Lighthouse Investment Partners, LLC

• A percentage of assets under your management
• Fixed fees (other than subscription fees)
• Performance-based fees
• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated September 26, 2025) for its fees and any account minimum, on the SEC's IAPD site.

$107,448,844,286 as of October 2026, filing dated September 28, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Portfolio management for pooled investment vehicles (other than investment companies)
• Selection of other advisers (including private fund managers)

Also doing business as

LIGHTHOUSE GROUP, LIGHTHOUSE PARTNERS

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2005 (20 years)

Employees

Total: 449. Performing investment advisory functions: 203.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Royal Bank of Canada (channel Islands Limited

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

9 other offices, as of the October 2026 filing

Chicago, ILDubaiHong KongHong Kong - CentralLondonNew York, NYSingaporeTokyoWestport, CT

States registered or notice-filed

12 states or jurisdictions

AZCTDEFLILKSMAMDMENYTXVA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $64,086,141,161 in the October 2021 data and $107,448,844,286 in the October 2026 data, up 68%.

Total employees: 136 in October 2021 and 449 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • Employees performing advisory functions went from 206 to 203.
   • Regulatory assets under management went from $87,376,978,835 to $107,448,844,286 (+23%).
   • Changed its office addresses in Hong Kong - Central.
   • Changed its office addresses in London.
   • Changed its office addresses in New York, NY.
   • Added an office in Tokyo.
   • Added an office in Westport, CT.
   • No longer lists an office in Boston, MA.
   • No longer lists an office in Chicago, IL.
   • No longer lists an office in Miami, FL.
   • No longer lists an office in Phoenix, AZ.
   • No longer lists an office in Portland, ME.
   • No longer lists an office in Tampa, FL.
   • Registered or notice-filed in CT, MD.
2. January 2026
   • No longer registered or notice-filed in CT.
3. December 2025
   • Employees performing advisory functions went from 171 to 206.
   • Regulatory assets under management went from $74,147,147,934 to $87,376,978,835 (+18%).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.