Compass Financial Management LLC

• A percentage of assets under your management

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated May 11, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$893,836,789 as of October 2026, filing dated May 18, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services

Also doing business as

BURGESS WEALTH ADVISORY, DISE WEALTH MANAGEMENT, DMK ADVISOR GROUP, EXECUTIVE FINANCIAL SERVICES, INC., FORTIFIED WEALTH MANAGEMENT, INDEPENDENCE MONEY, INTELLIVISOR FAMILY OFFICE, JOHN DANIELS CPA, KDH FINANCIAL, KELLY INVESTMENT ADVISORS, MICHAEL LEE STRATEGY, MOWERY CAPITAL, MY ROADMAP ADVISOR, NATURE COAST CAPITAL, SOUZA WEALTH MANAGEMENT, TEXAS RETIREMENT STRATEGIES, THEUS WEALTH ADVISORS, ZODA FINANCIAL

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2020 (6 years)

Employees

Total: 33. Performing investment advisory functions: 31.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Fidelity Institutional Wealth Advisor LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

11 other offices, as of the June 2026 filing

Allen, TXBloomington, MNLutz, FLNew York, NYOxford, CTPhoenix, AZSan Diego, CASarasota, FLSt. Petersburg, FLTampa, FLTreasure Island, FL

States registered or notice-filed

23 states or jurisdictions

AZCACOCTFLILLAMAMEMNNCNHNJNYOHPRSCTNTXUTVAWAWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

1 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $142,633,733 in the October 2021 data and $893,836,789 in the October 2026 data, up 527%.

Total employees: 7 in October 2021 and 33 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. June 2026
   • Added the business name Souza Wealth Management.
   • Added the business name Executive Financial Services, Inc..
2. April 2026
   • Added the business name Theus Wealth Advisors.
   • Employees performing advisory functions went from 27 to 31.
   • Regulatory assets under management went from $518,984,611 to $893,836,789 (+72%).
   • Added an office in Phoenix, AZ.
   • Added an office in St. Petersburg, FL.
   • Added an office in Tampa, FL.
   • No longer lists an office in Franklin, TN.
   • No longer lists an office in Jacksonville, FL.
   • No longer lists an office in McMinnville, TN.
3. February 2026
   • Added the business name Texas Retirement Strategies.
   • Added the business name Burgess Wealth Advisory.
4. December 2025
   • Registered or notice-filed in AZ, VA.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.