Mariner Advisor Network

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated March 27, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$9,568,838,387 as of October 2026, filing dated May 26, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)

Legal name

Mariner Independent Advisor Network, LLC

Also doing business as

AERO CAPITAL, ALADINO FINANCIAL SERVICES, ALNA WEALTH MANAGEMENT, AMERICAN FINANCIAL ADVISORS, INC., ARAKELIAN WEALTH MANAGEMENT, ASCEND INTEGRATED WEALTH, BAKER WEALTH MANAGEMENT, BLACK STONE FINANCIAL, INC., BROOKS WEALTH MANAGEMENT, BROWN FINANCIAL SERVICES GROUP, BROWN FINANCIAL SERVICES GROUP OF TEXAS, INC., CAMBER WEALTH, CAMINO ADVISORS, CAPLAN CAPITAL MANAGEMENT, CLARITY FINANCIAL PLANNING, INC., CLEARLIFE WEALTH MANAGEMENT, COMMON SENSONOMICS WEALTH MANAGEMENT, COVENANT WEALTH ADVISORS, CROW CANYON INVESTMENTS AND FINANCIAL PLANNING, DIAMOND GROUP WEALTH ADVISORS, THE, DILDAY AND ASSOCIATES, DIME AND ASSOCIATES, ECS CAPITAL INVESTMENTS, ENRICH360 WEALTH ADVISORS, EQ PRIVATE WEALTH ADVISORS, EQUITY DEVELOPMENT CORPORATION, EXECUTIVE WEALTH STRATEGIES, HAPPINESS WEALTH MANAGEMENT, HICKS FINANCIAL SERVICES, LLC, HUMANITY WEALTH ADVISORS, IDEAL FINANCIAL ADVISORS LLC, IMD FINANCIAL, LLC, INTEGRITY CAPITAL WEALTH MANAGEMENT, LLC, JSO PARTNERS, KLEIN INVESTMENT STRATEGIES, LEGACY WEALTH PLANNING, LLC, LIGHTHOUSE STRATEGIC ADVISORS, LLC, LOGIKI FINANCIAL, MARINER, MARINER INDEPENDENT, MASTER PLAN ADVISORY, INC., MCCREA ALLEN, MERCER PARTNERS WEALTH MANAGEMENT, MILLS WEALTH MANAGEMENT GROUP, MISSE WEALTH MANAGEMENT, MULTIGEN WEALTH SERVICES, INC., NAPOLI WEALTH MANAGEMENT, NURTURED WEALTH, OAK TREE WEALTH MANAGEMENT, PUTNAM AND MAIN WEALTH MANAGEMENT, RED TOWER ADVISORS, RETIREMENT WEALTH ADVISORS, INC., RFS WEALTH ADVISORS, SAIL FINANCIAL, SAXE CAPITAL, SLANKSTER FINANCIAL, SONOMA COUNTY WEALTH ADVISORS, SPRAGUE WEALTH SOLUTIONS, LLC, STANFORD FEDERAL CREDIT UNION, STRATEGIC WEALTH ADVISORS GROUP, UNIFIED WEALTH ADVISORS, UNIQUE PLANNING, VAN KESTEREN CAPITAL MANAGEMENT, WARNER WEALTH STRATEGIES, WATCH HILL FINANCIAL, INC, WATERSHED WEALTH MANAGEMENT, WEALTH VISION ADVISORS, WEST CAPITAL WEALTH MANAGEMENT, WESTERN WEALTH MANAGEMENT, INC., WESTLAKE FINANCIAL MANAGEMENT, ZION CAPITAL WEALTH MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2016 (10 years)

Employees

Total: 174. Performing investment advisory functions: 150.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

67 other offices, as of the June 2026 filing

Anacortes, WAAustin, TXBellingham, WABend, ORBenicia, CABloomfield, MIBlue Bell, PABlue Springs, MOBrentwood, CACamarillo, CACampbell, CACarlsbad, CAColumbia Falls, MTCoral Springs, FLDanville, CADenver, COEdmonds, WAEl Dorado Hills, CAFredericksburg, VAFresno, CAGrass Valley, CAHighland Park, NJHighlands Ranch, COHouston, TXJackson, MSLafayette, CALewistown, MTLivonia, MILong Beach, CALos Gatos, CAMenlo Park, CAMetairie, LAMontgomery, TXNapa, CANewark, CANovi, MIOak Park, CAPalo Alto, CAPine Grove, CAPorterville, CARansom Canyon, TXRedding, CAReno, NVRichmond, VARidgefield, WARocklin, CARogers, ARRohnert Park, CARolling Hills Estates, CARoseville, CASacramento, CASacremento, CASan Carlos, CASan Francisco, CASan Jose, CASan Ramon, CASan Tan Valley, CASanta Clara, CASanta Rosa, CASeal Beach, CASpokane, WAStanford, CATulsa, OKWalnut Creek, CAWestlake Village, CAWichita, KSWindsor, CA

States registered or notice-filed

51 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $6,375,508,664 in the October 2021 data and $9,568,838,387 in the October 2026 data, up 50%.

Total employees: 208 in October 2021 and 174 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. June 2026
   • Updated its list of owners and control persons (Schedule A).
2. April 2026
   • Regulatory assets under management went from $8,486,309,662 to $9,568,838,387 (+13%).
   • Employees performing advisory functions went from 164 to 150.
   • Added the business name Logiki Financial.
   • No longer lists the business name Rasmussen Advisors.
   • No longer lists the business name Oak Wealth Management, LLC.
   • No longer lists the business name Stonebridge Global Investments.
   • No longer lists the business name Purpose Financial Advisors, LLC.
   • No longer lists the business name Providence Wealth Planning, Inc..
   • No longer lists the business name Simplified Wealth Management Inc..
   • No longer lists the business name Dietz Nextstage Financial Management.
   • Changed its office addresses in San Jose, CA.
   • Changed its office addresses in Walnut Creek, CA.
   • Added an office in Anacortes, WA.
   • Added an office in Bloomfield, MI.
   • Added an office in Brentwood, CA.
   • Added an office in Camarillo, CA.
   • Added an office in Columbia Falls, MT.
   • Added an office in Houston, TX.
   • Added an office in Lewistown, MT.
   • Added an office in Long Beach, CA.
   • Added an office in Los Gatos, CA.
   • Added an office in Metairie, LA.
   • Added an office in Oak Park, CA.
   • Added an office in Palo Alto, CA.
   • Added an office in Rocklin, CA.
   • Added an office in Sacremento, CA.
   • Added an office in San Ramon, CA.
   • Added an office in San Tan Valley, CA.
   • Added an office in Santa Clara, CA.
   • Added an office in Santa Rosa, CA.
   • No longer lists an office in Austin, TX.
   • No longer lists an office in Campbell, CA.
   • No longer lists an office in Corona, CA.
   • No longer lists an office in Denver, CO.
   • No longer lists an office in Incline Village, NV.
   • No longer lists an office in Monterey, CA.
   • No longer lists an office in Morgan Hill, CA.
   • No longer lists an office in Nashville, TN.
   • No longer lists an office in San Diego, CA.
   • No longer lists an office in San Tan Valley, AZ.
   • No longer lists an office in South Bend, IN.
   • No longer lists an office in Spokane, WA.
   • No longer lists an office in Stanford, CA.
   • No longer lists an office in Thousand Oaks, CA.
3. November 2025
   • Added the business name Sail Financial.
   • Added an office in Austin, TX.
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.