Sixth Street Specialty Lending Advisers, LLC | New York, NY | Dallas, TX | SEC-registered investment adviser |
| SJF Management LLC | New York, NY | Durham, NC | Exempt reporting adviser |
| Skyknight Capital, L.P. | New York, NY | Burlingame, CA | SEC-registered investment adviser |
| Skyview Financial Group, LLC | Morristown, NJ | Ponte Vedra Beach, FL | SEC-registered investment adviser |
| Slate Advisory Service (US) LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| SLC Management | New York, NY | Wellesley Hills, MA | SEC-registered investment adviser |
| Smash Ventures Management Company LP | New York, NY | West Hollywood, CA | SEC-registered investment adviser |
| Smead Capital Management, Inc. | Jersey City, NJ | Phoenix, AZ | SEC-registered investment adviser |
| Sofi Wealth LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Sofinnova Investments, Inc. | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Solamere Capital, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Soltis Investment Advisors, LLC | New York, NY | St. George, UT | SEC-registered investment adviser |
| Sonamu Group LP | New York, NY | Chatham, NY | Exempt reporting adviser |
| Sora Investors | New York, NY | Bryn Mawr, PA | SEC-registered investment adviser |
| Sosv Investments LLC (F/K/A Sosventures LLC) | New York, NY | Princeton, NJ | Exempt reporting adviser |
| South Park Commons Management | New York, NY | San Francisco, CA | Exempt reporting adviser |
| Southland Equity Partners, LLC. | New York, NY | Charlottesville, VA | SEC-registered investment adviser |
| Sovereign Financial Group, Inc. | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Spark Capital | New York, NY | Boston, MA | Exempt reporting adviser |
| SPC | Cedar Knolls, NJ | Ann Arbor, MI | SEC-registered investment adviser |
| Spiderrock Advisors, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Spire Wealth Management, LLC | Irvington, NY | McLean, VA | SEC-registered investment adviser |
| Sprott Asset Management USA Inc. | New York, NY | Darien, CT | SEC-registered investment adviser |
| Spruceview Capital Partners LLC | New York, NY | Denver, CO | SEC-registered investment adviser |
| Squadron Capital Management LLC | New York, NY | Oak Brook, IL | SEC-registered investment adviser |
| Square Nine Capital, LP | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Stance Capital LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Steadview Capital Management LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Steeleharbour Management Company LLC | Sea Cliff, NY | Sarasota, FL | Exempt reporting adviser |
| Stellation Management LLC | New York, NY | Miami Beach, FL | Exempt reporting adviser |
| Stephens | New York, NY | Little Rock, AR | SEC-registered investment adviser |
| Stepstone Group Europe Alternative Investments Limited | New York, NY | Dublin, Ireland | SEC-registered investment adviser |
| Stepstone Group LP | New York, NY | La Jolla, CA | SEC-registered investment adviser |
| Stepstone Group Private Debt LLC | New York, NY | La Jolla, CA | SEC-registered investment adviser |
| Stepstone Group Real Assets LP | New York, NY | La Jolla, CA | SEC-registered investment adviser |
| Stepstone Group Real Estate LP | New York, NY | La Jolla, CA | SEC-registered investment adviser |
| Steward Partners Investment Advisory, LLC | Paramus, NJ | Stamford, CT | SEC-registered investment adviser |
| STG Partners, LLC | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Stifel Independent Advisors, LLC | Colts Neck, NJ | St Louis, MO | SEC-registered investment adviser |
| Stifel, Nicolaus & Company, Incorporated | Garden City, NY | St Louis, MO | SEC-registered investment adviser |
| Stone Point Capital LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Stone Point Credit Adviser LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Stone Point Credit Income Adviser LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Storr Group | New York, NY | West Palm Beach, FL | SEC-registered investment adviser |
| Strategic Advisers LLC | Paramus, NJ | Boston, MA | SEC-registered investment adviser |
| Strategic Blueprint, LLC | Melville, NY | Atlanta, GA | SEC-registered investment adviser |
