AdvisorCensus / Financial advisors / Pennsylvania / Philadelphia / Sora Investors
Sora Investors is an SEC-registered investment advisory firm in Bryn Mawr, PA, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 28, 2026.
Quick answers
From the filingHow is Sora Investors compensated?
On its Form ADV (Item 5.E, October 2026), Sora Investors reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.
Where is Sora Investors located?
Sora Investors' principal office is in Bryn Mawr, PA, according to its Form ADV; the February 2026 filing also lists 3 other offices (Schedule D, Section 1.F).
Is Sora Investors registered with the SEC or a state?
Sora Investors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 317257.
How much does Sora Investors manage?
Sora Investors reports $2,602,802,000 in regulatory assets under management in its Form ADV filing dated January 28, 2026 (100% discretionary).
How have Sora Investors' assets and staff changed since 2022?
In the Form ADV data for Sora Investors: Regulatory assets under management: $392,852,000 in the October 2022 data and $2,602,802,000 in the October 2026 data, up 563%. Total employees: 4 in October 2022 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Sora Investors serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).
Does Sora Investors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317257
Does Sora Investors state an account minimum?
Its Form ADV Part 2A brochure dated January 28, 2026 says: "Separate Account Clients are generally subject to a minimum initial investment of $200,000,000, unless such minimum is waived by Sora in its sole discretion."
What changed in Sora Investors' recent Form ADV filings?
In the February 2026 filing data: Regulatory assets under management went from $2,317,661,000 to $2,602,802,000 (+12%). Employees performing advisory functions went from 10 to 11. Changed its office addresses in New York, NY. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $200,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Separate Account Clients are generally subject to a minimum initial investment of $200,000,000, unless such minimum is waived by Sora in its sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated January 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$2,602,802,000 as of October 2026, filing dated January 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Sora Investors LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (4 years)
- Employees
- Total: 13. Performing investment advisory functions: 11.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
3 other offices, as of the February 2026 filing
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $2,602,802,000 | 13 | January 28, 2026 |
| October 2025 | $2,317,661,000 | 12 | March 31, 2025 |
| October 2024 | $673,116,000 | 8 | March 26, 2024 |
| October 2023 | $420,769,000 | 5 | September 6, 2023 |
| October 2022 | $392,852,000 | 4 | March 11, 2022 |
Regulatory assets under management: $392,852,000 in the October 2022 data and $2,602,802,000 in the October 2026 data, up 563%.
Total employees: 4 in October 2022 and 13 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- February 2026
- Regulatory assets under management went from $2,317,661,000 to $2,602,802,000 (+12%).
- Employees performing advisory functions went from 10 to 11.
- Changed its office addresses in New York, NY.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Sora Investors (CRD 317257): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sora-investors-bryn-mawr-pa-317257