Prosperity Capital Advisors

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies; see the brochure for them.

Minimum annual fee: $150

As stated in the firm's Form ADV Part 2A brochure dated March 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$4,385,706,161 as of October 2026, filing dated March 23, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Legal name

C2P Capital Advisory Group, LLC

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2011 (15 years)

Employees

Total: 244. Performing investment advisory functions: 98.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Assetmark Brokerage, LLCCharles Schwab & Co., Inc.Fidelity Distributors Company LLCNorthern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

24 other offices, as of the April 2026 filing

Alachua, FLArden, NCAvon, OHCarmel, INCharleston, SCClearwater, FLCumming, GAFishkill, NYGahanna, OHHauppage, NYJacksonville, FLLake Charles, LANorth Kingstown, RIOrlando, FLOttumwa, IAPowhattan, VARed Bank, NJRochester, MIRocky Mount, NCSchereville, INSouth Easton, MASpokane Valley, WAStockton, CAStuart, NE

States registered or notice-filed

42 states or jurisdictions

ALAZCACOCTDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWI

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $1,487,447,874 in the October 2021 data and $4,385,706,161 in the October 2026 data, up 195%.

Total employees: 83 in October 2021 and 244 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. April 2026
   • Employees performing advisory functions went from 102 to 98.
   • Regulatory assets under management went from $3,684,966,200 to $4,385,706,161 (+19%).
   • Added an office in Alachua, FL.
   • Added an office in Carmel, IN.
   • Added an office in Charleston, SC.
   • Added an office in Cumming, GA.
   • Added an office in Fishkill, NY.
   • Added an office in Hauppage, NY.
   • Added an office in Ottumwa, IA.
   • Added an office in Spokane Valley, WA.
   • No longer lists an office in Grass Valley, CA.
   • No longer lists an office in Hampton, IA.
   • No longer lists an office in Mount Pleasant, SC.
   • No longer lists an office in Newberry, FL.
   • No longer lists an office in Red Bank, NJ.
   • No longer lists an office in Sewell, NJ.
   • No longer lists an office in Smithtown, NY.
   • No longer lists an office in St. Louis, MO.
   • Updated its list of owners and control persons (Schedule A).
2. December 2025
   • Registered or notice-filed in ME.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.