| Strategy Asset Managers L.L.C. | Woodcliff Lake, NJ | Pasadena, CA | SEC-registered investment adviser |
| STWD Investment Management, LLC | New York, NY | Miami Beach, FL | SEC-registered investment adviser |
| Sumeru Equity Partners | New York, NY | San Mateo, CA | SEC-registered investment adviser |
| Summit Partners, L.P. | New York, NY | Boston, MA | SEC-registered investment adviser |
| Summittx Capital, L.P. | New York, NY | Fort Worth, TX | SEC-registered investment adviser |
| Sun Capital Advisors, L.P. | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| SVB Wealth | New York, NY | Boston, MA | SEC-registered investment adviser |
| Sycamore Tree Capital Partners, L.P. | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Symphony Technology Group, LLC | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Syndicated Capital, Inc. | Flushing, NY | Brea, CA | SEC-registered investment adviser |
| Synergy Asset Management, LLC | Woodside, NY | Vancouver, WA | SEC-registered investment adviser |
| T. Rowe Price Associates, Inc. | New York, NY | Baltimore, MD | SEC-registered investment adviser |
| T.ROWE Price Investment Management, Inc. | New York, NY | Baltimore, MD | SEC-registered investment adviser |
| Targeted Financial Services, LLC | Neptune, NJ | Seminole, FL | SEC-registered investment adviser |
| Taula Capital Management (US) LLC | New York, NY | St Helier, Jersey | SEC-registered investment adviser |
| TC Latin America Partners LLC | New York, NY | San Juan, PR | SEC-registered investment adviser |
| TCG Capital Management | New York, NY | Playa Vista, CA | SEC-registered investment adviser |
| TCG Crossover Management, LLC | New York, NY | Palo Alto, CA | SEC-registered investment adviser |
| TCV | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| TCW Asset Backed Finance Management Company LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| TCW Asset Management Company LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| TCW Investment Management Company LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| TCW PT Management Company LLC | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Teamworthy Group LLC | New York, NY | Nashville, TN | Exempt reporting adviser |
| Telos Partners LLC | Brooklyn, NY | Avon, CT | SEC-registered investment adviser |
| Temerity Strategic Partners | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Ten Coves Capital, LP | New York, NY | Darien, CT | SEC-registered investment adviser |
| Tennenbaum Capital Partners, LLC | New York, NY | Santa Monica, CA | SEC-registered investment adviser |
| Tensile Capital Management LP | New York, NY | Larkspur, CA | SEC-registered investment adviser |
| Teza Capital Management LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| THCP Advisory Limited | New York, NY | London, United Kingdom | Exempt reporting adviser |
| The Ambrus Group LLC | Hauppauge, NY | Tampa, FL | SEC-registered investment adviser |
| The Ameriflex Group | New York, NY | Las Vegas, NV | SEC-registered investment adviser |
| The Caprock Group, LLC | Livingston, NJ | Boise, ID | SEC-registered investment adviser |
| The Carlyle Group | New York, NY | Washington, DC | SEC-registered investment adviser |
| The Mather Group, LLC | Bridgewater, NJ | Chicago, IL | SEC-registered investment adviser |
| The Palisades Group, LLC | New York, NY | Austin, TX | SEC-registered investment adviser |
| The Praedium Group LLC | New York, NY | Boca Raton, FL | SEC-registered investment adviser |
| The Vistria Group, LP | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Thepartners Wealth Management | Colts Neck, NJ | Carmel by the Sea, CA | SEC-registered investment adviser |
| Thoma Bravo | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Thorofare, LLC | New York, NY | El Segundo, CA | SEC-registered investment adviser |
| Threshold Management, LLC | New York, NY | Palo Alto, CA | Exempt reporting adviser |
| Threshold Ventures I Management Company, LLC | New York, NY | Palo Alto, CA | Exempt reporting adviser |
| Threshold Ventures II Management Company, LLC | New York, NY | Palo Alto, CA | Exempt reporting adviser |
