Wells Fargo Advisors

• A percentage of assets under your management
• Fixed fees (other than subscription fees)
• Commissions

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated July 6, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$252,251,271,984 as of October 2026, filing dated September 2, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Other

Legal name

Wells Fargo Advisors Financial Network, LLC

Also doing business as

1670 WEALTH MANAGEMENT, 1787 WEALTH MANAGEMENT OF OXFORD HARRIMAN & COMPANY, 1817 WEALTH MANAGEMENT, 1856 CAPITAL PARTNERS, 1858 HAVEN PRIVATE WEALTH, 211 WEALTH MANAGEMENT, 2911 WEALTH ADVISORS, 3D PRIVATE WEALTH ADVISORS, 815 WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, 853 WEALTH MANAGEMENT, A. KELLEY SHOOTER FINANCIAL SERVICES, ACE FINANCIAL GROUP, ACUNIS WEALTH PARTNERS, ADROIT WEALTH MANAGEMENT, AG INVESTMENT MANAGEMENT POWERED BY MILLENNIUM PRIVATE WEALTH, AGAPE WEALTH PARTNERS OF EDWARDS ASSET MANAGEMENT, ALEXANDER INVESTMENT GROUP OF ASCENDING CAPITAL MANAGEMENT, ARBOR WEALTH MANAGEMENT, ARBROATH CAPITAL, ARCHER WEALTH MANAGEMENT OF BUCKHEAD FINANICAL ADVISORS, ARTISAN INVESTMENT & RETIREMENT MANAGEMENT, ARVADA WEALTH, ASCEND ADVISORY GROUP, ASCENDING CAPITAL MANAGEMENT, ASCENT WEALTH PARTNERS, ATLAS INVESTMENT MANAGEMENT OF NEST CAPITAL, AURIC ROAD WEALTH MANAGEMENT OF CONSERVANT FINANCIAL, AVAIL WEALTH MANAGEMENT, BACKSHORE WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, BAILEY FINANCIAL GROUP OF OXFORD HARRIMAN & COMPANY, BAIRD FINANCIAL MANAGEMENT, BALANCE INVESTMENT SERVICES, BANYAN TREE CAPITAL, BAUMAN WEALTH MANAGEMENT OF CENTER STREET CAPITAL ADVISORS, BAYVIEW FINANCIAL GROUP, BE FREE WEALTH MANAGEMENT, BEACON TREE WEALTH MANAGEMENT, BEACON WEALTH MANAGEMENT OF NEST CAPITAL, BEAUCHAMP WEALTH MANAGEMENT, BEAUCHAMP WEALTH MANAGEMENT OF CONSERVANT FINANCIAL, BENDER PRIVATE WEALTH MANAGEMENT OF 1856 CAPITAL PARTNERS, BERTAIN ESCOBAR WEALTH MANAGEMENT, BIDDLE WEALTH, BIRDSEY WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, BISHOP INVESTMENTS OF TRUEJOURNEY, BLACK BROOK WEALTH ADVISORS, BLUE OCEAN INVESTMENT GROUP OF NEST CAPITAL, BLUE WAVE PRIVATE WEALTH MANAGEMENT, BLUESTONE CAPITAL ADVISORS, BO HARRIS WEALTH MANAGEMENT OF CONSERVANT FINANCIAL, BORTNIKER WEALTH MANAGEMENT OF SULLLIVAN & ASSOCIATES WEALTH MANAGEMENT, BOULDER TEAM OF ASCENT WEALTH PARTNERS, BPGE CAPITAL MANAGEMENT LLC, BRAUN WEALTH MANAGEMENT OF NEST CAPITAL, BREECE PRIVATE WEALTH MANAGEMENT OF TSG WEALTH MANAGEMENT, BRIDGE WEALTH PARTNERS, BRIDGEHAVEN FINANCIAL ADVISORS, LLC, BRIDGEPOINT WEALTH PARTNERS, BROOKWOOD WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, BUCKHEAD FINANCIAL ADVISORS, BUIE WEALTH MANAGEMENT GROUP, INC., BURBANK WEALTH MANAGEMENT, BURK, HALL AND CO., LLC, BUTLER WEALTH MANAGEMENT, CACCAVALLO TEAM OF ASSCENT WEALTH PARTNERS, CALLAHAN FINANCIAL MANAGEMENT GROUP, LLC., CAMP WILCOX GENNUSA GROUP OF 211 WEALTH MANAGEMENT, CANOPY ROADS ADVISORS, CANUM WEALTH PARTNERS, CAPITOL WEALTH PARTNERS, CAPSTONE FINANCIAL GROUP, CASH WEALTH MANAGEMENT OF 2911 WEALTH ADVISORS, CEDAR CREEK WEALTH MANAGEMENT, CEDARDOOR WEALTH MANAGEMENT OF INNOVATIVE RETIREMENT ASSOCIATES, CENTER STREET CAPITAL ADVISORS, CHAN WEALTH MANAGEMENT, CHANNEL VIEW WEALTH ADVISORS OF TSG WEALTH MANAGEMENT, CHERUBIN ASSET MANAGEMENT, LLC, CHLUMSKY WEALTH MANAGEMENT, CICERO CAPITAL MANAGEMENT, CLARITY WEALTH, CLARITY WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, CLARK & GOSHOW FINANCIAL STRATEGIES GROUP, LLC, CLARK STODDARD WEALTH ADVISORY GROUP OF PELORUS CAPITAL MANAGEMENT, CLEARWATER PRIVATE WEALTH ADVISORS, COASTAL WEALTH MANAGEMENT OF PERITUS WEALTH MANAGEMENT, COASTLINE ADVISORY GROUP, COGHLAN & ASSOCIATES, CONCORD PRIVATE WEALTH OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, CONCORD WEALTH MANAGEMENT OF WESTLAKE PRIVATE WEALTH MANAGEMENT, CONSERVANT CAPITAL OF CONSERVANT FINANCIAL, CONSERVANT FINANCIAL, CONSTITUTION WEALTH MANAGEMENT, CONTINUITY GROUP, CONTINUUM FAMILY WEALTH OF CONSERVANT FINANCIAL, CORBETT & CAPEROON WEALTH MANAGEMENT OF TRUEJOURNEY, CORK WEALTH MANAGEMENT OF PERITUS WEALTH MANAGEMENT, CORNAGIE WEALTH MANAGEMENT OF OXFORD HARRIMAN & COMPANY, CORNERSTONE STRATEGIC WEALTH MANAGEMENT, CORNERSTONE WEALTH MANAGEMENT, COVERED BRIDGE WEALTH MANAGEMENT, CRT PRIVATE WEALTH MANAGEMENT OF OXFORD HARRIMAN & COMPANY, CRUNK FOLMAR & ASSOCIATES WEALTH MANAGEMENT OF CONSERVANT FINANCIAL, CUSICK CAPITAL