Brookfield Asset Management PIC Canada, LP

• A percentage of assets under your management
• Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated March 31, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$152,132,514,240 as of October 2026, filing dated August 5, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Portfolio management for investment companies (and business development companies)
• Portfolio management for pooled investment vehicles (other than investment companies)

Also doing business as

BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CANADA), LP

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2009 (16 years)

Employees

Total: 1,413. Performing investment advisory functions: 1,413.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

23 other offices, as of the September 2026 filing

Alpharetta, GABeijingBogotaCalgaryCentralChicago, ILCleveland, OHDubaiHamiltonHouston, TXLimaLondonMadridMarlborough, MAMumbaiNew York, NYS?o PauloSeoulShanghaiSingaporeSydneyTokyoWorthing

States registered or notice-filed

Not reported.

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

2 Reports 2 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $86,103,944,505 in the October 2021 data and $152,132,514,240 in the October 2026 data, up 77%.

Total employees: 1,088 in October 2021 and 1,413 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. April 2026
   • Employees performing advisory functions went from 1007 to 1413.
   • Regulatory assets under management went from $124,057,611,145 to $152,132,514,240 (+23%).
   • Changed its office addresses in Cleveland, OH.
   • Changed its office addresses in Singapore.
   • Changed its office addresses in Worthing.
   • Added an office in Alpharetta, GA.
   • Added an office in Chicago, IL.
   • Added an office in Lima.
   • Added an office in S?o Paulo.
   • No longer lists an office in New York, NY.
   • No longer lists an office in São Paulo.
   • No longer lists an office in Washington, DC.
   • No longer lists an office in Westlake Village, CA.
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.