Mission Wealth Management, LP

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated July 1, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$17,001,545,425 as of October 2026, filing dated September 28, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Other

Also doing business as

MISSION WEALTH

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2002 (24 years)

Employees

Total: 220. Performing investment advisory functions: 135.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

30 other offices, as of the October 2026 filing

Alpharetta, GAAnn Arbor, MIAustin, TXBellevue, WABoulder, CODedham, MADenver, CODuluth, GAEden Prairie, MNGig Harbor, WAHallandale Beach, FLHouston, TXIndianapolis, INIrvine, CALisle, ILLos Angeles, CAMelbourne, FLNew York, NYNewport Beach, CANovi, MIPark City, UTPlano, TXRadnor, PARed Bank, NJSan Diego, CASan Francisco, CAScottsdale, AZTampa, FLThousand Oaks, CAWashington, DC

States registered or notice-filed

44 states or jurisdictions

AKARAZCACOCTDCFLGAHIIAIDILINKSLAMAMDMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPASCTNTXUTVAVTWAWIWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $3,725,610,600 in the October 2021 data and $17,001,545,425 in the October 2026 data, up 356%.

Total employees: 53 in October 2021 and 220 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • Updated its list of owners and control persons (Schedule A).
2. August 2026
   • Employees performing advisory functions went from 117 to 135.
   • Regulatory assets under management went from $13,912,131,150 to $17,001,545,425 (+22%).
   • Added an office in Bellevue, WA.
   • Registered or notice-filed in AR.
   • Updated its list of owners and control persons (Schedule A).
3. April 2026
   • Regulatory assets under management went from $10,024,060,630 to $13,912,131,150 (+39%).
   • Employees performing advisory functions went from 97 to 117.
   • Changed its office addresses in Austin, TX.
   • Changed its office addresses in Los Angeles, CA.
   • Added an office in Boulder, CO.
   • Added an office in Duluth, GA.
   • Added an office in Eden Prairie, MN.
   • Added an office in Melbourne, FL.
   • Added an office in Newport Beach, CA.
   • Added an office in Plano, TX.
   • Added an office in Radnor, PA.
   • Added an office in Red Bank, NJ.
   • Added an office in San Francisco, CA.
   • Added an office in Washington, DC.
   • No longer lists an office in Bloomington, MN.
   • No longer lists an office in Dallas, TX.
   • No longer lists an office in Fort Lauderdale, FL.
   • No longer lists an office in Goodyear, AZ.
   • No longer lists an office in Houston, TX.
   • No longer lists an office in New York, NY.
   • No longer lists an office in Portland, OR.
   • No longer lists an office in Salt Lake City, UT.
   • No longer lists an office in Seattle, WA.
   • No longer lists an office in Tucson, AZ.
   • No longer lists an office in Tulso, OK.
   • No longer lists an office in Walnut Creek, CA.
   • No longer lists an office in West Conshohocken, PA.
   • Registered or notice-filed in MS, ND.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.