PARTNERS, DANCING BULL WEALTH MANAGEMENT, DAVIS WEALTH ADVISORS OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, DECKER WEALTH MANAGEMENT GROUP, DEVOR WEALTH MANAGEMENT OF STARMONT WEALTH MANAGEMENT, DEWEES PRIVATE WEALTH MANAGEMENT, DILLON WEALTH MANAGEMENT, DISHMAN WEALTH ADVISORS OF BRIDGEPOINT WEALTH PARTNERS, DONAHUE FINANCIAL GROUP OF PLANK ROAD ADVISORS, DOOLEY WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, DOUBLE EAGLE INVESTMENT SERVICES, DRIFTWOOD WEALTH PARTNERS OF MERRITT POINT WEALTH ADVISORS, DROWOS PRIVATE WEALTH GROUP OF CENTER STREET CAPITAL ADVISORS, DUBROW-BRODY WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, DUNCAN-NEWMAN ASSOCIATES, DUNE LAKES PRIVATE WEALTH ADVISORS, DURAND & GALLENTINE WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, DYE CREEK CAPITAL, E. B. SABA PRIVATE WEALTH MANAGEMENT OF 1856 CAPITAL PARTNERS, EASTBURN WEALTH MANAGEMENT OF OXFORD HARRIMAN & COMPANY, ECK, GETTER AND GREENWELL WEALTH MANAGEMENT, EDWARDS ASSET MANAGEMENT, EIDE WEALTH PARTNERS, ELKHORN CREEK FINANCIAL, EMERALD LEGACY ADVISORS, ENTER WEALTH OF GREEN WEALTH MANAGEMENT GROUP, EXCELSIOR WEALTH MANAGEMENT, FABBRINI WEALTH MANAGEMENT OF ASCENDING CAPITAL MANAGEMENT, FAIR WINDS WEALTH STRATEGIES, FAMA CAPITAL WEALTH MANAGEMENT, LTD, FAMILY WEALTH MANAGEMENT, FARLEY WEALTH MANAGEMENT OF CONSERVANT FINANCIAL, FCS PRIVATE WEALTH MANAGEMENT, FERGUSON, MULLIGAN & POET, LLC, FIDUS WEALTH MANAGEMENT, FIG CAPITAL, FINANCIAL ARCHITECT ADVISORS, FINGER LAKES CAPITAL MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, FINTERIS WEALTH MANAGEMENT, FIRESTONE FINANCIAL GROUP, FIRST FLAG CAPITAL ADVISORS, FIRST FLIGHT FINANCIAL ADVISORS, FIRST SUMMIT WEALTH MANAGEMENT, FMC WEALTH MANAGEMENT, FMG WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, FORSYTH TEAM OF ASCENT WEALTH PARTNERS, FORTRESS FINANCIAL LLC, FOUR NINE ADVISORS OF CONSERVANT FINANCIAL, FOX WEALTH PARTNERS, FPL FINANCIAL STRATEGIES OF NEST CAPITAL, FRANK BROOKS FLORIO WEALTH MANAGEMENT, FRESCOLN WEALTH STRATEGIES OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, FRITZE FINANCIAL, FULFILLMENT WEALTH MANAGEMENT, GAFFNEY WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, GARCIA, BARNBLATT, FOSTER OF TSG WEALTH MANAGEMENT, GARROW FINANCIAL SOLUTIONS, GATEWAY CAPITAL ADVISORY GROUP, GATEWAY CAPITAL WEALTH MANAGEMENT, GEAR & BUCHANAN WEALTH MANAGEMENT, GENERATIONAL CAPITAL OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, GENERATIONS WMG A SHORE TO SUMMIT WEALTH MANAGEMENT PARTNER, GLOVER, ORNDORF & FLANAGAN WEALTH MANAGEMENT, GM WEALTH MANAGEMENT OF TSG WEALTH MANAGEMENT, GOMBERG MCQUILKIN WEALTH MANAGEMENT GROUP, GOODSON & NICHOLS FINANCIAL GROUP, GOSHEN WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, GRAND OAK WEALTH MANAGEMENT, GRANITE WEALTH MANAGEMENT, GREEN OAK WEALTH MANAGEMENT OF TRAILHEAD WEALTH MANAGEMENT, GREEN WEALTH MANAGEMENT GROUP, GRICE FINANCIAL, GROSSMAN FINANCIAL GROUP, GROWTH PARTNERS, GUIDEPOST WEALTH PARTNERS, HAAS MINISCALCO WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, HACKNEY JONES WEALTH MANAGEMENT, HADDAD & CO OF OXFORD HARRIMAN & COMPANY, HARBOUR BRIDGE WEALTH MANAGEMENT ADVISORS, HARVIE WEALTH MANAGEMENT GROUP, HED PRIVATE WEALTH MANAGEMENT OF GREEN WEALTH MANAGEMENT GROUP, HERITAGE PRIVATE WEALTH, HERITAGE SEUBERT FINANCIAL LLC, HERZBERG OLSEN WEALTH MANAGEMENT, HIGH RIDGE WEALTH MANAGEMENT, HILLCREST CAPITAL ADVISORS, HLM CAPITAL MANAGEMENT GROUP, HOLTEY FINANCIAL, HORIZON WEALTH MANAGEMENT GROUP, HORIZON WEALTH MANAGERS, HORIZONS WEALTH PARTNERS, HORTON WEALTH MANAGEMENT OF CONSERVANT FINANCIAL, HOUSER PLESSL STAPLES WEALTH MANAGEMENT GROUP, HUDSON VALLEY FINANCIAL SERVICES OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, ICONIC WEALTH ADVISORY GROUP, IMPACT CAPITAL STRATEGIES, INDIAN RIVER PRIVATE WEALTH MANAGEMENT, INNOVATIVE RETIREMENT ASSOCIATES, INTEGRATIVE WEALTH MANAGEMENT, INTEGRITAS INVESTMENT MANAGEMENT, INTEGRITY WEALTH ADVISORS OF OXFORD HARRIMAN & COMPANY, INTELLEGO INVESTMENT PARTNERS, IVES PARK INVESTMENT, JABUREK/FURJANIC FINANCIAL GROUP OF NEST CAPITAL, JAMES HARRIS AND COMPANY, JUNKINS WEALTH MANAGEMENT GROUP OF PLANK ROAD ADVISORS, JURIST PRIVATE WEALTH OF CENTER STREET CAPITAL ADVISORS, JYL SCHAER OF NEST CAPITAL, K2 GOUP OF OXFORD HARRIMAN & COMPANY, KAJIWARA WEALTH ADVISORS OF TSG WEALTH MANAGEMENT, KATTERHENRY INVESTMENT GROUP OF NEST CAPITAL, KATZ WEALTH MANAGEMENT GROUP OF BUCKHEAD FINANICAL