Corecap Advisors

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Asset-based fee: 0.5% to 3% a year (a range, as the brochure states it)

As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$3,986,624,254 as of October 2026, filing dated March 31, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Legal name

Corecap Advisors, LLC

Also doing business as

ADVANTAGE BENEFITS & RETIREMENT, AFFORDABLE INSURANCE NETWORK, ALPERT RETIREMENT ADVISING, AMERICAN PROSPERITY GROUP, LLC, ANDRIKOS FINANCIAL PARTNERS, APEX WEALTH MANAGEMENT, ASSET MANAGEMENT & ADVISORY SERVICES OF LEE COUNTY, AZOURY FINANCIAL, CAPITAL CHOICE FINANCIAL SERVICES, CAPITAL CHOICE SOUTHWEST, CONNERS WEALTH MANAGEMENT, COOPER ADEL VU FINANCIAL, CORNERSTONE FINANCIAL SERVICES, DAN WHITE & ASSOCIATES, DWORETSKY FINANCIAL, ESPERO & PARTNERS, ESTATE PLANNING & PRESERVATION, FINANCIAL FITNESS, FIRST FINANCIAL GROUP USA, GILLIKIN & ASSOCIATES, GOLDLINE FINANCIAL, HORIZON INSURANCE BROKERAGE GROUP, LLC, INSURANCE ADVANTAGE & LMA FINANCIAL SERVICES, INTEGRA FINANCIAL PLANNING, LLC, KLAUENBERG RETIREMENT SOLUTIONS, KRISTOPHER CURTIS FINANCIAL, LABADIE FINANCIAL, LAKE COUNTY FINANCIAL GROUP, LASTER FINANCIAL, LOVELESS FINANCIAL GROUP, LLC, MANNOR FINANCIAL GROUP, NEW ERA FINANCIAL, LLC, NEXT FRONTIER FINANCIAL, PATHWAY FINANCIAL GROUP, PRINCIPIUM TACTICAL WEALTH MANAGEMENT, RJP ESTATE PLANNING, ROMAIN FINANCIAL, SIMASKO FINANCIAL, SIS FINANCIAL GROUP, SKOLNIK RETIREMENT SOLUTIONS, LLC, SLEEP WELL RETIREMENT, SOLOMON FINANCIAL, SPARTAN FINANCIAL GROUP, SPLIZER INVEST, STRATEGIC PLANNING GROUP, TALLOU FINANCIAL SERVICES, TLC INSURANCE GROUP, TRUE NORTH ADVISORS, VOYAGEUR ADVISORY GROUP, WEALTH GUIDE FINANCIAL, WEALTH TRAC FINANCIAL, WOOSTER FINANCIAL

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2011 (15 years)

Employees

Total: 116. Performing investment advisory functions: 110.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Axos Clearing LLCCharles Schwab & Co., Inc.Fidelity Brokerage Services LLCRBC Capital Markets Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

60 other offices, as of the April 2026 filing

Amherst, OHAnn Arbor, MIBloomfield Hills, MIBrighton, MICanfield, OHCape Coral, FLCarmel, INCary, NCCenterberg, OHCenterburg, OHChicago, ILChillicothe, OHCincinnati, OHCornelius, NCDavis, CAElyria, OHFranklin, MIFullerton, CAGlen Mills, PAGrand Rapids, MIGreensboro, GAHigh Point, NCHilliard, OHHixson, TNHoffman Estates, ILJacksonville, ARJonesboro, ARKnoxville, TNLake Orion, MILaurel, MDLenexa, KSLivonia, MIMedina, OHMesa, AZMiddletown, DEMonroe, OHMt Clemens, MINaperville, ILNashville, TNNokesville, VANorth Myrtle Beach, SCNorth Richland Hills, TXNorthville, MINovi, MIPalm Harbor, FLPhoenix, AZProspect, KYRome, GASaginaw, MIScottsdale, AZSidney, OHSouthfield, MISparta, NJSt Clair Shores, MIToms River, NJTroy, MIVirginia Beach, VAWarren, OHWashington Twp, MIWilliamston, MI

States registered or notice-filed

52 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

4 Reports 4 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Criminal matters Items 11.A and 11.B

• 11.A(1) In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
• 11.A(2) In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Regulatory matters Items 11.C to 11.G

• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $1,362,903,210 in the October 2021 data and $3,986,624,254 in the October 2026 data, up 193%.

Total employees: 113 in October 2021 and 116 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. April 2026
   • No longer lists the business name Pettiford Financial and Wealth Management.
   • No longer lists the business name JM Financial & Account Services.
   • No longer lists the business name Commonwealth Strategy Advisors.
   • No longer lists the business name Creative Financial Solutions.
   • No longer lists the business name Smiths Financial Solutions.
   • No longer lists the business name Smith Financial Solutions.
   • No longer lists the business name Www.goldline.financial.
   • No longer lists the business name Stivers Law.
   • Added the business name Integra Financial Planning, LLC.
   • Added the business name New Era Financial, LLC.
   • Added the business name Espero & Partners.
   • Added the business name Splizer Invest.
   • Employees performing advisory functions went from 97 to 110.
   • Regulatory assets under management went from $3,167,350,865 to $3,986,624,254 (+26%).
   • Changed its office addresses in Rome, GA.
   • Added an office in Cape Coral, FL.
   • Added an office in Centerberg, OH.
   • Added an office in Davis, CA.
   • Added an office in Hixson, TN.
   • Added an office in Lenexa, KS.
   • Added an office in Nokesville, VA.
   • Added an office in Prospect, KY.
   • Added an office in Toms River, NJ.
   • Added an office in Virginia Beach, VA.
   • No longer lists an office in Apison, TN.
   • No longer lists an office in Bonita Springs, FL.
   • No longer lists an office in Cody, WY.
   • No longer lists an office in Estero, FL.
   • No longer lists an office in Hilo, HI.
   • No longer lists an office in Honolulu, HI.
   • No longer lists an office in Knoxville, TN.
   • No longer lists an office in Kuna, ID.
   • No longer lists an office in Maumee, OH.
   • No longer lists an office in North Port, FL.
   • No longer lists an office in Pompton Plains, NJ.
   • No longer lists an office in San Clemente, CA.
   • No longer lists an office in Tumwater, WA.
   • No longer lists an office in Vancouver, WA.
2. March 2026
   • Added the business name Loveless Financial Group, LLC.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.