Steward Partners Investment Advisory, LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated July 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$36,731,387,293 as of October 2026, filing dated September 22, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Other

Also doing business as

AMERICAN FINANCIAL ADVISORS AT STEWARD PARTNERS, AMY SACHS WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS, BARBERIS WEALTH MANAGEMENT OF STEWARD PARTNERS, BARR WEALTH MANAGEMENT OF STEWARD PARTNERS, BLACK SWAN ASSET MANAGEMENT AT STEWARD PARTNERS, BLUE WATER WEALTH MANAGEMENT AT STEWARD PARTNERS, BRIDGE STREET PRIVATE WEALTH MANAGEMENT OF STEWARD PARTNERS, BULLIS WEALTH STRATEGIES, CARRIGG WEALTH ADVISORS OF STEWARD PARTNERS, CENTERA PRIVATE WEALTH, CHURCH STREET WEALTH ADVISORS OF STEWARD PARTNERS, CLARITY PRIVATE WEALTH SOLUTIONS AT STEWARD PARTNERS, CLOVE HITCH ADVISORS OF STEWARD PARTNERS, COASTAL 360 CAPITAL ADVISORS AT STEWARD PARTNERS, CONSILIUM WEALTH MANAGEMENT, CONTINUUM PRIVATE WEALTH AT STEWARD PARTNERS, CORNERSTONE LEGACY WEALTH ADVISORS AT STEWARD PARTNERS, COVENANT WEALTH ADVISORS AT STEWARD PARTNERS, COYLE FINANCIAL GROUP OF STEWARD PARTNERS, DAVIS EXECUTIVE WEALTH MANAGEMENT AT STEWARD PARTNERS, DEAN ROSINI & JEFFREY LAZRAUS AT STEWARD PARTNERS, DESERT SKY ADVISORS, ENSIGN WEALTH PARTNERS AFFILIATED WITH STEWARD PARTNERS, FREEDOM STREET AT STEWARD PARTNERS, FS CORE, G2G WEALTH MANAGEMENT AT STEWARD PARTNERS, GERGEN WEALTH MANAGEMENT AT STEWARD PARTNERS, GODFREY & SPRADLIN PRIVATE WEALTH ADVISORY OF STEWARD PARTNERS, GOODNYLUND WEALTH MANAGEMENT OF STEWARD PARTNERS, GRANVIDA WEALTH AT STEWARD PARTNERS, GUARDIAN ASSET MANAGEMENT GROUP AT STEWARD PARTNERS, H.L. WIGINTON, LLC CAPITAL MANAGEMENT AFFILIATED WITH STEWARD PARTNERS, HAASE FAMILY ADVISORS AT STEWARD PARTNERS, HARMONY PRIVATE WEALTH AT STEWARD PARTNERS, HIBBARD WEALTH MANAGEMENT GROUP, HIGHWATER WEALTH GROUP OF STEWARD PARTNERS, HOFFMAN PRIVATE WEALTH GROUP AT STEWARD PARTNERS, HOOVER PRIVATE WEALTH GROUP OF STEWARD PARTNERS, I STREET CAPITAL AT STEWARD PARTNERS, IALEGGIO & WOLCHESKY, IANNACCONE WEALTH MANAGEMENT AT STEWARD PARTNERS, IBRAHIM WEALTH ADVISORY AFFILIATED WITH STEWARD PARTNERS, INSIGHT WEALTH MANAGEMENT AT STEWARD PARTNERS, JAZZ WEALTH AT STEWARD PARTNERS, KEY SAGE WEALTH OF STEWARD PARTNERS, KILLINGSWORTH PRIVATE WEALTH AT STEWARD PARTNERS, KORTZE BROTHERS WEALTH MANAGEMENT GROUP OF STEWARD PARTNERS, KUPERMAN WEALTH MANAGEMENT AT STEWARD PARTNERS, LANCASTER WEALTH MANAGEMENT, LATIMER WEALTH MANAGEMENT AT STEWARD PARTNERS, LEGACY WEALTH PARTNERS OF STEWARD PARTNERS, LIGHTHOUSE WEALTH GROUP AFFILIATED WITH STEWARD PARTNERS, LOCKWOOD WEALTH MANAGEMENT OF STEWARD PARTNERS, LONGBRIDGE WEALTH ADVISORS, LUM WEALTH MANAGEMENT GROUP, LYNN-WHITMORE WEALTH MANAGEMENT AT STEWARD PARTNERS, MAINSTAY WEALTH MANAGEMENT AT STEWARD PARTNERS, MARATHON WEALTH MANAGERS AT STEWARD PARTNERS, MATHIESON ASSET MANAGEMENT AT STEWARD