AWH Financial, LLC

• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated March 11, 2026) for its fees and any account minimum, on the SEC's IAPD site.

Not reported.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Selection of other advisers (including private fund managers)

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2023 (2 years)

Employees

Total: 65. Performing investment advisory functions: 63.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

44 other offices, as of the April 2026 filing

Augusta, GABassett, VABedford, TXBlacksburg, VABrooklyn, NYConcord, NHEl Paso, TXFair Oaks Ranch, TXFlushing, NYFort Washington, PAFrisco, TXGlendale, CAHarrison Township, NJHavertown, PAIslandia, NYJohnstown, PAKildeer, ILKing of Prussia, PALake Forest, CALevittown, NYLindenhurst, NYMaryville, TNMcLean, VAMinnetonka, MNNorwood, MAOakland, CAOklahoma City, OKOzone Park, NYPalo Alto, CAPittsburgh, PAPlantation, FLPoway, CASacramento, CASan Rafael, CAShelton, CTStudio City, CASyosset, NYTriadelphia, WVVerona, PAVictoria, KSWake Forest, NCWalnut Creek, CAWhitestone, NYWilmington, NC

States registered or notice-filed

26 states or jurisdictions

CACTDCDEHIILKSMAMDMEMNNCNHNJNMNVNYOKPASCTXUTVAWAWIWV

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Total employees: 36 in October 2024 and 65 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. April 2026
   • Employees performing advisory functions went from 61 to 63.
2. January 2026
   • Employees performing advisory functions went from 50 to 61.
   • Added an office in Blacksburg, VA.
   • Added an office in El Paso, TX.
   • Added an office in Flushing, NY.
   • Added an office in Lindenhurst, NY.
   • Added an office in Maryville, TN.
   • Added an office in Norwood, MA.
   • Added an office in Ozone Park, NY.
   • Added an office in Syosset, NY.
   • Added an office in Walnut Creek, CA.
   • No longer lists an office in Boca Raton, FL.
   • No longer lists an office in Las Vegas, NV.
   • No longer lists an office in Moorestown, NJ.
   • No longer lists an office in Queens, NY.
   • No longer lists an office in Wheeling, IL.
   • Registered or notice-filed in OK.
   • No longer registered or notice-filed in IA, LA.
3. December 2025
   • Employees performing advisory functions went from 47 to 50.
   • Registered or notice-filed in WV.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Not reported.