AdvisorCensus / Financial advisors / South Carolina / Charleston / Modern Capital Management, Co.
Modern Capital Management, Co. is an SEC-registered investment advisory firm in Mt Pleasant, SC, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Modern Capital Management, Co. compensated?
On its Form ADV (Item 5.E, October 2026), Modern Capital Management, Co. reports these compensation arrangements: a percentage of assets under its management.
How much does Modern Capital Management, Co. charge?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Modern Capital Management, Co. located?
Modern Capital Management, Co.'s principal office is in Mt Pleasant, SC, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Modern Capital Management, Co. registered with the SEC or a state?
Modern Capital Management, Co. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306631.
How much does Modern Capital Management, Co. manage?
Modern Capital Management, Co. reports $90,653,658 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (96% discretionary).
How have Modern Capital Management, Co.'s assets and staff changed since 2021?
In the Form ADV data for Modern Capital Management, Co.: Regulatory assets under management: $260,717 in the October 2021 data and $90,653,658 in the October 2026 data, up 34671%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Modern Capital Management, Co. serve?
By number of clients on Form ADV Item 5.D: banking or thrift institutions (12); corporations or other businesses not listed above (8); investment companies (1).
Which custodians does Modern Capital Management, Co. use?
Modern Capital Management, Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Modern Capital Management, Co. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306631
Does Modern Capital Management, Co. state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The Firm generally requires a minimum relationship size of $1,000,000, which may be waived at its discretion."
What changed in Modern Capital Management, Co.'s recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $100,752,195 to $90,653,658 (-10%). Registered or notice-filed in CA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.25% to 2% a year (a range, as the brochure states it)
The brochure's wording
The Firm generally charges advisory fees ranging from 0.25% to 2.00% of assets under management.
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The Firm generally requires a minimum relationship size of $1,000,000, which may be waived at its discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$90,653,658 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $90,653,658 | 6 | March 31, 2026 |
| October 2025 | $100,752,195 | 7 | March 31, 2025 |
| October 2024 | $42,478,799 | 7 | March 29, 2024 |
| October 2023 | $31,696,875 | 6 | April 3, 2023 |
| October 2022 | $13,359,729 | 5 | August 19, 2022 |
| October 2021 | $260,717 | 5 | May 3, 2021 |
Regulatory assets under management: $260,717 in the October 2021 data and $90,653,658 in the October 2026 data, up 34671%.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $100,752,195 to $90,653,658 (-10%).
- Registered or notice-filed in CA.
- January 2026
- Registered or notice-filed in ME.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Modern Capital Management, Co. (CRD 306631): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/modern-capital-management-co-mt-pleasant-sc-306631