Captrust

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)
• Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated March 27, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$1,236,704,853,633 as of October 2026, filing dated September 30, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for pooled investment vehicles (other than investment companies)
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Publication of periodicals or newsletters
• Educational seminars/workshops

Legal name

Capfinancial Partners, LLC

Also doing business as

1776 ADVISOR GROUP, CAPTRUST, CAPTRUST FINANCIAL ADVISORS, COMPASS ADVISORY GROUP LLC, FAMILY OFFICE RISK ADVISORS, LONG ISLAND WEALTH MANAGEMENT, STRATEGIC ADVISOR GROUP, TRIANGE RETIREMENT SOLUTIONS

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2003 (23 years)

Employees

Total: 1,841. Performing investment advisory functions: 885.

Wrap fee program participation

Yes.

Other offices (Schedule D, Section 1.F)

24 other offices, as of the October 2026 filing

Alexandria, VAAllentown, PABoston, MABrentwood, TNCharlotte, NCChesterton, INChicago, ILCosta Mesa, CADallas, TXDraper, UTGreenville, SCIndianapolis, INLake Success, NYLeawood, KSMinnetonka, MNNew York, NYPhoenix, AZRochester, NYSacramento, CASan Antonio, TXTampa, FLUniontown, OHWarren, NJWilmington, NC

States registered or notice-filed

53 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $450,010,401,287 in the October 2021 data and $1,236,704,853,633 in the October 2026 data, up 175%.

Total employees: 785 in October 2021 and 1,841 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • No longer lists the business name Stillwater Capital Advisors, LLC.
   • Added the business name Triange Retirement Solutions.
   • Added the business name Long Island Wealth Management.
   • Added the business name Compass Advisory Group LLC.
   • Changed its office addresses in New York, NY.
   • Updated its list of owners and control persons (Schedule A).
2. June 2026
   • No longer lists the business name Alpha Cubed Investments, LLC.
   • Added the business name Stillwater Capital Advisors, LLC.
   • Registered or notice-filed in VI.
   • Updated its list of owners and control persons (Schedule A).
3. April 2026
   • No longer lists the business name Meritage Portfolio Management, Inc..
   • Employees performing advisory functions went from 816 to 885.
   • Regulatory assets under management went from $1,083,051,008,644 to $1,236,704,853,633 (+14%).
   • Updated its list of owners and control persons (Schedule A).
4. March 2026
   • No longer lists the business name Cobblestone Capital Advisors, LLC..
   • Added the business name Meritage Portfolio Management, Inc..
   • Added the business name Alpha Cubed Investments, LLC.
   • Added an office in Costa Mesa, CA.
   • No longer lists an office in Birmingham, AL.
5. November 2025
   • No longer lists the business name Carolinas Wealth Consulting LLC.
   • No longer lists the business name Boston Financial Management LLC.
   • Added the business name Cobblestone Capital Advisors, LLC..
   • Added an office in Rochester, NY.
   • No longer lists an office in San Antonio, TX.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.