PARTNERS, MCCORMICK WEALTH MANAGEMENT OF STEWARD PARTNERS, MCSHANE WEALTH MANAGEMENT AT STEWARD PARTNERS, MONACO CAPITAL MANAGEMENT, MONADNOCK CAPITAL GROUP AT STEWARD PARTNERS, MOORE'S WEALTH MANAGEMENT, MORGAN WEALTH MANAGEMENT AT STEWARD PARTNERS, MORRIS CAPITAL MANAGEMENT GROUP OF STEWARD PARTNERS, NEUMAN WEALTH SOLUTIONS AT STEWARD PARTNERS, NOVA RETIREMENT STRATEGIES AT STEWARD PARTNERS, NOVICK & CO. FINANCIAL GROUP AT STEWARD PARTNERS, O'HARE WEALTH MANAGEMENT AFFILIATED WITH STEWARD PARTNERS, OSWEGO CREST FINANCIAL GROUP, LLC AT STEWARD PARTNERS, PARK CITIES GROUP AT STEWARD PARTNERS, PERSPECTIVE WEALTH OF STEWARD PARTNERS, PHILLEO PRIVATE WEALTH MANAGEMENT AT STEWARD PARTNERS, PLAZA ADVISORY GROUP, INC. AFFILIATED WITH STEWARD PARTNERS, POLJAK GROUP WEALTH MANAGEMENT AT STEWARD PARTNERS, PROSPER WEALTH ADVISORS AT STEWARD PARTNERS, PURPOSE WEALTH MANAGEMENT AT STEWARD PARTNERS, RAFFER WEALTH MANAGEMENT AT STEWARD PARTNERS, RAMAPO WEALTH ADVISORS AFFILIATED WITH STEWARD PARTNERS, RESERVOIR ROAD WEALTH MANAGEMENT AT STEWARD PARTNERS, RICE WEALTH MANAGEMENT OF STEWARD PARTNERS, RODEWALD PRIVATE WEALTH AT STEWARD PARTNERS, SAPPHIRE BLUE ADVISORS AT STEWARD PARTNERS, SEACOAST WEALTH MANAGEMENT OF STEWARD PARTNERS, SENTINEL WEALTH ADVISORS OF STEWARD PARTNERS, SEVEN ARROWS AFFILIATED WITH STEWARD PARTNERS, SILCOX & AVONDA WEALTH MANAGEMENT TEAM, SIMPLEX WEALTH MANAGEMENT, SLATKIN FINANCIAL AT STEWARD PARTNERS, SOLANO WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS, SPECTOR FRISCH & REED PRIVATE WEALTH MANAGEMENT OF STEWARD PARTNERS, STAADEKER WEALTH MANAGEMENT GROUP OF STEWARD PARTNERS (INACTIVE), STEWARD ASSIST AT STEWARD PARTNERS, STEWARD PARTNERS, SULLENDER UTLEY FINANCIAL GROUP, LLC AFFILIATED WITH STEWARD PARTNERS, SUNSHINE PRIVATE WEALTH AT STEWARD PARTNERS, SWEENEY WEALTH MANAGEMENT GROUP OF STEWARD PARTNERS, TANDEM FINANCIAL PARTNERS AT STEWARD PARTNERS, TAUBE WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS, THE BAKER SARAMA WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS, THE BEILEY GROUP AT STEWARD PARTNERS, THE DOOLEY GROUP OF STEWARD PARTNERS, THE ELWOOD WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS, THE GREENBRIER FINANCIAL GROUP AT STEWARD PARTNERS, THE LINDSEY-TROST GROUP AT STEWARD PARTNERS, THE LOPEZ INVESTMENT TEAM AT STEWARD PARTNERS, THE NOTTINGHAM WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS, THE S&L GROUP AT STEWARD PARTNERS, THE SCHWAB GROUP AT STEWARD PARTNERS, THE SMH CAPITAL GROUP AT STEWARD PARTNERS, THE VALENCIA GROUP AT STEWARD PARTNERS, THE VERUS TEAM AT STEWARD PARTNERS, THE WASHINGTON WEALTH GROUP OF STEWARD PARTNERS, TOMMY LEEMAN & KAREN BITTENBENDER AT STEWARD PARTNERS, VALIANT PRIVATE WEALTH AT STEWARD PARTNERS, VANTAGE POINT PRIVATE WEALTH AFFILIATED WITH STEWARD PARTNERS, WALLACE WEALTH MANAGEMENT AT STEWARD PARTNERS, WEBSTER GROSSO WEALTH MANAGEMENT AT STEWARD PARTNERS, ZIZMER-JONES PRIVATE WEALTH MANAGEMENT GROUP