ADVISORS, KBK WEALTH MANAGEMENT, KELLY PRIVATE WEALTH MANAGEMENT OF OXFORD HARRIMAN & COMPANY, KENTO WEALTH ADVISORS OF MAEDER WEALTH GROUP, KERCHEVAL FINANCIAL GROUP, KEVIN FURLONG INVESTMENT MANAGEMENT, KHALIQ GROUP WEALTH MANAGEMENT, KINGSWAY FINANCIAL ADVISORS, KINNEAR WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, KOPKIN + ENGLEHARDT WEALTH ADVISORY GROUP, LA JOLLA WEALTH PARTNERS OF TSG WEALTH MANAGEMENT, LA PORTE ASSET MANAGEMENT, LAGGER WEALTH MANAGEMENT, LAKESHORE ADVISORY GROUP OF PERITUS WEALTH MANAGEMENT, LAKESIDE FINANCIAL ADVISORS, LAKEVIEW PARTNERS WEALTH MANAGEMENT, LANDIS WEALTH MANAGEMENT, LANE WEALTH MANAGEMENT, LANNING GROUP OF MADISON WEALTH MANAGEMENT, LAPORTE ASSET MANAGEMENT, LLC, LATHROP HELMERS GROUP OF PERITUS WEALTH MANAGEMENT, LAUREL FINANCIAL GROUP, LEGACY POINT WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, LEGACY WEALTH INVESTMENT GROUP, LEGACY WEALTH MANAGEMENT, LEPPO WEALTH MANAGEMENT, LEWIS, LITWINSKY & ASSOCIATES OF OXFORD HARRIMAN & COMPANY, LIFEGUIDE WEALTH OF 1817 WEALTH MANAGEMENT, LIGHTHOUSE WEALTH MANAGEMENT, LLC, LII OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, LINEAR PARK WEALTH MANAGEMENT OF CONSERVANT FINANCIAL, LITTLE FINANCIAL SERVICES GROUP OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, LOGUE FINANCIAL GROUP A SHORE TO SUMMIT WEALTH MANAGEMENT PARTNER, LONGMONT TEAM OF ASCENT WEALTH PARTNERS, LONGVIEW PRIVATE WEALTH MANAGEMENT OF OXFORD HARRIMAN & COMPANY, LOYAL DOG WEALTH MANAGEMENT, LYNCH MCPEEK OF CLARITY WEALTH, MACKO FINANCIAL GROUP OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, MADISON WEALTH MANAGEMENT, MAEDER WEALTH GROUP, MAGIS FINANCIAL ADVISORS, MAGNET CAPITAL ADVISORS OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, MANCHESTER ASSET MANAGEMENT, MARINO WEALTH MANAGEMENT, MARQUIS INVESTMENT SERVICES OF TSG WEALTH MANAGEMENT, MARSLENDER-WEST ASSET MANAGEMENT, MARTIN WEALTH MANAGEMENT INC, MARVEL WEALTH MANAGEMENT, MATRIX WEALTH MANAGEMENT, MBKS FAMILY OFFICE, MCAULAY PRIVATE WEALTH OF CENTER STREET CAPITAL ADVISORS, MCGOWAN WEALTH MANAGEMENT OF BUCKHEAD FINANICAL ADVISORS, MCKENZIE RIEDEL WEALTH MANAGEMENT, MCMAHON TEAM OF ASCENT WEALTH PARTNERS, MEANWELL/ARNOL GROUP OF MADISON WEALTH MANAGEMENT, MECKLENBERG WEALTH MANAGMENT GROUP, MELTZER & HILL OF OXFORD HARRIMAN & COMPANY, MERC CAPITAL OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, MERIDIAN PRIVATE WEALTH MANAGEMENT OF DUNCAN-NEWMAN ASSOCIATES, MERIDIAN WEALTH MANAGEMENT GROUP, MERITAGE WEALTH MANAGEMENT OF CONSERVANT FINANCIAL, MERRIMAC ASSET MANAGEMENT, MERRITT CAPITAL MANAGEMENT, MERRITT POINT WEALTH ADVISORS, MESSMAN CAPITAL MANAGEMENT, MGR WEALTH MANAGEMENT, MGS WEALTH MANAGEMENT, MILLENNIUM PRIVATE WEALTH, MILLER GARCIA WEALTH MANAGEMENT OF OXFORD HARRIMAN & COMPANY, MISSETT WEALTH MANAGEMENT, MISSION ASSET ADVISORS OF CONSERVANT FINANCIAL, MOELLER INVESTMENT GROUP, MOLLOY FINANCIAL GROUP, MONARCH WEALTH ADVISORS, MONARCH WEALTH MANAGEMENT, MOORE WEALTH MANAGEMENT OF 2911 WEALTH ADVISORS, MORAN & COMPANY, INVESTMENT CONSULTING GROUP, MORLEY INVESTMENT GROUP OF WESTLAKE PRIVATE WEALTH MANAGEMENT, MOUNTAIN CREST WEALTH MANAGEMENT, MOUNTAIN TO COAST FINANCIAL, MOUNTAIN WEST WEALTH, MUNSON RETIREMENT SOLUTIONS, MURRAY STREET WEALTH ADVISORS OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, MWJ WEALTH STRATEGIES, NEST CAPITAL, NEWSOME WEALTH MANAGEMENT OF BUCKHEAD FINANICAL ADVISORS, NORTH CHANNEL CAPITAL MANAGEMENT, NORTHLAND PRIVATE ASSET MANAGEMENT, LLC, NORTHPOINTE WEALTH MANAGEMENT, NORTHWEST CEDAR FINANCIAL, NORTHWEST FINANCIAL WEALTH MANAGEMENT OF NEST CAPITAL, NOTHMAN WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, NSWEALTH OF HERITAGE PRIVATE WEALTH, O'DEA PRIVATE WEALTH ADVISORY SERVICES OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, OAK WEALTH MANAGEMENT, OATES LABRITZ WEALTH MANAGEMENT, ONWARD WEALTH MANAGEMENT OF LEGACY WEALTH MANAGEMENT, OXFORD HARRIMAN & COMPANY, PACIFIC COAST FINANCIAL SERVICES A SHORE TO SUMMIT WEALTH MANAGEMENT PARTNER, PACIFIC VIEW WEALTH MANAGEMENT OF WESTLAKE PRIVATE WEALTH MANAGEMENT, PAIDAS FINANCIAL GROUP OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, PARK CITY WEALTH MANAGEMENT, PATHLIGHT ADVISORS, PATTERSON BREIG WEALTH PARTNERS, PELORUS CAPITAL MANAGEMENT, PERITUS WEALTH MANAGEMENT, PERKINS GROWTH PARTNERS OF OXFORD HARRIMAN & COMPANY, PEVETO FINANCIAL GROUP, PIAZZA BLUE GROUP, PINNACLE WEALTH MANAGEMENT, PINTLER WEALTH