| Tidal Investments LLC | New York, NY | Milwaukee, WI | SEC-registered investment adviser |
| Toews Asset Management | New York, NY | Northfield, NJ | SEC-registered investment adviser |
| Tokio Marine Asset Management Co.,ltd. | New York, NY | Tokyo, Japan | Exempt reporting adviser |
| Top HAT Fund Manager, LLC | New York, NY | Chicago, IL | Exempt reporting adviser |
| Towers Watson Investment Services, Inc. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| TPG Capital Advisors, LLC | New York, NY | Fort Worth, TX | SEC-registered investment adviser |
| TPG Global Advisors, LLC | New York, NY | Fort Worth, TX | SEC-registered investment adviser |
| TPG RE Finance Trust Management, L.P. | New York, NY | Fort Worth, TX | SEC-registered investment adviser |
| TPG Real Estate Advisors, LLC | New York, NY | Fort Worth, TX | SEC-registered investment adviser |
| TPG Solutions Advisors | New York, NY | Fort Worth, TX | SEC-registered investment adviser |
| Trading Central | New York, NY | Paris, France | SEC-registered investment adviser |
| Transamerica Financial Advisors, LLC | Short Hills, NJ | Philadelphia, PA | SEC-registered investment adviser |
| Transamerica Retirement Advisors, LLC | Harrison, NY | Cedar Rapids, IA | SEC-registered investment adviser |
| Transglobal Advisory, LLC | Edison, NJ | Monrovia, CA | SEC-registered investment adviser |
| Transition Equity Partners, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Tree Line Capital Partners, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Triad Wealth Partners, LLC | Clinton, NJ | Lawrence, KS | SEC-registered investment adviser |
| Triplepoint Advisers LLC | New York, NY | Menlo Park, CA | SEC-registered investment adviser |
| Trivium Point Advisory, LLC | Melville, NY | Wilton, CT | SEC-registered investment adviser |
| Troluce Capital Advisors LLC | New York, NY | Dorado, PR | SEC-registered investment adviser |
| Trust Advisory Group Ltd | Chester, NJ | Birmingham, AL | SEC-registered investment adviser |
| Trustar Capital Partners Limited | New York, NY | Hong Kong, Hong Kong | Exempt reporting adviser |
| Trustmont Advisory Group, Inc. | Valley Stream, NY | Greensburg, PA | SEC-registered investment adviser |
| TSG Consumer Partners LP | New York, NY | Larkspur, CA | SEC-registered investment adviser |
| TT International | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Tucker Asset Management LLC | Gladstone, NJ | Littleton, CO | SEC-registered investment adviser |
| Tudor Investment Corporation | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Turner Financial Group, Inc. | Jericho, NY | Pace, FL | SEC-registered investment adviser |
| Tuttle Wealth Partners LLC | New York, NY | Brookhaven, GA | SEC-registered investment adviser |
| Txre Advisers, LLC | Short Hills, NJ | Dallas, TX | SEC-registered investment adviser |
| TYR Capital Advisors, LLC | New York, NY | Overland Park, KS | SEC-registered investment adviser |
| U.S. Bancorp Asset Management, Inc. | New York, NY | Minneapolis, MN | SEC-registered investment adviser |
| UBS Realty Investors LLC | New York, NY | Hartford, CT | SEC-registered investment adviser |
| Ullico Investment Advisors, Inc. | New York, NY | Bethesda, MD | SEC-registered investment adviser |
| United Capital Financial Advisors | Bethpage, NY | Irving, TX | SEC-registered investment adviser |
| United Planners' Financial Services of America a Limited Partner | Melville, NY | Scottsdale, AZ | SEC-registered investment adviser |
| Unity Partners | New York, NY | Dallas, TX | SEC-registered investment adviser |
| UPPER90 | New York, NY | Providence, RI | SEC-registered investment adviser |
| Upwelling Capital Group LLC | New York, NY | Davis, CA | Exempt reporting adviser |
| USA Financial Securities LLC | Rockaway, NJ | Ada, MI | SEC-registered investment adviser |
| USI Advisors | Florham Park, NJ | Glastonbury, CT | SEC-registered investment adviser |
| USI Securities, Inc. | Florham Park, NJ | Glastonbury, CT | SEC-registered investment adviser |
| UTI Investments America Limited | New York, NY | St Peter Port, Guernsey | SEC-registered investment adviser |
