Falcon Wealth Planning, LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)
• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: None

As stated in the firm's Form ADV Part 2A brochure dated August 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$1,955,964,732 as of October 2026, filing dated September 25, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Selection of other advisers (including private fund managers)

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2018 (8 years)

Employees

Total: 40. Performing investment advisory functions: 22.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

42 other offices, as of the October 2026 filing

Albuquerque, NMAnn Arbor, MIArlington, VAAustin, TXBethesda, MDBoston, MACentury City, CADenver, COEdina, MNFresno, CAGilbert, AZIrvine, CALas Vegas, NVMiami Beach, FLMiddleton, WIMilwaukee, WIMonterey, CANashville, TNNew York, NYNewton Square, PANorth Charleston, SCNorwalk, CTOakbrook Terrace, ILOakland, CAOklahoma City, OKPalm Desert, CAPasadena, CAPortland, ORSacramento, CASan Diego, CASan Jose, CASan Ramon, CASanta Rosa, CASe Olympia, WASeattle, WAShort Hills, NJSt. Louis, MOTemecula, CATempe, AZTorrance, CAWest Lafayette, INWestlake, CA

States registered or notice-filed

31 states or jurisdictions

AZCACOCTFLGAILINKYLAMAMDMIMNMONCNHNJNMNVNYOKORPASCTNTXVAWAWIWV

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $414,121,773 in the October 2021 data and $1,955,964,732 in the October 2026 data, up 372%.

Total employees: 19 in October 2021 and 40 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • Employees performing advisory functions went from 23 to 22.
2. September 2026
   • Reported a succession: took over the business of Falcon Wealth Planning, Inc. (CRD 174092) on April 10, 2026.
   • Changed its legal name from Falcon Wealth Planning, Inc. to Falcon Wealth Planning, LLC.
   • Employees performing advisory functions went from 24 to 23.
   • Updated its list of owners and control persons (Schedule A).
3. July 2026
   • Employees performing advisory functions went from 23 to 24.
   • Regulatory assets under management went from $1,552,684,912 to $1,919,773,886 (+24%).
4. March 2026
   • Regulatory assets under management went from $1,159,538,045 to $1,552,684,912 (+34%).
5. February 2026
   • Employees performing advisory functions went from 24 to 23.
6. January 2026
   • Employees performing advisory functions went from 25 to 24.
7. December 2025
   • Employees performing advisory functions went from 24 to 25.
   • Registered or notice-filed in GA, KY.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.