MANAGEMENT GROUP OR RIVER CITY CAPITAL, PITTS PRIVATE WEALTH, PKK WEALTH MANAGEMENT, PLACER CAPITAL ADVISORS OF TSG WEALTH MANAGEMENT, PLANK ROAD ADVISORS, PLATINUM ON WALL STREET WEALTH MANAGEMENT, PORTICO WEALTH MANAGEMENT, POTOMAC WEALTH MANAGEMENT INVICTA OF OXFORD HARRIMAN & COMPANY, PRAXIS FINANCIAL PARTNERS, PREFERRED CAPITAL MANAGEMENT, LLC, PREMIER COAST ADVISORS, PRESIDIO GROUP WEALTH MANAGEMENT, PRINCETON WEALTH MANAGEMENT GROUP, PRIVATE WEALTH PARTNERS OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, PROBITAS WEALTH MANAGEMENT, PRONOMIC WEALTH MANAGEMENT, PROSTROLLO WEALTH ADVISORS, PROVIEW WEALTH MANAGEMENT, PVI CAPITAL ADVISORS, QUILLION WEALTH MANAGEMENT, QUIN OAKS INVESTMENT GROUP, R.L. FARMER WEALTH STRATEGIES, RANIER PACIFIC INVESTMENTS, RASKA WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, REBICH INVESTMENTS, RENICKER WEALTH MANAGEMENT OF 2911 WEALTH ADVISORS, REY FINANCIAL GROUP, RICH, MCMANUS & GOETT GROUP OF COGHLAN & ASSOCIATES, RIDGELINE PRIVATE WEALTH MANAGEMENT, RILEY FINANCIAL STRATEGIES GROUP OF MILLENNIUN PRIVATE WEALTH, RILEY, DARBY, & WILSON PRIVATE WEALTH MANAGEMENT GROUP, RIVER CITY CAPITAL, RIVER HILLS WEALTH MANAGEMENT GROUP, RIVER ROCK FAMILY WEALTH MANAGEMENT OF RIVER CITY CAPITAL, RIVERFRONT WEALTH ADVISORS, RIVERFRONT WEALTH MANAGEMENT, RIVERSIDE CAPITAL MANAGEMENT GROUP, RIVIERA WEALTH MANAGEMENT, ROAR & CAPLING WEALTH MANAGEMENT, ROBERT H. JOHN WEALTH MANAGEMENT, ROBERTS PRIVATE WEALTH MANAGEMENT OF GREEN WEALTH MANAGEMENT GROUP, RODRIQUEZ WEALTH MANAGEMENT, ROMAGNA WEALTH MANAGEMENT GROUP OF INNOVATIVE RETIREMENT ASSOCIATES, RTI WEALTH MANAGEMENT, SAFYURTLU WEALTH MANAGEMENT OF TSG WEALTH MANAGEMENT, SAGE WEALTH ADVISORS, SAGEBRIDGE WEALTH MANAGEMENT, SAGEGROWTH WEALTH MANAGEMENT, SALAHSHOUR WEALTH MANAGEMENT OF BLUE WAVE PRIVATE WEALTH MANAGEMENT., SALMON CREEK WEALTH MANAGEMENT, SALT AIR WEALTH MANAGEMENT, SAPPHIRE WEALTH MANAGEMENT, SC3F WEALTH MANAGEMENT GROUP, SCHAFFER PRIVATE WEALTH GROUP, SCHANCK & CALDWELL INVESTMENT CONSULTING GROUP, SCHERREY-WILSON WEALTH MANAGEMENT OF 2911 WEALTH ADVISORS, SCHOFIELD WEALTH MANAGEMENT, SCHRAEDER KABALA & ASSOCIATES OF OXFORD HARRIMAN & COMPANY, SCHULTZ WEALTH MANAGEMENT GROUP OF OXFORD HARRIMAN & COMPANY, SCIOTO WEALTH ADVISORS LLC, SD 26 WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, SEA ISLAND COTTON ADVISORS, SELECT ADVISORS WEALTH MANAGEMENT, SENTRY POINT PRIVATE WEALTH, SEVENTY2 CAPITAL WEALTH MANAGEMENT, SEYMOUR GIELAROWSKI OF CLARITY WEALTH, SHADES MOUNTAIN WEALTH MANAGEMENT OF PERITUS WEALTH MANAGEMENT, SHEARWATER CREEK WEALTH ADVISORS, LLC, SHEPARD WEALTH ADVISORS OF FCS PRIVATE WEALTH MANAGEMENT, SHOAF WEALTH MANAGEMENT, SHORE TO SUMMIT WEALTH MANAGEMENT, SHORELINE INVESTMENT STRATEGIES OF CONSERVANT FINANCIAL, SHOREWOOD FINANCIAL SERVICES, SILVER SPRING CAPITAL, SILVER STRAND WEALTH MANAGEMENT OF WESTLAKE PRIVATE WEALTH MANAGEMENT, SILVERSTONE INVESTMENT MANAGEMENT, SINGULARITY WEALTH MANAGEMENT, INC., SIRACUSANO SLEEZER GROUP WEALTH MANAGEMENT, SL SAKATA OF TSG WEALTH MANAGEMENT, SLATES WEALTH MANAGEMENT GROUP OF NORTHPOINTE WEALTH MANAGEMENT, SMIRNIOTIS AND SEIBOLD WEALTH MANAGEMENT, SMITH-MUNDWILLER SECURITIES, LLC, SNOW PINE PRIVATE WEALTH, SNYDER THORNBURG WEALTH MANAGEMENT, SONCOR WEALTH PARTNERS, SOUNDRIDGE PRIVATE WEALTH, SOUTH SHORE WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, SPRUCE CREEK FINANCIAL ADVISORS, SQUIRE ASSET MANAGEMENT, STAGES FINANCIAL PARTNERS, STALWORTH WEALTH MANAGEMENT GROUP OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, STANLEY BRANNUM WEALTH MANAGEMENT GROUP, STARMONT WEALTH MANAGEMENT, STELVIO PRIVATE WEALTH, STOCKTON WEALTH MANAGEMENT, STOEVER & PALMORE INVESTMENT GROUP, STOREHAUS WEALTH OF CONSERVANT FINANCIAL, STRATEGIC PRIVATE WEALTH MANAGEMENT, STRATEGIC WEALTH MANAGEMENT, SUGAR CREEK WEALTH, SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, SUMMIT SPRINGS FINANCIAL ADVISORS, SUMMIT VIEW PRIVATE WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, SUMMIT WEALTH GROUP, SUMMIT WEALTH MANAGEMENT, LLC, SVK GROUP, TACT WEALTH STRATEGIES, TANIOUS GROUP OF TSG WEALTH MANAGEMENT, TEXAN WEALTH ADVISORS, THE ALLEN GROUP OF STARMONT WEALTH MANAGEMENT, THE APPLING & LANDERHOLM PRIVATE WEALTH GROUP OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, THE ARLINGTON GROUP INVESTMENT CONSULTING, THE B.C. GROUP PRIVATE WEALTH MANAGEMENT, THE BAIER, ORMSBY & PORTO WEALTH MANAGEMENT GROUP OF WOODSTOCK