AdvisorCensus / Financial advisors / Florida / Miami / Prospect Enhanced Yield Management, LLC
Prospect Enhanced Yield Management, LLC
Filed as PROSPECT ENHANCED YIELD MANAGEMENT, LLC
Prospect Enhanced Yield Management, LLC is an SEC-registered investment advisory firm in West Palm Beach, FL, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Prospect Enhanced Yield Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Prospect Enhanced Yield Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Prospect Enhanced Yield Management, LLC located?
Prospect Enhanced Yield Management, LLC's principal office is in West Palm Beach, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Prospect Enhanced Yield Management, LLC registered with the SEC or a state?
Prospect Enhanced Yield Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335748.
How much does Prospect Enhanced Yield Management, LLC manage?
Prospect Enhanced Yield Management, LLC reports $31,702,469 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).
How have Prospect Enhanced Yield Management, LLC's assets and staff changed since 2025?
In the Form ADV data for Prospect Enhanced Yield Management, LLC: Total employees: 60 in October 2025 and 61 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Prospect Enhanced Yield Management, LLC serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does Prospect Enhanced Yield Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335748
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$31,702,469 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 61. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $31,702,469 | 61 | March 25, 2026 |
| October 2025 | Not reported | 60 | April 1, 2025 |
Total employees: 60 in October 2025 and 61 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Prospect Enhanced Yield Management, LLC (CRD 335748): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/prospect-enhanced-yield-management-llc-west-palm-beach-fl-335748