AdvisorCensus / Financial advisors / Capital Z Asset Management, LLC
Capital Z Asset Management, LLC
Filed as CAPITAL Z ASSET MANAGEMENT, LLC
Capital Z Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.
Quick answers
From the filingHow is Capital Z Asset Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Capital Z Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Capital Z Asset Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 11, 2026 states: Asset-based fee: 3% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Capital Z Asset Management, LLC registered with the SEC or a state?
Capital Z Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 162210.
How much does Capital Z Asset Management, LLC manage?
Capital Z Asset Management, LLC reports $255,911,381 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).
How have Capital Z Asset Management, LLC's assets and staff changed since 2021?
In the Form ADV data for Capital Z Asset Management, LLC: Regulatory assets under management: $126,573,253 in the October 2021 data and $255,911,381 in the October 2026 data, up 102%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Capital Z Asset Management, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).
Does Capital Z Asset Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162210
What changed in Capital Z Asset Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $205,750,216 to $255,911,381 (+24%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 3% of assets a year
The brochure's wording
CZAM is entitled to receive an annual management fee from the Funds structured as a profits interest in the Funds entitling CZAM to 3% of the value of all of the classes of the Fund’s outstanding limited liability company units
As stated in the firm's Form ADV Part 2A brochure dated March 11, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$255,911,381 as of October 2026, filing dated March 11, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $255,911,381 | 3 | March 11, 2026 |
| October 2025 | $205,750,216 | 3 | March 4, 2025 |
| October 2024 | $222,687,706 | 3 | March 15, 2024 |
| October 2023 | $195,814,543 | 3 | March 24, 2023 |
| October 2022 | $254,618,483 | 0 | February 28, 2022 |
| October 2021 | $126,573,253 | 1 | March 4, 2021 |
Regulatory assets under management: $126,573,253 in the October 2021 data and $255,911,381 in the October 2026 data, up 102%.
Total employees: 1 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $205,750,216 to $255,911,381 (+24%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capital Z Asset Management, LLC (CRD 162210): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capital-z-asset-management-llc-162210