FINANCIAL, THE BENESCH INVESTMENT GROUP, THE BRENCHLEY GROUP OF FAMILY WEALTH MANAGEMENT, THE CABALU GROUP OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, THE CAPTIVA GROUP OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, THE CARRERA GROUP OF INTEGRATIVE WEALTH MANAGEMENT, THE CHENEY GROUP OF FAMILY WEALTH MANAGEMENT, THE COHEN GROUP OF BLUE WAVE PRIVATE WEALTH MANAGEMENT, THE CREEKBAUM GROUP OF PERITUS WEALTH MANAGEMENT, THE CUNNINGHAM GROUP OF FAMILY WEALTH MANAGEMENT, THE EAGLETON BROWN INVESTMENT GROUP, LLC, THE EARL GROUP OF FAMILY WEALTH MANAGEMENT, THE EDDY INVESTMENT GROUP OF PELORUS CAPITAL MANAGEMENT, THE FAIRCHILD GROUP OF TSG WEALTH MANAGEMENT, THE FCS FAMILY OFFICE, THE FWM GROUP OF FAMILY WEALTH MANAGEMENT, THE GRAVELLE FINANCIAL STRATEGIES GROUP OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, THE HAFFERKAMP WEALTH MANAGEMENT GROUP OF WOODSTOCK FINANCIAL, THE HOLCOMB GROUP OF TSG WEALTH MANAGEMENT, THE HUDSON VALLEY FINANCIAL GROUP OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, THE J & J INVESTMENT GROUP OF FAMILY WEALTH MANAGEMENT, THE KELLEHER GROUP OF EDWARDS ASSET MANAGEMENT, THE KELLY & SCHERTZ GROUP OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, THE LACEY GROUP OF TSG WEALTH MANAGEMENT, THE LOPRESTI GROUP OF CLARITY WEALTH, THE MAKEE GROUP OF OXFORD HARRIMAN & COMPANY, THE MASONER GROUP OF TSG WEALTH MANAGEMENT, THE MCCARTHY ELJDID PRIVATE WEALTH GROUP OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, THE MCLAUGHLIN GROUP OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, THE MURCHISON GROUP, THE NESSELROAD/GABLE GROUP OF NORTHPOINTE WEALTH MANAGEMENT, THE NUETZEL GROUP OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, THE PETRIE GROUP OF TSG WEALTH MANAGEMENT, THE PIERCY-WHITT GROUP OF CONSERVANT FINANCIAL, THE POPLIN FINANCIAL STRATEGIES GROUP OF MILLENNIUM PRIVATE WEALTH, THE PRINCETON GROUP OF OXFORD HARRIMAN & COMPANY, THE RIVEN GROUP OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, THE ROBINSON GROUP OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, THE SACKLER GROUP OF TSG WEALTH MANAGEMENT, THE SIMMONS GROUP, THE SPENCER VANCE GROUP OF FAMILY WEALTH MANAGEMENT, THE STEWART MARKEY GROUP OF SEVENTY2 CAPITAL WEALTH MANAGEMENT, THE THORPE GROUP OF FAMILY WEALTH MANAGEMENT, THE VERITAS GROUP OF TSG WEALTH MANAGEMENT, THOMPSON WEALTH MANAGEMENT AND LIFE PLANNING, THREE ASSET ADVISORY GROUP OF NEST CAPITAL, TIDEWATER PRIVATE WEALTH ADVISORS, TMC PRIVATE WEALTH OF TSG WEALTH MANAGEMENT, TOUCHSTONE WEALTH PARTNERS, TOWERMARK WEALTH MANAGEMENT, TRAILHEAD WEALTH MANAGEMENT, TRILLIUM PRIVATE WEALTH, TRIOAK PRIVATE WEALTH MANAGEMENT, TRUE NORTH WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, TRUEJOURNEY, TRUENORTH FINANCIAL, TRYLINE PRIVATE WEALTH OF OXFORD HARRIMAN & COMPANY, TSG WEALTH MANAGEMENT, TURQUOISE PRIVATE WEALTH, TWIN HARBORS PRIVATE WEALTH, TWO RIVERS WEALTH ADVISORS OF CONSERVANT FINANCIAL, UNRUH & UNES WEALTH MANGEMENT GROUP, UPLAND WEALTH ADVISORS, UPPER VALLEY WEALTH MANAGEMENT OF SULLIVAN & ASSOCIATES WEALTH MANAGEMENT, VALTIERRA INVESTMENT GROUP, VELA WEALTH MANAGEMENT, VERHULST WEALTH MANAGEMENT OF BRIDGEPOINT WEALTH PARTNERS, VERISMO FINANCIAL, VERITAS CREST WEALTH OF BRIDGEPOINT WEALTH PARTNERS, VIATOR WEALTH MANAGEMENT OF NEST CAPITAL, VILLAGE WEALTH MANAGEMENT OR PERITUS WEALTH MANAGEMENT, VINE & BRANCH CAPITAL, VIRTUENT OF TSG WEALTH MANAGEMENT, VISION WEALTH GROUP, VISTA WEALTH ADVISORS OF BRIDGEPOINT WEALTH PARTNERS, VUYK HAMMER OF HERITAGE PRIVATE WEALTH, WARNER, HOOD, HARDEE & STROUD WEALTH ADVISORS, WARREN CAPITAL MANAGEMENT A SHORE TO SUMMIT WEALTH MANAGEMENT PARTNER, WATCHTOWER WEALTH MANAGEMENT, WAVECREST WEALTH MANAGEMENT OF MILLENNIUN PRIVATE WEALTH, WAYPOINT PRIVATE WEALTH MANAGEMENT, WAYZATA BAY PRIVATE WEALTH MANAGEMENT OF GREEN WEALTH MANAGEMENT GROUP, WC BIRD PRIVATE WEALTH MANAGEMENT, WEDEL FINANCIAL GROUP, WELCH GROUP OF 211 WEALTH MANAGEMENT, WELLESLEY PRIVATE ADVISORS, WELLS FARGO ADVISORS, WESTLAKE PRIVATE WEALTH MANAGEMENT, WHICHARD WOOLARD & MITCHELL WEALTH MANAGEMENT, WHITAKER & DEANGELO PRIVATE WEALTH MANAGEMENT OF 1856 CAPITAL PARTNERS, WHITE OAK FINANCIAL ADVISORS, WHITLOCK ELLIS WEALTH MANAGEMENT, WILLOW BEND WEALTH MANAGEMENT OF MERRITT POINT WEALTH ADVISORS, WIND RIVER CAPITAL MANAGEMENT, WINTERS WEALTH MANAGEMENT OF GREEN WEALTH MANAGEMENT GROUP, WOODSTOCK FINANCIAL, YELLOWSTONE WEALTH MANAGEMENT, YIELD PRIVATE WEALTH

