AdvisorCensus / Financial advisors / Aletheia Analyst Network Limited
Aletheia Analyst Network Limited is an SEC-registered investment advisory firm in Central, Hong Kong, registered since 2014, with no regulatory assets under management reported in its Form ADV filing dated May 29, 2026.
Quick answers
From the filingHow is Aletheia Analyst Network Limited compensated?
On its Form ADV (Item 5.E, October 2026), Aletheia Analyst Network Limited reports these compensation arrangements: subscription fees (for a newsletter or periodical); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Aletheia Analyst Network Limited located?
Aletheia Analyst Network Limited's principal office is in Central, Hong Kong, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F).
Is Aletheia Analyst Network Limited registered with the SEC or a state?
Aletheia Analyst Network Limited is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 172882.
How have Aletheia Analyst Network Limited's assets and staff changed since 2021?
In the Form ADV data for Aletheia Analyst Network Limited: Total employees: 32 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Aletheia Analyst Network Limited serve?
By number of clients on Form ADV Item 5.D: investment companies (137); corporations or other businesses not listed above (1).
Does Aletheia Analyst Network Limited report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172882
What changed in Aletheia Analyst Network Limited's recent Form ADV filings?
In the June 2026 filing data: Employees performing advisory functions went from 21 to 23.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Subscription fees (for a newsletter or periodical)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated May 29, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Market timing services
Registration and firm details
Items 1, 2, 5- Also doing business as
- IND-X ADVISORS LIMTED, IND-X SECURITIES (ASIA) LIMITED
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (11 years)
- Employees
- Total: 35. Performing investment advisory functions: 23.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
3 other offices, as of the June 2026 filing
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 35 | May 29, 2026 |
| October 2025 | Not reported | 30 | May 8, 2025 |
| October 2024 | Not reported | 24 | June 12, 2024 |
| October 2023 | Not reported | 29 | June 13, 2023 |
| October 2022 | Not reported | 32 | June 28, 2022 |
| October 2021 | Not reported | 32 | April 8, 2021 |
Total employees: 32 in October 2021 and 35 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Employees performing advisory functions went from 21 to 23.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Aletheia Analyst Network Limited (CRD 172882): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/aletheia-analyst-network-limited-central-172882