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2016 (10 years)

Employees

Total: 549. Performing investment advisory functions: 310.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Pershing LLCRaymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

25 other offices, as of the October 2026 filing

Andover, MABethesda, MDBoston, MAChesapeake, VAClearwater, FLConshohocken, PADallas, TXFt. Collins, COHouston, TXKeene, NHKennesaw, GALake Oswego, ORMcLean, VAMequon, WIMidlothian, VANashville, TNNorfolk, VAParamus, NJPortland, MEPortsmouth, NHRamsey, NJRiverdale, NJShreveport, LASt. Louis, MOWashington, DC

States registered or notice-filed

52 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

2 Reports 2 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $9,824,105,503 in the October 2021 data and $36,731,387,293 in the October 2026 data, up 274%.

Total employees: 270 in October 2021 and 549 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • Added the business name Sapphire Blue Advisors at Steward Partners.
   • Added the business name American Financial Advisors at Steward Partners.
2. June 2026
   • Added the business name Jazz Wealth at Steward Partners.
3. April 2026
   • No longer lists the business name Viadoro Wealth and Philanthropic Strategies at Steward Partners.
   • No longer lists the business name Gold & Alexander Private Wealth Advisory of Steward Partners.
   • No longer lists the business name Elizabeth River Wealth Management at Steward Partners.
   • No longer lists the business name Munn Barr Investment Management at Steward Partners.
   • No longer lists the business name Miller Family Wealth Management at Steward Partners.
   • No longer lists the business name Goldsmith Group of Steward Partners (prior Name).
   • No longer lists the business name The Bricker & Madeira Group of Steward Partners.
   • No longer lists the business name Rivercrest Wealth Advisors at Steward Partners.
   • No longer lists the business name Alliance Wealth Partners at Steward Partners.
   • No longer lists the business name Hightower Wealth Group of Steward Partners.
   • No longer lists the business name Madonna Management of Steward Partners.
   • No longer lists the business name The Sedoric Group of Steward Partners.
   • No longer lists the business name Kafetz Group at Steward Partners.
   • No longer lists the business name The Albany Wealth Group.
   • Added the business name Zizmer-Jones Private Wealth Management Group.
   • Added the business name Highwater Wealth Group of Steward Partners.
   • Added the business name Silcox & Avonda Wealth Management Team.
   • Added the business name LUM Wealth Management Group.
   • Added the business name Lancaster Wealth Management.
   • Added the business name Bullis Wealth Strategies.
   • Added the business name Centera Private Wealth.
   • Added the business name Ialeggio & Wolchesky.
   • Added the business name FS Core.
   • Employees performing advisory functions went from 397 to 310.
   • Regulatory assets under management went from $28,341,154,808 to $33,515,651,066 (+18%).
   • Updated its list of owners and control persons (Schedule A).
4. December 2025
   • Regulatory assets under management went from $24,754,104,885 to $28,341,154,808 (+14%).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.