AdvisorCensus / Financial advisors / Connecticut / Bridgeport / Trivium Point Advisory, LLC
Trivium Point Advisory, LLC is an SEC-registered investment advisory firm in Wilton, CT, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 6, 2026.
Quick answers
From the filingHow is Trivium Point Advisory, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Trivium Point Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Trivium Point Advisory, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 6, 2026 states: Asset-based fee: 0.1% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Trivium Point Advisory, LLC located?
Trivium Point Advisory, LLC's principal office is in Wilton, CT, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Trivium Point Advisory, LLC registered with the SEC or a state?
Trivium Point Advisory, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 292182.
How much does Trivium Point Advisory, LLC manage?
Trivium Point Advisory, LLC reports $1,627,183,809 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (89% discretionary).
How have Trivium Point Advisory, LLC's assets and staff changed since 2021?
In the Form ADV data for Trivium Point Advisory, LLC: Regulatory assets under management: $660,232,133 in the October 2021 data and $1,627,183,809 in the October 2026 data, up 146%. Total employees: 22 in October 2021 and 38 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Trivium Point Advisory, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (467); high net worth individuals (319); pension and profit sharing plans (but not the plan participants or government pension plans) (62).
Which custodians does Trivium Point Advisory, LLC use?
Trivium Point Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon Securities Corporation, Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.
Does Trivium Point Advisory, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/292182
Does Trivium Point Advisory, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 6, 2026 says: "TPA does not maintain a minimum fee or a minimum level of account assets." "TPA generally does not impose a minimum account size for establishing a relationship."
What changed in Trivium Point Advisory, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 23 to 12. Changed its office addresses in Melville, NY.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.1% to 1.25% a year (a range, as the brochure states it)
The brochure's wording
The fee generally ranges between 0.10% and 1.25% annually of the value of the assets under management.
Investment management fees range from 0.10% to 1.25% annually.
Account minimum: None
The brochure's wording
TPA does not maintain a minimum fee or a minimum level of account assets.
TPA generally does not impose a minimum account size for establishing a relationship.
As stated in the firm's Form ADV Part 2A brochure dated March 6, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,627,183,809 as of October 2026, filing dated March 6, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 38. Performing investment advisory functions: 12.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
16 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,627,183,809 | 38 | March 6, 2026 |
| October 2025 | $1,487,605,211 | 35 | March 28, 2025 |
| October 2024 | $716,160,443 | 39 | September 19, 2024 |
| October 2023 | $613,557,563 | 17 | March 13, 2023 |
| October 2022 | $796,789,882 | 24 | August 11, 2022 |
| October 2021 | $660,232,133 | 22 | August 24, 2021 |
Regulatory assets under management: $660,232,133 in the October 2021 data and $1,627,183,809 in the October 2026 data, up 146%.
Total employees: 22 in October 2021 and 38 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 23 to 12.
- Changed its office addresses in Melville, NY.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Trivium Point Advisory, LLC (CRD 292182): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/trivium-point-advisory-llc-wilton-ct-292182