AdvisorCensus / Financial advisors / NINE30 Advisors LLC
NINE30 Advisors LLC is an SEC-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 3, 2026.
Quick answers
From the filingHow is NINE30 Advisors LLC compensated?
On its Form ADV (Item 5.E, October 2026), NINE30 Advisors LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is NINE30 Advisors LLC registered with the SEC or a state?
NINE30 Advisors LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 326596.
How much does NINE30 Advisors LLC manage?
NINE30 Advisors LLC reports $654,553 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary).
How have NINE30 Advisors LLC's assets and staff changed since 2024?
In the Form ADV data for NINE30 Advisors LLC: Regulatory assets under management: $0 in the October 2024 data and $654,553 in the October 2026 data. Total employees: 3 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does NINE30 Advisors LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (140).
Does NINE30 Advisors LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326596
What changed in NINE30 Advisors LLC's recent Form ADV filings?
In the September 2026 filing data: Added the business name Hush Club.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated August 3, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$654,553 as of October 2026, filing dated August 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Also doing business as
- HUSH CLUB
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the December 2025 filing
- States registered or notice-filed
-
26 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $654,553 | 2 | August 3, 2026 |
| October 2025 | $189,507 | 3 | June 16, 2025 |
| October 2024 | $0 | 3 | September 27, 2024 |
Regulatory assets under management: $0 in the October 2024 data and $654,553 in the October 2026 data.
Total employees: 3 in October 2024 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Added the business name Hush Club.
- August 2026
- Registered or notice-filed in AL, CT, IN, KY, MA, MD, MN, MO, NC, NE, NJ, PA, SC, TN, WA.
- April 2026
- Regulatory assets under management went from $189,507 to $654,553 (+245%).
- No longer lists an office in New York, NY.
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Registered or notice-filed in GA, LA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. NINE30 Advisors LLC (CRD 326596): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/nine30-advisors-llc-326596