Kingswood Wealth Advisors, LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Account minimum: $100,000 (the brochure says it may be waived or negotiated)

As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$3,800,734,890 as of October 2026, filing dated September 22, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Other

Also doing business as

ADMIRALTY WEALTH MANAGEMENT, ANDERSON TEAM FINANCIAL, BIANCHI FINANCIAL PARTNERS, BLUEPRINT WEALTH SOLUTIONS, BOARDWALK CAPITAL MANAGEMENT, BOND HARBOR FINANCIAL ADVISORS, BREWER WEALTH MANAGEMENT, CAPITAL INSURANCE & INVESTMENT PLANNING, COMPLETE WEALTH 360, DANNAH INVESTMENTS, DEFREZE FINANCIAL SERVICES, ELEVATE WEALTH MANAGEMENT, FAISON WEALTH STRATEGY, FALKE WEALTH MANAGEMENT, FINANCIAL & RETIREMENT STRATEGIES, FOWLER FINANCIAL GROUP LLC, FRAMEPOINT PARTNERS, LP FRAMEPOINT, GLENWOOD FINANCIAL PARTNERS, GOODSON WEALTH MANAGEMENT, H. PRIVATE WEALTH, INTEGRATED FINANCIAL PLANNING CENTER, KINGSWOOD FAMILY OFFICES, LE'AHI PRIVATE WEALTH, LIBERTY WEALTH MANAGEMENT, LIFETRUST WEALTH ADVISORS, LLC, LOEFFLER WEALTH MANAGEMENT, LOWERY WEALTH MANAGEMENT, MIAMI SHORES WEALTH MANAGEMENT, PARADIGM WEALTH SERVICES, INC., PHOENIX ASSET ADVISORS, PROSPERITY WEALTH MANAGEMENT, RANDIE J ENTERPRISE.RJE, RAPPAPORT WEALTH MANAGEMENT, RMV SECURITIES LLC, SAGE MONEY ADVICE, SIMINOU WEALTH MANAGEMENT, SOUTHERN EDGE WEALTH SOLUTIONS, STEGER FINANCIAL GROUP/THE EFFICIENT EDGE, STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS, STERN INVESTMENTS, LLC, STERZING FINANCIAL GROUP, SUTTER WEALTH MANAGEMENT, TB HERBERT FINANCIAL, THE COLLINS GROUP, UNIVERSITY PLANNING PARTNERS, VSL WEALTH ADVISORY LLC, ZACCARDO WEALTH MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2017 (9 years)

Employees

Total: 88. Performing investment advisory functions: 76.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Raymond James & Associates, Inc.RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

33 other offices, as of the October 2026 filing

Atlanta, GABoca Raton, FLCanton, TXCharlotte, NCChicago, ILClearwater, FLDallas, TXDanville, KYFairfield, NJFestus, MOFranklin, TNFreeport, ILGreenville, SCHonolulu, HIMiami, FLNashville, TNNew York, NYPhoenix, AZQuitman, GARaleigh, NCRandor, PARochester, NYRoseville, CARye Brook, NYSanta Barbara, CAStockbridge, GATampa, FLTomball, TXWatkinsville, GAWest Palm Beach, FLWhite Plains, NYWinchester, TNWoodbury, NY

States registered or notice-filed

51 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $346,321,805 in the October 2021 data and $3,800,734,890 in the October 2026 data, up 997%.

Total employees: 19 in October 2021 and 88 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • No longer lists the business name Dynamic Financial.
2. September 2026
   • Added the business name Sage Money Advice.
   • Added the business name RMV Securities LLC.
   • Added the business name Miami Shores Wealth Management.
   • Changed its office addresses in New York, NY.
3. August 2026
   • Added the business name Boardwalk Capital Management.
4. June 2026
   • Added the business name Zaccardo Wealth Management.
5. April 2026
   • Regulatory assets under management went from $2,470,940,336 to $3,800,734,890 (+54%).
   • Employees performing advisory functions went from 73 to 76.
   • Added the business name TB Herbert Financial.
   • Added the business name Randie J Enterprise.rje.
   • Added the business name Kingswood Family Offices.
   • Added the business name Lowery Wealth Management.
   • Added the business name Sterzing Financial Group.
   • Added the business name Rappaport Wealth Management.
   • Added the business name Lifetrust Wealth Advisors, LLC.
   • Added the business name Financial & Retirement Strategies.
   • Added the business name Capital Insurance & Investment Planning.
   • No longer lists the business name Guardian.
   • No longer lists the business name 3G Wealth.
   • No longer lists the business name Apex Financial.
   • No longer lists the business name Securiet Wealth.
   • No longer lists the business name PCM Associates Ltd.
   • No longer lists the business name Bridgerland Financial.
   • No longer lists the business name JHG Financial Advisors.
   • No longer lists the business name Kingswood Family Office.
   • No longer lists the business name Ferneau Asset Management.
   • No longer lists the business name Lowrey Wealth Management.
   • No longer lists the business name Randie J ENTERPRISES/RJE.
   • No longer lists the business name Birchwoood Wealth Advisors.
   • No longer lists the business name Bluepoint Wealth Management.
   • No longer lists the business name Lakeview Asset Management.
   • No longer lists the business name Endeavor Investment Resources.
   • No longer lists the business name Universal Financial Consultants.
   • No longer lists the business name Banner Wealth and Legacy Planning.
   • No longer lists the business name Renaissance Digital Investments.
   • No longer lists the business name Bridgerland Financial Advisors, LLC.
   • No longer lists the business name Provident Place Wealth Advisors LLC.
   • No longer lists the business name Financial & Retirement Strategies, Inc..
   • Changed its office addresses in Franklin, TN.
   • Added an office in Randor, PA.
   • No longer lists an office in Alexandria, VA.
   • No longer lists an office in American Fork, UT.
   • No longer lists an office in Austin, TX.
   • No longer lists an office in Campbell, CA.
   • No longer lists an office in Carmel, IN.
   • No longer lists an office in Clearwater, FL.
   • No longer lists an office in Dallas, TX.
   • No longer lists an office in Danville, KY.
   • No longer lists an office in Decatur, GA.
   • No longer lists an office in Denver, CO.
   • No longer lists an office in Foothill Ranch, CA.
   • No longer lists an office in Fullerton, CA.
   • No longer lists an office in Gilbert, AZ.
   • No longer lists an office in Manhattan Beach, CA.
   • No longer lists an office in New York, NY.
   • No longer lists an office in Phoenix, AZ.
   • No longer lists an office in Rochester, NY.
   • No longer lists an office in Scottsdale, AZ.
   • No longer lists an office in Spencerport, NY.
   • No longer lists an office in St. Louis, MO.
   • No longer lists an office in Waxhaw, NC.
6. March 2026
   • Added the business name Falke Wealth Management.
   • Added the business name H. Private Wealth.
7. February 2026
   • Added the business name LE'Ahi Private Wealth.
8. January 2026
   • Added the business name VSL Wealth Advisory LLC.
9. December 2025
   • Added the business name Stern Investments, LLC.
10. November 2025
    • Added the business name Blueprint Wealth Solutions.
    • Added the business name Securiet Wealth.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.