| VALENCE8 | New York, NY | Cambridge, MA | SEC-registered investment adviser |
| Valor Equity Partners | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Vectis Capital | New York, NY | Dallas, TX | SEC-registered investment adviser |
| Venrex Investment Management LLP | New York, NY | London, United Kingdom | SEC-registered investment adviser |
| Venrock Management, LLC | New York, NY | Palo Alto, CA | Exempt reporting adviser |
| Veris Wealth Partners, LLC | New York, NY | Oakland, CA | SEC-registered investment adviser |
| Verition Fund Management LLC | New York, NY | Greenwich, CT | SEC-registered investment adviser |
| Verity Asset Management | Ronkonkoma, NY | Durham, NC | SEC-registered investment adviser |
| Versant Venture Management, LLC | New York, NY | San Francisco, CA | Exempt reporting adviser |
| Versatile Capital Management L.L.C. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Viable | Florham Park, NJ | Wayne, PA | SEC-registered investment adviser |
| Victoria Capital Partners | New York, NY | Buenos Aires, Argentina | Exempt reporting adviser |
| Victoria Capital Partners | New York, NY | Buenos Aires, Argentina | Exempt reporting adviser |
| Victoria Capital Partners | New York, NY | Buenos Aires, Argentina | Exempt reporting adviser |
| Vicus Capital, Inc. | Bridgewater, NJ | State College, PA | SEC-registered investment adviser |
| Vida Ventures Advisors | New York, NY | Los Angeles, CA | Exempt reporting adviser |
| Vida Ventures Management | New York, NY | Los Angeles, CA | Exempt reporting adviser |
| Viking Global Investors LP | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Virtue Capital Management, LLC | Warren, NJ | Brentwood, TN | SEC-registered investment adviser |
| Virtus Capital Advisers, LLC | New York City, NY | Hartford, CT | SEC-registered investment adviser |
| Virtus Fixed Income Advisers, LLC | New York, NY | Hartford, CT | SEC-registered investment adviser |
| Virtus Investment Advisers, LLC | New York City, NY | Hartford, CT | SEC-registered investment adviser |
| Vision Investment Advisors, LLC | New York, NY | Stamford, CT | SEC-registered investment adviser |
| Vision Ridge Partners, LLC | New York, NY | Boulder, CO | SEC-registered investment adviser |
| Visionary Horizons, LLC | Brooklyn, NY | Knoxville, TN | SEC-registered investment adviser |
| Vista Equity Partners Management, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Voleon Capital Management LP | New York, NY | Berkeley, CA | SEC-registered investment adviser |
| Volofin Capital Management | New York, NY | Daniel Island, SC | SEC-registered investment adviser |
| Vontobel Swiss Financial Advisers | New York City, NY | Zurich, Switzerland | SEC-registered investment adviser |
| Vopne Capital, LLC | New York, NY | Mill Valley, CA | Exempt reporting adviser |
| Voya Financial Advisors, Inc. | Elmsford, NY | Windsor, CT | SEC-registered investment adviser |
| Voya Investment Management LLC | New York, NY | Atlanta, GA | SEC-registered investment adviser |
| Walleye Capital LLC | New York, NY | Wayzata, MN | SEC-registered investment adviser |
| Warren Equity Partners Manager, L.P. | New York, NY | Jacksonville Beach, FL | SEC-registered investment adviser |
| Warwick Investment Group, LLC | New York, NY | Oklahoma City, OK | SEC-registered investment adviser |
| We Family Offices | New York, NY | Coral Gables, FL | SEC-registered investment adviser |
| Wealth Enhancement Advisory Services, LLC | Deer Park, NY | Plymouth, MN | SEC-registered investment adviser |
| Wealthcare Advisory Partners LLC | Berkeley Heights, NJ | West Chester, PA | SEC-registered investment adviser |
| Wealthplan Partners | Bayonne, NJ | Omaha, NE | SEC-registered investment adviser |
| Wealthspire Retirement Advisory | New York, NY | Aliso Viejo, CA | SEC-registered investment adviser |
| Weatherbie Capital, LLC | New York, NY | Boston, MA | SEC-registered investment adviser |
| Weathervane Asset Management LLC | Hauppauge, NY | Fort Lauderdale, FL | SEC-registered investment adviser |
| Webull Advisors LLC | New York, NY | St Petersburg, FL | SEC-registered investment adviser |
| Wedbush Securities Inc. | Armonk, NY | Pasadena, CA | SEC-registered investment adviser |
