Cresset Asset Management, LLC

• A percentage of assets under your management
• Fixed fees (other than subscription fees)
• Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: None

As stated in the firm's Form ADV Part 2A brochure dated March 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$78,936,263,960 as of October 2026, filing dated August 13, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for pooled investment vehicles (other than investment companies)
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Also doing business as

CH INVESTMENT PARTNERS, CRESSET, CRESSET CAPITAL, CRESSET SPORTS + ENTERTAINMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2017 (9 years)

Employees

Total: 496. Performing investment advisory functions: 187.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Fidelity Brokerage Services LLCPershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

16 other offices, as of the September 2026 filing

Atlanta, GACharlotte, NCDallas, TXDenver, COGreenwich, CTHouston, TXLos Angeles, CAMenlo Park, CAMinnetonka, MNNaples, FLNew York, NYReston, VASan Francisco, CASanta Barbara, CAScottsdale, AZWest Palm Beach, FL

States registered or notice-filed

52 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $13,976,429,233 in the October 2021 data and $78,936,263,960 in the October 2026 data, up 465%.

Total employees: 146 in October 2021 and 496 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. June 2026
   • Updated its list of owners and control persons (Schedule A).
2. April 2026
   • Added the business name Cresset Capital.
   • Employees performing advisory functions went from 191 to 187.
   • Changed its office addresses in Charlotte, NC.
   • Changed its office addresses in New York, NY.
   • Changed its office addresses in Santa Barbara, CA.
   • Changed its office addresses in Scottsdale, AZ.
   • No longer lists an office in Nashville, TN.
   • Updated its list of owners and control persons (Schedule A).
3. December 2025
   • Registered or notice-filed in PR.
4. November 2025
   • Changed its office addresses in San Francisco, CA.
   • Changed its office addresses in Santa Barbara, CA.
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.