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2000 (26 years)

Employees

Total: 4,047. Performing investment advisory functions: 2,366.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Wells Fargo Clearing Services, LLC · affiliated

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

25 other offices, as of the October 2026 filing

Beachwood, OHBethesda, MDBoca Raton, FLBozeman, MTCharleston, SCChatham, NJChicago, ILCollegeville, PAHunt Valley, MDLongview, TXMelville, NYNaples, FLOld Greenwich, CTPalm Beach Gardens, FLReno, NVRochester, NYSan Antonio, TXSarasota, FLScottsdale, AZSpringfield, ORSt. Louis, MOTroy, OHWayzata, MNWestlake Village, CAWillmar, MN

States registered or notice-filed

52 states or jurisdictions

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SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

20 Reports 20 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Criminal matters Items 11.A and 11.B

• 11.A(2) In the past ten years, has the firm or an advisory affiliate been charged with a felony?
• 11.B(2) In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?

Regulatory matters Items 11.C to 11.G

• 11.C(1) Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
• 11.C(2) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
• 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.C(5) Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
• 11.D(1) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(3) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.D(5) Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
• 11.E(1) Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
• 11.E(4) Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?
• 11.F Has an authorization to act as an attorney, accountant, or federal contractor granted to the firm or an advisory affiliate ever been revoked or suspended?
• 11.G Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?

