Tucker Asset Management LLC

• A percentage of assets under your management
• Hourly charges

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

As stated in the firm's Form ADV Part 2A brochure dated March 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$603,562,776 as of October 2026, filing dated September 28, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Selection of other advisers (including private fund managers)

Also doing business as

TUCKER WEALTH

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2016 (10 years)

Employees

Total: 80. Performing investment advisory functions: 69.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

19 other offices, as of the October 2026 filing

Asheville, NCBeaumont, TXCaldwell, IDCashmere, WAFombell, PAGainesville, GAGeorgetown, SCGladstone, NJGrand Junction, COIrvine, CALake Mary, FLLittleton, COMissoula, MTNederland, TXSan Juan Capistrano, CASpencer, INSpringfield, MOSt Augustine, FLSt. George, UT

States registered or notice-filed

39 states or jurisdictions

ARAZCACOCTDEFLGAIAIDILINKSKYLAMDMIMOMSMTNCNHNJNVNYOHOKORPARISCSDTNTXUTVAWAWIWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $205,886,943 in the October 2021 data and $603,562,776 in the October 2026 data, up 193%.

Total employees: 46 in October 2021 and 80 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • Added an office in Georgetown, SC.
   • No longer lists an office in Damascus, MD.
   • No longer lists an office in Rochester, NH.
2. May 2026
   • Item 11 disclosure answers changed: 0 yes answers, previously 8 (now no: 11.B(1), 11.B(2), 11.D(1), 11.D(2), 11.D(4), 11.D(5), 11.E(2), 11.E(4)).
3. April 2026
   • Employees performing advisory functions went from 79 to 69.
   • Changed its office addresses in Asheville, NC.
   • Changed its office addresses in Spencer, IN.
   • Added an office in Damascus, MD.
   • Added an office in Gainesville, GA.
   • Added an office in Irvine, CA.
   • Added an office in Rochester, NH.
   • Added an office in Springfield, MO.
   • Added an office in St Augustine, FL.
   • No longer lists an office in Battle Ground, WA.
   • No longer lists an office in Cypress, CA.
   • No longer lists an office in Donalsonville, GA.
   • No longer lists an office in Gibsland, LA.
   • No longer lists an office in Las Vegas, NV.
   • No longer lists an office in Newport Beach, CA.
   • No longer lists an office in Virginia Beach, VA.
4. December 2025
   • Added the business name Tucker Wealth.
   • Added an office in San Juan Capistrano, CA.
   • No longer lists an office in Dana Point, CA.
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.