BCG Securities, Inc.

• A percentage of assets under your management
• Fixed fees (other than subscription fees)
• Commissions

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated May 11, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$894,217,482 as of October 2026, filing dated May 11, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Selection of other advisers (including private fund managers)

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

1999 (26 years)

Employees

Total: 55. Performing investment advisory functions: 33.

Wrap fee program participation

Yes.

Other offices (Schedule D, Section 1.F)

7 other offices, as of the February 2026 filing

Cedar Rapids, IACherry Hill, NJLower Gwynedd, PANorth Brunswick, NJRedondo Beach, CAWayne, PAWexford, PA

States registered or notice-filed

45 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCTNTXVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $565,865,764 in the October 2021 data and $894,217,482 in the October 2026 data, up 58%.

Total employees: 75 in October 2021 and 55 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. June 2026
   • Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).
2. April 2026
   • Regulatory assets under management went from $740,027,520 to $894,217,482 (+21%).
   • Employees performing advisory functions went from 28 to 33.
   • No longer lists the business name AC Capital Management.
   • No longer lists the business name Wealth Advisory Group.
   • No longer lists the business name Landmark Financial Planners, LLC.
   • No longer lists an office in Cedar Rapids, IA.
   • No longer lists an office in Cherry Hill, NJ.
   • No longer lists an office in Lower Gwynedd, PA.
   • No longer lists an office in North Brunswick, NJ.
   • No longer lists an office in Redondo Beach, CA.
   • No longer lists an office in Wayne, PA.
   • No longer lists an office in Wexford, PA.
3. February 2026
   • Registered or notice-filed in OK.
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.