POINT72 Asset Management, L.P.

• A percentage of assets under your management
• Performance-based fees
• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated March 31, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$274,097,656,261 as of October 2026, filing dated August 14, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Portfolio management for pooled investment vehicles (other than investment companies)

Also doing business as

POINT72 EQUITIES, POINT72 PRIVATE INVESTMENTS, POINT72 VENTURES, VALIST ASSET MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2016 (10 years)

Employees

Total: 3,345. Performing investment advisory functions: 1,587.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

20 other offices, as of the September 2026 filing

Arlington, VAAtlanta, GABellevue, WAChicago, ILDubaiEast Hampton, NYHong Kong CentralLondonMiami, FLMilanNew York, NYPalo Alto, CAParisSan Francisco, CASingaporeStamford, CTSydney, NswTokyoWest Palm Beach, FLXinyi District, Taipei City

States registered or notice-filed

12 states or jurisdictions

CACTDCFLGAILLAMDNHNYVAWA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

4 Reports 4 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.C(2) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
• 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $117,537,549,106 in the October 2021 data and $274,097,656,261 in the October 2026 data, up 133%.

Total employees: 1,618 in October 2021 and 3,345 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. June 2026
   • Added an office in Hong Kong Central.
   • No longer lists an office in Hong Kong Sar.
   • Updated its list of owners and control persons (Schedule A).
2. April 2026
   • Employees performing advisory functions went from 1431 to 1587.
   • Regulatory assets under management went from $220,930,269,308 to $274,097,656,261 (+24%).
   • Changed its office addresses in Arlington, VA.
   • Changed its office addresses in Dubai.
   • Changed its office addresses in Milan.
   • Changed its office addresses in Singapore.
   • Changed its office addresses in Xinyi District, Taipei City.
   • Added an office in Atlanta, GA.
   • No longer lists an office in San Francisco, CA.
   • Registered or notice-filed in LA, MD.
3. February 2026
   • Added the business name Valist Asset Management.
   • Added the business name POINT72 Equities.
4. January 2026
   • No longer registered or notice-filed in WY.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.