| Weiss Asset Management | New York City, NY | Boston, MA | SEC-registered investment adviser |
| Wellington Management Company LLP | New York, NY | Boston, MA | SEC-registered investment adviser |
| Wells Fargo Advisors | Chatham, NJ | St. Louis, MO | SEC-registered investment adviser |
| Wells Fargo Advisors | New York, NY | St. Louis, MO | SEC-registered investment adviser |
| Welton Investment Partners LLC | New York, NY | Carmel, CA | SEC-registered investment adviser |
| West Monroe Capital | New York, NY | Chicago, IL | Exempt reporting adviser |
| Westcap Management, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Western Asset Management Company | New York, NY | Pasadena, CA | SEC-registered investment adviser |
| Western Technology Investment (WTI) | New York, NY | Portola Valley, CA | SEC-registered investment adviser |
| Westpark Capital, Inc. | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Wheelhouse 360 Advisors LP | New York, NY | Stamford, CT | Exempt reporting adviser |
| White Deer | New York, NY | Houston, TX | SEC-registered investment adviser |
| White Oak Global Advisors, LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| White Wolf Capital Advisors, LLC | New York, NY | Miami, FL | SEC-registered investment adviser |
| Whitebark Investors | New York, NY | Incline Village, NV | SEC-registered investment adviser |
| Whitebox Advisors LLC | New York, NY | Minneapolis, MN | SEC-registered investment adviser |
| Will Ventures | New York, NY | Boston, MA | Exempt reporting adviser |
| William Blair & Company L.L.C. | New York, NY | Chicago, IL | SEC-registered investment adviser |
| William Blair Investment Management, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| William O'Neil + Company | New York, NY | Los Angeles, CA | SEC-registered investment adviser |
| Williamson Legacy Group, LLC | Brooklyn, NY | Noblesville, IN | SEC-registered investment adviser |
| Willow Hill Real Estate Partners LLC | New York, NY | Dallas, TX | Exempt reporting adviser |
| Wilmington Trust Investment Advisors, Inc. | New York, NY | Wilmington, DE | SEC-registered investment adviser |
| Wilmington Trust Investment Management | Hauppage, NY | Wilmington, DE | SEC-registered investment adviser |
| Wilshire | New York, NY | Santa Monica, CA | SEC-registered investment adviser |
| Wincove | New York, NY | Boston, MA | SEC-registered investment adviser |
| Winslow Capital Management LLC | New York, NY | Minneapolis, MN | SEC-registered investment adviser |
| Winthrop Capital Advisors, LLC | Jericho, NY | Boston, MA | Exempt reporting adviser |
| Wireframe Management, LLC | New York, NY | Mill Valley, CA | Exempt reporting adviser |
| Wishbone Management, LP | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Wndrco Capital Management LLC | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Wolverine Asset Management, LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Woodline Partners LP | New York, NY | San Francisco, CA | SEC-registered investment adviser |
| Woodson Capital Management, LP | Hoboken, NJ | Greenwich, CT | SEC-registered investment adviser |
| Woodstock Wealth Management, Inc. | Basking Ridge, NJ | Woodstock, GA | SEC-registered investment adviser |
| World Equity Group, Inc. | Manasquan, NJ | Schaumburg, IL | SEC-registered investment adviser |
| WP Global Partners LLC | New York, NY | Chicago, IL | SEC-registered investment adviser |
| Wynkoop LLC | Southampton, NY | Greenwood Village, CO | SEC-registered investment adviser |
| Xebec Asset Management, LLC | Jersey City, NJ | Dallas, TX | SEC-registered investment adviser |
| XP Advisory US, Inc. | New York, NY | Miami, FL | SEC-registered investment adviser |
| Xtellus Advisors LLC | New York, NY | Miami, FL | Exempt reporting adviser |
| Zacks Investment Management, Inc. | New York, NY | Chicago, IL | SEC-registered investment adviser |
Firms with an office here that publish no principal office location
These 39 firms list an office in New York, NY on Form ADV, but their filings give no principal office location, so where they are headquartered is not known. They are not in the count above.
