AdvisorCensus / Financial advisors / District of Columbia / Washington / Gladstone Management Corporation
Gladstone Management Corporation is an SEC-registered investment advisory firm in McLean, VA, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 21, 2026.
Quick answers
From the filingHow is Gladstone Management Corporation compensated?
On its Form ADV (Item 5.E, October 2026), Gladstone Management Corporation reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.
Where is Gladstone Management Corporation located?
Gladstone Management Corporation's principal office is in McLean, VA, according to its Form ADV; the October 2026 filing also lists 5 other offices (Schedule D, Section 1.F).
Is Gladstone Management Corporation registered with the SEC or a state?
Gladstone Management Corporation is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 122482.
How much does Gladstone Management Corporation manage?
Gladstone Management Corporation reports $4,772,797,279 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (100% discretionary).
How have Gladstone Management Corporation's assets and staff changed since 2021?
In the Form ADV data for Gladstone Management Corporation: Regulatory assets under management: $3,560,420,000 in the October 2021 data and $4,772,797,279 in the October 2026 data, up 34%. Total employees: 45 in October 2021 and 45 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Gladstone Management Corporation serve?
By number of clients on Form ADV Item 5.D: business development companies (2); other (2); investment companies (1).
Does Gladstone Management Corporation report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122482
What changed in Gladstone Management Corporation's recent Form ADV filings?
In the October 2026 filing data: Changed its office addresses in Dallas, TX. No longer lists an office in Salinas, CA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated September 23, 2025) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$4,772,797,279 as of October 2026, filing dated September 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
- Other
Registration and firm details
Items 1, 2, 5- Also doing business as
- THE GLADSTONE COMPANIES
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2002 (24 years)
- Employees
- Total: 45. Performing investment advisory functions: 40.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
5 other offices, as of the October 2026 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $4,772,797,279 | 45 | September 21, 2026 |
| October 2025 | $4,150,401,375 | 45 | September 19, 2024 |
| October 2024 | $4,150,401,375 | 45 | September 19, 2024 |
| October 2023 | $4,175,732,000 | 45 | September 25, 2023 |
| October 2022 | $3,976,067,000 | 45 | September 27, 2022 |
| October 2021 | $3,560,420,000 | 45 | September 23, 2021 |
Regulatory assets under management: $3,560,420,000 in the October 2021 data and $4,772,797,279 in the October 2026 data, up 34%.
Total employees: 45 in October 2021 and 45 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Changed its office addresses in Dallas, TX.
- No longer lists an office in Salinas, CA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Gladstone Management Corporation (CRD 122482): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/gladstone-management-corporation-mclean-va-122482