Allstate Financial Advisors, LLC

• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated March 31, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$142,352,226 as of October 2026, filing dated April 30, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Selection of other advisers (including private fund managers)

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2007 (18 years)

Employees

Total: 341. Performing investment advisory functions: 0.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

61 other offices, as of the May 2026 filing

Aiken, SCAlbany, NYArvada, COAtlanta, GABallston Lake, NYBirmingham, ALBrick, NJBrooklyn, NYCedar Knolls, NJCentennial, COColorado Springs, COConroe, TXDayton, OHDecatur, ALDenver, COEdmond, OKFalls Church, VAFindlay, OHFort Collins, COGalveston, TXGarland, TXHavertown, PAHockessin, DELantana, FLLexington, SCLittleton, COMacomb, ILMesa, AZMiddle Village, NYMurphy, TXNewburgh, NYNorth Olmsted, OHNorthbrook, ILNorthglenn, COOceanside, NYOmaha, NEPaducah, KYPickerington, OHPlainview, NYPlymouth Meeting, PAPortage, INPoway, CAPuyallup, WARingoes, NJRoanoke, VASan Ramon, CAShawnee, KSSkokie, ILSpring, TXSpringboro, OHSt George, UTStockton, CAStrongsville, OHSugar Land, TXTucson, AZTurnersville, NJTustin, CAWebster, TXWellington, FLWhite Lake, MIYardley, PA

States registered or notice-filed

49 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

2 Reports 2 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $36,452,496 in the October 2021 data and $142,352,226 in the October 2026 data, up 291%.

Total employees: 401 in October 2021 and 341 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. May 2026
   • Updated its list of owners and control persons (Schedule A).
2. April 2026
   • Regulatory assets under management went from $82,015,793 to $142,352,226 (+74%).
   • Changed its office addresses in Centennial, CO.
   • Changed its office addresses in Edmond, OK.
   • Changed its office addresses in Fort Collins, CO.
   • Changed its office addresses in Strongsville, OH.
   • Changed its office addresses in Wellington, FL.
   • Added an office in Albany, NY.
   • Added an office in Arvada, CO.
   • Added an office in Birmingham, AL.
   • Added an office in Brooklyn, NY.
   • Added an office in Cedar Knolls, NJ.
   • Added an office in Conroe, TX.
   • Added an office in Denver, CO.
   • Added an office in Findlay, OH.
   • Added an office in Hockessin, DE.
   • Added an office in Lantana, FL.
   • Added an office in Littleton, CO.
   • Added an office in Newburgh, NY.
   • Added an office in Oceanside, NY.
   • Added an office in Roanoke, VA.
   • Added an office in Springboro, OH.
   • Added an office in Stockton, CA.
   • No longer lists an office in Dover, DE.
   • No longer lists an office in Kissimmee, FL.
   • No longer lists an office in Mount Dora, FL.
   • No longer lists an office in New Braunfels, TX.
   • No longer lists an office in Pasadena, MD.
   • No longer lists an office in Phoenixville, PA.
   • No longer lists an office in Staten Island, NY.
   • No longer lists an office in Tomball, TX.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Not reported.