International Assets Investment Management, LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Account minimum: $50,000 (the brochure says it may be waived or negotiated)

As stated in the firm's Form ADV Part 2A brochure dated January 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$2,569,430,562 as of October 2026, filing dated January 30, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)

Also doing business as

ABE WEALTH MANAGEMENT, AFACAN WEALTH MANAGEMENT, ARROW ADVISORS, ATLANTIC WEALTH MANAGEMENT, INC., ATX FINANCIAL, BECKERMAN & ASSOCIATES, LLC, BLACOR USA, BORN CAPITAL PARTNERS, C A ROSS WEALTH MANAGEMENT GROUP, CHOICE FINANCIAL SERVICES, DENISON FINANCIAL, DIXON FINANCIAL PARTNERS, ECL PRIVATE WEALTH MANAGEMENT, ELEVATE PRIVATE WEALTH GROUP, LLC, FFS ADVISORY, G2 RAMPART CONSULTING, LLC, GLOBULL INVESTMENTS, GOLD LEAF INVESTMENTS, GRAMPS WEALTH MANAGEMENT, HALL WEALTH ADVISORS, HARRISON FINANCIAL MANAGEMENT, LLC, IAA WEALTH MANAGEMENT, INFINITY WEALTH MANAGEMENT, LLC, JAG SHORE ENTERPRISES, KNAPP FINANCIAL GROUP LLC, LANE WEALTH MANAGEMENT, LINDBLOOM INVESTMENT SERVICES, LLC, LOYAL TRUST PRIVATE WEALTH, LR VASSALLO & ASSOC, MAIN STREET WEALTH MANAGEMENT, LLC, MCW WEALTH MANAGEMENT, MILLER WEALTH MANAGEMENT, MOUNTAIN PEAK FINANCIAL SOLUTIONS, NELSON FINANCIAL SERVICES, NICHOLS FINANCIAL GROUP, INC, NOLA FINANCIAL WEALTH MANAGEMENT, O'NEIL WEALTH SERVICES, LLC, PATHLIGHT INVESTING, PLATINUM INVESTMENTS, LLC, PORTER-RAY GROUP, RISING SUN WEALTH MANAGEMENT, ROCKBRIDGE WEALTH MANAGEMENT, ROCKPORT GLOBAL LLC, SEASIDE WEALTH MANAGEMENT, LLC, SEQUENTIAL FINANCIAL GROUP, LLC, SEVENOAKS PRIVATE WEALTH, LLC, SPENCER SAMUELS INSURANCE & FINANCIAL SERVICES, STEED WEALTH MANAGEMENT, LLC, STERLING NOBLE WEALTH MANAGEMENT, T. SPENCER SAMUELS INSURANCE & FINANCIAL SVCS., TOUSSAINT FINANCIAL, UNITED WEALTH MANAGEMENT, VERMONT WEALTH MANAGEMENT, W.J. CONN CAPITAL, WINN PARTNERS FINANCIAL GROUP, WOODS ASSOCIATES

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2007 (19 years)

Employees

Total: 124. Performing investment advisory functions: 113.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

19 other offices, as of the February 2026 filing

Alma, MIBradenton, FLDaphne, ALEl Dorado, AREl Paso, TXEvans City, PAFt Lauderdale, FLHanover, MAJacksonville Beach, FLJupiter, FLLake Elmo, MNLas Vegas, NVRockwall, TXSan Francisco, CASpring Lake, NJSpringdale, ARSyracuse, NYTroy, MIWest Palm Beach, FL

States registered or notice-filed

53 states or jurisdictions

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SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

13 Reports 13 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Criminal matters Items 11.A and 11.B

• 11.A(1) In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
• 11.A(2) In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Regulatory matters Items 11.C to 11.G

• 11.C(2) Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
• 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.C(5) Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
• 11.D(1) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(3) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.D(5) Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
• 11.E(1) Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
• 11.E(4) Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $1,194,778,285 in the October 2021 data and $2,569,430,562 in the October 2026 data, up 115%.

Total employees: 119 in October 2021 and 124 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. February 2026
   • Regulatory assets under management went from $2,212,521,886 to $2,569,430,562 (+16%).
   • Employees performing advisory functions went from 124 to 113.
   • Added the business name ABE Wealth Management.
   • Added the business name Born Capital Partners.
   • Added the business name Gramps Wealth Management.
   • Added the business name Infinity Wealth Management, LLC.
   • Added the business name Lane Wealth Management.
   • Added the business name Main Street Wealth Management, LLC.
   • Added the business name Miller Wealth Management.
   • Added the business name Sequential Financial Group, LLC.
   • Added the business name Sevenoaks Private Wealth, LLC.
   • No longer lists the business name A. Joseph Margolis LLC.
   • No longer lists the business name Aine Private Wealth, LLC.
   • No longer lists the business name Confident Trust Financial Group.
   • No longer lists the business name Dantas Advisory.
   • No longer lists the business name Fulcrum Pont Fixed Income Group.
   • No longer lists the business name GPS Wealth Management.
   • No longer lists the business name Insight Private Wealth.
   • No longer lists the business name Integral Wealth Planning LLC.
   • No longer lists the business name Potocsny Financial Group.
   • No longer lists the business name Rappaport Wealth Management.
   • No longer lists the business name Rich Wealth Management.
   • No longer lists the business name The Financial Network.
   • Added an office in Alma, MI.
   • Added an office in Hanover, MA.
   • Added an office in Troy, MI.
   • No longer lists an office in Fishers, IN.
2. January 2026
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.