AdvisorCensus / Financial advisors / California / San Francisco / Ajax Health Management Company, LLC
Ajax Health Management Company, LLC is an SEC-registered investment advisory firm in Menlo Park, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 23, 2026.
Quick answers
From the filingHow is Ajax Health Management Company, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Ajax Health Management Company, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Ajax Health Management Company, LLC located?
Ajax Health Management Company, LLC's principal office is in Menlo Park, CA, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Ajax Health Management Company, LLC registered with the SEC or a state?
Ajax Health Management Company, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340280.
How much does Ajax Health Management Company, LLC manage?
Ajax Health Management Company, LLC reports $214,502,129 in regulatory assets under management in its Form ADV filing dated July 23, 2026 (0% discretionary).
What types of clients does Ajax Health Management Company, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).
Does Ajax Health Management Company, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340280
What changed in Ajax Health Management Company, LLC's recent Form ADV filings?
In the August 2026 filing data: Employees performing advisory functions went from 13 to 12. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated July 23, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$214,502,129 as of October 2026, filing dated July 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 19. Performing investment advisory functions: 12.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the August 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Employees performing advisory functions went from 13 to 12.
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Ajax Health Management Company, LLC (CRD 340280): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ajax-health-management-company-llc-menlo-park-ca-340280