Soltis Investment Advisors, LLC

• A percentage of assets under your management
• Fixed fees (other than subscription fees)
• Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated March 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$12,036,590,400 as of October 2026, filing dated July 9, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2010 (16 years)

Employees

Total: 121. Performing investment advisory functions: 63.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

19 other offices, as of the August 2026 filing

Bellevue, WABluffton, SCBoston, MABroomfield, COColumbus, OHFolsom, CAGilbert, AZHouston, TXLehi, UTMason, OHNew York, NYNovi, MIOakbrook Terrace, ILOakwood, OHPalm Beach Gardens, FLRaleigh, NCRedwood City, CASalt Lake City, UTSouthlake, TX

States registered or notice-filed

44 states or jurisdictions

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SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $3,322,688,921 in the October 2021 data and $12,036,590,400 in the October 2026 data, up 262%.

Total employees: 40 in October 2021 and 121 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. August 2026
   • Changed its office addresses in Bellevue, WA.
   • Changed its office addresses in Bluffton, SC.
   • Changed its office addresses in Boston, MA.
   • Changed its office addresses in Broomfield, CO.
   • Changed its office addresses in Folsom, CA.
   • Changed its office addresses in Lehi, UT.
   • Changed its office addresses in Novi, MI.
   • Changed its office addresses in Palm Beach Gardens, FL.
   • Changed its office addresses in Salt Lake City, UT.
   • Added an office in Columbus, OH.
   • Added an office in Gilbert, AZ.
   • Added an office in Houston, TX.
   • Added an office in Mason, OH.
   • Added an office in New York, NY.
   • Added an office in Oakwood, OH.
   • Added an office in Raleigh, NC.
   • Added an office in Redwood City, CA.
   • No longer lists an office in Chandler, AZ.
2. April 2026
   • Regulatory assets under management went from $8,352,553,865 to $12,036,590,400 (+44%).
   • Employees performing advisory functions went from 51 to 63.
   • Changed its office addresses in Oakbrook Terrace, IL.
   • Changed its office addresses in Southlake, TX.
   • Added an office in Folsom, CA.
   • Registered or notice-filed in IA, ME, NH.
   • Updated its list of owners and control persons (Schedule A).
3. January 2026
   • Added an office in Bluffton, SC.
   • Added an office in Boston, MA.
   • Added an office in Lehi, UT.
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.