CGN Advisors, LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated March 13, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$1,600,884,203 as of October 2026, filing dated July 2, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops
• Other

Also doing business as

ALPHA CLEAR FINANCIAL PLANNING, AMITY FINANCIAL ACHIEVEMENTS, ARCADIA FINANCIAL STRATEGIES, ARGONAUT FINANCIAL PLANNING & INVESTMENT MANAGEMENT, BELDING FINANCIAL PLANNING, BERNSTEIN PLANNING AND INVESTMENT MANAGEMENT, CHERYL OBER FINANCIAL PLANNING, DEK FINANCIAL SOLUTIONS, ELEVATE FINANCIAL PLANNING, ENVISAGE FINANCIAL PLANNING, EQUI FINANICAL PLANNING, FAIR WINDS FINANCIAL ADVICE, FINANCIAL ADVOCATE FOR YOU, FREDRICKSON FINANCIAL PLANNING, GROWING FORTUNES FINANCIAL PARTNERS, HUEBNER FINANCIAL PLANNING, KULIG FINANCIAL ADVISORS, LINCE FINANCIAL PLANNING, PEARSON FINANCIAL PLANNING, PETERSON FINANCIAL PLANNING, PYXIS FINANCIAL PLANNING, STOWERS FINANCIAL PLANNING, SYNERGY FINANCIAL PLANNING, T ROWLAND FINANCIAL SERVICES, TRANSVERSE WEALTH SOLUTIONS

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2011 (14 years)

Employees

Total: 49. Performing investment advisory functions: 37.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

18 other offices, as of the August 2026 filing

Asheville, NCAvon, CTChapel Hill, NCClayton, MOFargo, NDFulshear, TXGeorgetown, TXGrand Rapids, MIHastings, MNKankakee, ILLac du Flambeau, WINashua, NHNew York, NYOak Park, ILPhoenix, AZSioux Falls, SDWaconia, MNWindsor, CT

States registered or notice-filed

44 states or jurisdictions

ALARAZCACOCTDCFLGAIAILINKSKYLAMAMDMEMIMNMONCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

1 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $466,088,478 in the October 2021 data and $1,600,884,203 in the October 2026 data, up 243%.

Total employees: 51 in October 2021 and 49 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. August 2026
   • Employees performing advisory functions went from 39 to 37.
2. July 2026
   • Employees performing advisory functions went from 40 to 39.
   • Added an office in Nashua, NH.
3. June 2026
   • Employees performing advisory functions went from 41 to 40.
   • No longer lists an office in Schaumburg, IL.
4. April 2026
   • Employees performing advisory functions went from 39 to 41.
   • Added an office in Chapel Hill, NC.
   • Added an office in New York, NY.
5. February 2026
   • No longer lists the business name Wealth Protect Advisors.
   • No longer lists the business name Moore Family Financial.
   • No longer lists the business name LS Financial Planning.
   • No longer lists the business name Green Financial Planning.
   • No longer lists the business name Grealish Investment Counseling.
   • No longer lists the business name Fourteen Forty Financial Partners.
   • No longer lists the business name Empowerment Fiduciary.
   • No longer lists the business name Cornerstone Financial Planning.
   • No longer lists the business name Coffeetree Financial Planning.
   • No longer lists the business name CGN Advisors.
   • Employees performing advisory functions went from 38 to 39.
   • Regulatory assets under management went from $1,261,550,096 to $1,600,884,203 (+27%).
   • Added an office in Waconia, MN.
6. January 2026
   • Changed its office addresses in Grand Rapids, MI.
7. December 2025
   • Employees performing advisory functions went from 41 to 38.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.