| Firm | Office | Registration |
|---|---|---|
| AMH Equity Ltd | Jackson, NJ | SEC-registered investment adviser |
| Aperture Advisors LLC | New York, NY | SEC-registered investment adviser |
| Astra Ventures | New York, NY | SEC-registered investment adviser |
| Atlas Capital | New York, NY | SEC-registered investment adviser |
| AW Capital Partners, LLC | New York, NY | Exempt reporting adviser |
| Axia Asset Management, LLC | New York, NY | SEC-registered investment adviser |
| Baffin Advisors LLC | Harrison, NY | SEC-registered investment adviser |
| Black Granite Capital LLC | White Plains, NY | Exempt reporting adviser |
| Blackcrown | Old Westbury, NY | SEC-registered investment adviser |
| Candlestick AI | Parsippany, NJ | SEC-registered investment adviser |
| Capital Z Asset Management, LLC | New York, NY | SEC-registered investment adviser |
| Fifth Set Private Wealth Management LLC | Harrison, NY | SEC-registered investment adviser |
| Flowstone Partners, LLC | New York, NY | SEC-registered investment adviser |
| Gramercy Strategic Capital LLC | New York, NY | SEC-registered investment adviser |
| Gruenstein Investments LLC | New York, NY | SEC-registered investment adviser |
| Guide Wealth Management | New York, NY | SEC-registered investment adviser |
| Hallstatt Advisors L.P. | New York, NY | SEC-registered investment adviser |
| Hickory CRE Capital LLC | New York, NY | Exempt reporting adviser |
| Inverlochy Capital, Inc. | Katonah, NY | SEC-registered investment adviser |
| Island Green Capital Management LLC | New York, NY | SEC-registered investment adviser |
| JB Capital Partners | New York, NY | SEC-registered investment adviser |
| Latitude Advisors, LLC | Aberdeen, NJ | SEC-registered investment adviser |
| Marcypen Capital Partners LLC | New York, NY | SEC-registered investment adviser |
| Navigant Capital Partners | New York, NY | Exempt reporting adviser |
| New System Ventures Management, LP | New York, NY | Exempt reporting adviser |
| NINE30 Advisors LLC | New York, NY | SEC-registered investment adviser |
| NK Capital LLC | Brooklyn, NY | SEC-registered investment adviser |
| OFC Wealth Management | Short Hills, NJ | SEC-registered investment adviser |
| Polpo Capital Management LLC | New York, NY | SEC-registered investment adviser |
| Seraphim Capital Management, LLC | Morristown, NJ | SEC-registered investment adviser |
| Snowwater Investment Partners, LLC | New York, NY | SEC-registered investment adviser |
| SPP Credit Advisors LLC | New York, NY | SEC-registered investment adviser |
| Spring B Management LLC | New York, NY | Exempt reporting adviser |
| Spring Lake Asset Management, Inc. | Summit, NJ | SEC-registered investment adviser |
| Steamboat Capital Partners, LLC | New York, NY | SEC-registered investment adviser |
| True Beauty Capital LLC | New York, NY | Exempt reporting adviser |
| Windward Management LP | New York, NY | SEC-registered investment adviser |
| XYZ Venture Capital | New York, NY | Exempt reporting adviser |
| ZX Squared Capital | New York, NY | Exempt reporting adviser |
Source: Form ADV, Schedule D, Section 1.F (other offices), from each firm's most recent filing that lists its offices, within the last 18 months. City and state only. A listed office is where the firm reports conducting advisory business. SEC-registered firms and exempt reporting advisers list only their 25 largest offices, so this is a floor, not a full count.
Cite this page
AdvisorCensus. Advisory firms with an office in New York, NY, headquartered elsewhere. https://advisorcensus.com/advisors/ny/new-york/branch-offices https://advisorcensus.com/advisors/ny/new-york/branch-offices