&Partners

• A percentage of assets under your management
• Hourly charges
• Subscription fees (for a newsletter or periodical)
• Fixed fees (other than subscription fees)
• Commissions
• Performance-based fees
• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated June 22, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$30,268,689,798 as of October 2026, filing dated September 25, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Publication of periodicals or newsletters
• Educational seminars/workshops
• Other

Also doing business as

1828 CAPITAL, 1854 CAPITAL MANAGEMENT, 26EAST PRIVATE WEALTH, 49 NORTH ADVISORS, AERIAL WEALTH ADVISORS, AGAPE WEALTH STRATEGIES, ALDERSTONE WEALTH MANAGEMENT, ALETHEIA CAPITAL GROUP, APRICITY ADVISORS, ARBOR AVENUE PRIVATE WEALTH, ARBOR ROW ADVISORS, ARROWHEAD PRIVATE WEALTH, ARROWOOD CAPITAL, BASE CAPITAL PARTNERS, BLACKLOCK WEALTH MANAGEMENT, BRIDGEMILL PRIVATE WEALTH, BRIO WEALTH SOLUTIONS, BROADCLOTH WEALTH, CANYON RIVER WEALTH PLANNING, CAPONE &PARTNERS, CARVE ADVISORS, CENTERCOAST PRIVATE WEALTH, CIRCLEPOINT FINANCIAL, COMPTON WEALTH, CORIOLIS WEALTH MANAGEMENT, COTTAGE WEALTH ADVISORS, CRAIGER WEALTH MANAGEMENT, CREECH SCHWARTZ WEALTH MANAGEMENT, CRESTVIEW CAPITAL ADVISORS, DAVIDSON WEALTH MANAGEMENT, DELUCA FINANCIAL STRATEGIES, DRH WEALTH MANAGEMENT, ELEIVA FINANCIAL, ELEVISION WEALTH MANAGEMENT, ENSEMBLE WEALTH PLANNING, ENTANDEM WEALTH ADVISORS, FIRST KEYSTONE WEALTH MANAGEMENT, FIRST SERVANT WEALTH MANAGEMENT, FOCUS CAPITAL PARTNERS PRIVATE WEALTH, FORGE POINT ADVISORS, FOUR CORNERS WEALTH, GELLER PRIVATE WEALTH, GERARDI WEALTH MANAGEMENT, GOLD KEY PRIVATE WEALTH, GUIDENT WEALTH MANAGEMENT, HAMPTON LANHAM GROUP, HEARTWOOD FINANCIAL GROUP, HELIX PRIVATE WEALTH, HERITAGE LAKE ADVISORS, INDIGO ADVISORS, IVY CREST WEALTH MANAGEMENT, JOHNSTON WEALTH MANAGEMENT, JW WEALTH MANAGEMENT, KLEINSCHUSTER WEALTH MANAGEMENT, LANG INVESTMENT GROUP, LIGHTFOOT FINANCIAL GROUP, LINKS PRIVATE WEALTH, LODGEVIEW WEALTH ADVISORS, LUMITAS WEALTH STRATEGIES, M. BENNETT FINANCIAL GROUP, M.T. WALDRON ADVISORS, MANNEN FINANCIAL GROUP, MARNE WEALTH MANAGEMENT, MARSTELLER WEALTH, MARTIN WRIGHT GROUP, MERIDIAN WEALTH MANAGEMENT, NOBLES GROOMS WEALTH ADVISORS, NORTH LAKE WEALTH ADVISORS, ONE PRIVATE WEALTH, PALM SHORES WEALTH, PALMETTO FINANCIAL ADVISORS, PARADYM WEALTH MANAGEMENT, PARSONS FINANCIAL, PLAIDSKY ADVISORS, POWER 5 - OLYMPIA, WA, POWER 5 FINANCIAL, POWER 5 PALESTINE, TX, PRAIRIE HERITAGE FINANCIAL, RIAZZI, RHYNE & SWAIM INVESTMENT GROUP, RIVERLINE WEALTH, ROOKS &PARTNERS - INVERNESS, FL, ROY, TEDESCHI, SCHMIDT PRIVATE WEALTH, SCHMIEDBAUER INVESTMENTS &PARTNERS, SHICK WEALTH MANAGEMENT, SJ MARTIN WEALTH MANAGEMENT, STANFORD WEALTH MANAGEMENT GROUP, STEELCREST INVESTMENT STRATEGIES, STILES FINANCIAL, STREAMLINE PRIVATE WEALTH, SWARTZENTRUBER WEALTH MANAGEMENT, TEAGLE WEALTH, TEDERS & QUAKENBUSH WEALTH MANAGEMENT GROUP, THAMES PRIVATE WEALTH STRATEGIES, THE DONOHUE GROUP, THE JOHNSON-STRNADEL GROUP, THE JORDANICH GROUP, THE KERRIGAN GROUP, THE NORTHSHORE GROUP, THIRD COAST WEALTH PLANNING, THOMPSON WEALTH MANAGEMENT, TRIDENT WEALTH MANAGEMENT GROUP, TRILLIUM WEALTH, TRIUNE WEALTH MANAGEMENT, TUCKAWAY CAPITAL &PARTNERS, UNNERSTALL WEALTH MANAGEMENT, VIRIBUS WEALTH MANAGEMENT, VON HELLENS &PARTNERS, WAVEWOOD PRIVATE WEALTH, WEST FINANCIAL GROUP, WILEY BROS.-AINTREE CAPITAL, WILLOWSTONE WEALTH MANAGEMENT, WILTON SPRINGS, WISE & PARTNERS, WISEPATH WEALTH MANAGEMENT, ZAMBROSKI-POLSON WEALTH ADVISORS, ZINN WEALTH MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

