Saxony Capital Management, LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)
• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Account minimum: $100,000 (the brochure says it may be waived or negotiated)

Minimum annual fee: $125

As stated in the firm's Form ADV Part 2A brochure dated January 15, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$367,861,457 as of October 2026, filing dated October 1, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Selection of other advisers (including private fund managers)

Also doing business as

ADVOCATE CPAS & ADVISORS, LLC, CAPITAL GROUP OF AMERICA, CENTRAL SECURITIES OF AMERICA, FORESIGHT INVESTMENTS, GLASTONBURG GROUP, GOLDEN ADVISING PARTNERS, IRONHORSE INVESTMENTS & ESTATE PLANNING, RANSON CAPITAL MANAGEMENT, SAXONY ADVISORS, STREAMLINE WEALTH ADVISORS, TUFTS FINANCIAL, WORKPLACE FINANCIAL ADVISORS

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2007 (18 years)

Employees

Total: 6. Performing investment advisory functions: 0.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

11 other offices, as of the October 2026 filing

Boardman, OHBranson, MOEdmond, OKHamilton, OHLincolnshire, ILMarlton, NJMinneapolis, MNOzark, MOSan Antonio, TXWest Hempstead, NYWeston, FL

States registered or notice-filed

29 states or jurisdictions

AZCACOCTFLGAIAILINKYLAMAMDMIMNMONCNENHNJNYOHOKORPASCTXVAWI

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

3 Reports 3 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.C(2) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
• 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.C(5) Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $313,704,007 in the October 2021 data and $367,861,457 in the October 2026 data, up 17%.

Total employees: 6 in October 2021 and 6 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • No longer lists an office in Oak Creek, WI.
   • Registered or notice-filed in MD, VA.
2. September 2026
   • Registered or notice-filed in IA.
3. August 2026
   • Added the business name Golden Advising Partners.
   • Added an office in Oak Creek, WI.
4. July 2026
   • No longer lists the business name Gregory Private Wealth Management.
   • Added the business name Tufts Financial.
   • Registered or notice-filed in WI.
5. June 2026
   • Added the business name Workplace Financial Advisors.
   • Added the business name Streamline Wealth Advisors.
   • Added the business name Ranson Capital Management.
   • Added the business name Gregory Private Wealth Management.
   • Added the business name Glastonburg Group.
   • Added the business name Foresight Investments.
   • Added the business name Central Securities of America.
   • Added the business name Capital Group of America.
   • Added the business name Advocate CPAS & Advisors, LLC.
   • Changed its office addresses in Marlton, NJ.
   • No longer lists an office in Gilbert, AZ.
   • Registered or notice-filed in NH, OR.
6. March 2026
   • Changed its office addresses in San Antonio, TX.
   • Registered or notice-filed in CO.
7. February 2026
   • Regulatory assets under management went from $297,922,213 to $367,861,457 (+23%).
   • No longer lists an office in Blue Bell, PA.
   • No longer lists an office in Pittsburgh, PA.
   • Updated its list of owners and control persons (Schedule A).
8. January 2026
   • No longer registered or notice-filed in AR, MD.
9. December 2025
   • Registered or notice-filed in IN, KY.
10. November 2025
    • Added an office in Gilbert, AZ.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.