Civil court matters Item 11.H

• 11.H(1)(a) In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?
• 11.H(1)(b) Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?
• 11.H(1)(c) Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?
• 11.H(2) Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $79,617,064,454 in the October 2021 data and $252,251,271,984 in the October 2026 data, up 217%.

Total employees: 2,028 in October 2021 and 4,047 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • No longer lists the business name Waldman Wealth Management of Edwards Asset Management.
   • No longer lists the business name The Cohen Group of Blue Wave Wealth Management.
   • No longer lists the business name Soho Wealth Advisors of Sullivan & Associates Wealth Mangement.
   • No longer lists the business name Salahshour Wealth Management of Blue Wave Wealth Management..
   • No longer lists the business name Doyle and Loughman Wealth Management Group.
   • No longer lists the business name Blue Wave Wealth Management.
   • No longer lists the business name Abound Advisors of Conservant Financial.
   • Added the business name Warren Capital Management a Shore to Summit Wealth Management Partner.
   • Added the business name Turquoise Private Wealth.
   • Added the business name Tidewater Private Wealth Advisors.
   • Added the business name The Gravelle Financial Strategies Group of SEVENTY2 Capital Wealth Management.
   • Added the business name The Cohen Group of Blue Wave Private Wealth Management.
   • Added the business name Salahshour Wealth Management of Blue Wave Private Wealth Management..
   • Added the business name Onward Wealth Management of Legacy Wealth Management.
   • Added the business name Murray Street Wealth Advisors of Sullivan & Associates Wealth Management.
   • Added the business name Magnet Capital Advisors of Sullivan & Associates Wealth Management.
   • Added the business name Kento Wealth Advisors of Maeder Wealth Group.
   • Added the business name Continuum Family Wealth of Conservant Financial.
   • Added the business name Bortniker Wealth Management of Sulllivan & Associates Wealth Management.
   • Added the business name Blue Wave Private Wealth Management.
2. August 2026
   • No longer lists the business name Private Wealth Partners, Inc..
   • No longer lists the business name Morrison Advisory Group of Peritus Wealth Management.
   • No longer lists the business name Brookside Wealth Advisors.
   • Added the business name Veritas Crest Wealth of Bridgepoint Wealth Partners.
   • Added the business name The Cohen Group of Blue Wave Wealth Management.
   • Added the business name Summit View Private Wealth Management of Sullivan & Associates Wealth Management.
   • Added the business name Summit Springs Financial Advisors.
   • Added the business name Stages Financial Partners.
   • Added the business name Salahshour Wealth Management of Blue Wave Wealth Management..
   • Added the business name RTI Wealth Management.
   • Added the business name Riley, Darby, & Wilson Private Wealth Management Group.
   • Added the business name Rebich Investments.
   • Added the business name Private Wealth Partners of Sullivan & Associates Wealth Management.
   • Added the business name Lakeshore Advisory Group of Peritus Wealth Management.
   • Added the business name Frescoln Wealth Strategies of Sullivan & Associates Wealth Management.
   • Added the business name Dishman Wealth Advisors of Bridgepoint Wealth Partners.
   • Added the business name Davis Wealth Advisors of Sullivan & Associates Wealth Management.
   • Added the business name Constitution Wealth Management.
   • Added the business name 815 Wealth Management of Bridgepoint Wealth Partners.
3. July 2026
   • No longer lists the business name Signature Private Wealth Management.
   • No longer lists the business name MDT Financial Advisors, LLC.
   • No longer lists the business name Lazorik Financial Management, LLC.
   • Added the business name Whitaker & Deangelo Private Wealth Management of 1856 Capital Partners.
   • Added the business name Two Rivers Wealth Advisors of Conservant Financial.
   • Added the business name Twin Harbors Private Wealth.
   • Added the business name The Piercy-Whitt Group of Conservant Financial.
   • Added the business name The Nuetzel Group of SEVENTY2 Capital Wealth Management.
   • Added the business name The Lacey Group of TSG Wealth Management.
   • Added the business name The Kelly & Schertz Group of SEVENTY2 Capital Wealth Management.
   • Added the business name The Appling & Landerholm Private Wealth Group of SEVENTY2 Capital Wealth Management.
   • Added the business name Tanious Group of TSG Wealth Management.
   • Added the business name Soho Wealth Advisors of Sullivan & Associates Wealth Mangement.
   • Added the business name SL Sakata of TSG Wealth Management.
   • Added the business name Seymour Gielarowski of Clarity Wealth.
   • Added the business name MEANWELL/ARNOL Group of Madison Wealth Management.
   • Added the business name Madison Wealth Management.
   • Added the business name Lanning Group of Madison Wealth Management.
   • Added the business name Hudson Valley Financial Services of Sullivan & Associates Wealth Management.
4. June 2026
   • No longer lists the business name Gryphon Wealth.
   • Added the business name Virtuent of TSG Wealth Management.
   • Added the business name Truenorth Financial.
   • Added the business name Touchstone Wealth Partners.
   • Added the business name Three Asset Advisory Group of Nest Capital.
   • Added the business name Stalworth Wealth Management Group of Sullivan & Associates Wealth Management.
   • Added the business name South Shore Wealth Management of Sullivan & Associates Wealth Management.
5. May 2026
   • No longer lists the business name River Trust Capital Management, LLC.
   • No longer lists the business name Retirement Plan Consulting Group.
   • No longer lists the business name Norwich Wealth Management.
   • No longer lists the business name Nine Bridge Financial Partners.
   • No longer lists the business name Johnson Ansara Ellena Wealth Management Group of Pelorus Capital Management.
   • No longer lists the business name Jet Wealth Advisors.
   • Added the business name Welch Group of 211 Wealth Management.
   • Added the business name Waldman Wealth Management of Edwards Asset Management.
   • Added the business name Unruh & Unes Wealth Mangement Group.
   • Added the business name Sugar Creek Wealth.