1990 (35 years)

Employees

Total: 703. Performing investment advisory functions: 439.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

28 other offices, as of the October 2026 filing

Ann Arbor, MIBaltimore, MDBoston, MACharlotte, NCChesterfield, MOClemson, SCCumberland, MDFayetteville, ARGlen Allen, VAGreensburg, PAHouston, TXJackson, MIJohnson City, NYJohnstown, PALake Forest, ILLansing, NYMelville, NYMooresville, NCNashville, TNPittsford, NYSumter, SCTerra Haute, INTyler, TXVienna, VAWestfield, NJWichita, KSWilmington, DEWinston Salem, NC

States registered or notice-filed

51 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

10 Reports 10 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.C(2) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
• 11.C(3) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
• 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.C(5) Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
• 11.D(1) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(3) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.D(5) Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $482,231,413 in the October 2021 data and $30,268,689,798 in the October 2026 data, up 6177%.

Total employees: 55 in October 2021 and 703 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. April 2026
   • No longer lists the business name Apricity Advisor.
   • No longer lists the business name Meridian.
   • Added the business name Zambroski-Polson Wealth Advisors.
   • Added the business name Kleinschuster Wealth Management.
   • Added the business name M.T. Waldron Advisors.
   • Added the business name Geller Private Wealth.
   • Added the business name DRH Wealth Management.
   • Added the business name Circlepoint Financial.
   • Added the business name 26EAST Private Wealth.
   • Added the business name West Financial Group.
   • Added the business name The Northshore Group.
   • Added the business name JW Wealth Management.
   • Added the business name Hampton Lanham Group.
   • Added the business name Forge Point Advisors.
   • Added the business name The Jordanich Group.
   • Added the business name Martin Wright Group.
   • Added the business name Four Corners Wealth.
   • Added the business name The Kerrigan Group.
   • Added the business name The Donohue Group.
   • Added the business name Parsons Financial.
   • Added the business name Broadcloth Wealth.
   • Added the business name Capone &Partners.
   • Added the business name Arrowood Capital.
   • Added the business name Compton Wealth.
   • Added the business name Teagle Wealth.
   • Added the business name Alderstone Wealth Management.
   • Added the business name Wiley Bros.-Aintree Capital.
   • Added the business name SJ Martin Wealth Management.
   • Added the business name Palmetto Financial Advisors.
   • Added the business name Deluca Financial Strategies.
   • Added the business name Tuckaway Capital &Partners.
   • Added the business name Thompson Wealth Management.
   • Added the business name The Johnson-Strnadel Group.
   • Added the business name North Lake Wealth Advisors.
   • Added the business name Meridian Wealth Management.
   • Added the business name M. Bennett Financial Group.
   • Added the business name Johnston Wealth Management.
   • Added the business name Paradym Wealth Management.
   • Added the business name Lumitas Wealth Strategies.
   • Added the business name Lightfoot Financial Group.
   • Added the business name Heartwood Financial Group.
   • Added the business name Gerardi Wealth Management.
   • Added the business name Craiger Wealth Management.
   • Added the business name Arrowhead Private Wealth.
   • Added the business name Shick Wealth Management.
   • Added the business name Gold Key Private Wealth.
   • Added the business name 1854 Capital Management.
   • Added the business name Zinn Wealth Management.
   • Added the business name Mannen Financial Group.
   • Added the business name Aletheia Capital Group.
   • Employees performing advisory functions went from 272 to 439.
   • Regulatory assets under management went from $14,146,591,395 to $30,268,689,798 (+114%).
   • Changed its office addresses in Jackson, MI.
   • Changed its office addresses in Mooresville, NC.
   • Added an office in Charlotte, NC.
   • Added an office in Clemson, SC.
   • Added an office in Cumberland, MD.
   • Added an office in Greensburg, PA.
   • Added an office in Johnson City, NY.
   • Added an office in Johnstown, PA.
   • Added an office in Melville, NY.
   • Added an office in Nashville, TN.
   • Added an office in Vienna, VA.
   • Added an office in Wichita, KS.
   • Added an office in Winston Salem, NC.
   • No longer lists an office in Basking Ridge, NJ.
   • No longer lists an office in Bloomington, MN.
   • No longer lists an office in Columbia, SC.
   • No longer lists an office in Florence, SC.
   • No longer lists an office in Fort Worth, TX.
   • No longer lists an office in Indiana, PA.
   • No longer lists an office in McLean, VA.
   • No longer lists an office in Napoleon, OH.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.