   • Added the business name Shades Mountain Wealth Management of Peritus Wealth Management.
   • Added the business name McAulay Private Wealth of Center Street Capital Advisors.
   • Added the business name Laurel Financial Group.
   • Added the business name Kopkin + Englehardt Wealth Advisory Group.
   • Added the business name Financial Architect Advisors.
   • Added the business name Camp Wilcox Gennusa Group of 211 Wealth Management.
   • Added the business name Bayview Financial Group.
   • Added the business name 211 Wealth Management.
6. April 2026
   • No longer lists the business name Wavecrest Wealth Management.
   • No longer lists the business name Wickham Capital, LLC.
   • Added the business name Birdsey Wealth Management of Sullivan & Associates Wealth Management.
   • Added the business name Wavecrest Wealth Management of Millenniun Private Wealth.
   • Added the business name Perkins Growth Partners of Oxford Harriman & Company.
   • Added the business name Lifeguide Wealth of 1817 Wealth Management.
   • Added the business name Lynch McPeek of Clarity Wealth.
   • Added the business name Snow Pine Private Wealth.
   • Employees performing advisory functions went from 2274 to 2366.
   • Regulatory assets under management went from $197,360,196,619 to $252,251,271,984 (+28%).
   • Added an office in Collegeville, PA.
   • Added an office in Longview, TX.
   • Added an office in Scottsdale, AZ.
   • Added an office in Springfield, OR.
   • No longer lists an office in Dublin, OH.
   • No longer lists an office in Little Rock, AR.
   • No longer lists an office in Long Beach, CA.
   • No longer lists an office in Wilmington, DE.
7. March 2026
   • No longer lists the business name Scherrey-Borden-Wilson Wealth Management of 2911 Wealth Advisors.
   • Added the business name Trillium Private Wealth.
   • Added the business name Storehaus Wealth of Conservant Financial.
   • Added the business name Scherrey-Wilson Wealth Management of 2911 Wealth Advisors.
   • Added the business name KBK Wealth Management.
   • Added the business name Houser Plessl Staples Wealth Management Group.
   • Added the business name Cusick Capital Partners.
   • Added the business name Channel View Wealth Advisors of TSG Wealth Management.
   • Added the business name Chan Wealth Management.
   • Added the business name Bauman Wealth Management of Center Street Capital Advisors.
8. February 2026
   • No longer lists the business name Ledgevest Financial.
   • No longer lists the business name 1792 Capital.
   • Added the business name The Robinson Group of Sullivan & Associates Wealth Management.
   • Added the business name Lakeview Partners Wealth Management.
   • Added the business name Fox Wealth Partners.
   • Added the business name 1817 Wealth Management.
9. January 2026
   • Added the business name Green Oak Wealth Management of Trailhead Wealth Management.
   • Added the business name Guidepost Wealth Partners.
   • Added the business name K2 Goup of Oxford Harriman & Company.
   • Added the business name Kinnear Wealth Management of Bridgepoint Wealth Partners.
   • Added the business name Missett Wealth Management.
   • Added the business name O'Dea Private Wealth Advisory Services of Sullivan & Associates Wealth Management.
   • Added the business name Schanck & Caldwell Investment Consulting Group.
   • Added the business name The Cabalu Group of SEVENTY2 Capital Wealth Management.
   • No longer lists the business name Azul Wealth Partners of Conservant Financial.
   • No longer lists the business name C&R Capital Management.
   • No longer lists the business name Campbell Morrison Wealth Management of Nest Capital.
   • No longer lists the business name Harm & Harm Financial Consulting Group.
   • No longer lists the business name HNS Advisors.
   • No longer lists the business name Kinnear Private Wealth Management Group of Bridgepoint Wealth Partners.
   • No longer lists the business name The Regan Group.
   • No longer lists the business name Wilson Peak Wealth Management.
10. December 2025
    • Item 11 disclosure answers changed: 20 yes answers, previously 19 (now yes: 11.B(2)).
    • Added the business name Driftwood Wealth Partners of Merritt Point Wealth Advisors.
    • Added the business name Eastburn Wealth Management of Oxford Harriman & Company.
    • Added the business name Generations WMG a Shore to Summit Wealth Management Partner.
    • Added the business name Legacy Point Wealth Management of Bridgepoint Wealth Partners.
    • Added the business name Longview Private Wealth Management of Oxford Harriman & Company.
    • Added the business name MGS Wealth Management.
    • Added the business name Patterson Breig Wealth Partners.
    • Added the business name Pronomic Wealth Management.
    • Added the business name Singularity Wealth Management, Inc..
    • Added the business name The Creekbaum Group of Peritus Wealth Management.
    • No longer lists the business name Aley Wealth Management.
    • No longer lists the business name Badders and Moore Wealth Management of Trinity Capital Management.
    • No longer lists the business name Buchanan Wealth Management of Trinity Capital Management.
    • No longer lists the business name Trinity Capital Management.
    • No longer lists the business name Whispering Ridge Wealth Management, LLC of Trinity Capital Management.
11. November 2025
    • Added the business name Beacon Wealth Management of Nest Capital.
    • Added the business name Canum Wealth Partners.
    • Added the business name CRT Private Wealth Management of Oxford Harriman & Company.
    • Added the business name Firestone Financial Group.
    • Added the business name Maeder Wealth Group.
    • Added the business name Marquis Investment Services of TSG Wealth Management.
    • Added the business name Pacific Coast Financial Services a Shore to Summit Wealth Management Partner.
    • Added the business name Placer Capital Advisors of TSG Wealth Management.
    • Added the business name Stelvio Private Wealth.
    • No longer lists the business name CRT Private Wealth Management.
    • No longer lists the business name Eagle Ford Wealth Management.
    • No longer lists the business name Jeller Wealth Management.
    • No longer lists the business name Stelvio Wealth Partners.
    • No longer lists the business name The Jordanich Group.
    • No longer lists the business name Viridity Wealth Management.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.