AdvisorCensus / Financial advisors / Florida / Miami / Certuity, LLC
Certuity, LLC is an SEC-registered investment advisory firm in North Palm Beach, FL, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.
Quick answers
From the filingHow is Certuity, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Certuity, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
What does Certuity, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 28, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Certuity, LLC located?
Certuity, LLC's principal office is in North Palm Beach, FL, according to its Form ADV; the May 2026 filing also lists 5 other offices (Schedule D, Section 1.F).
Is Certuity, LLC registered with the SEC or a state?
Certuity, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 129505.
How much does Certuity, LLC manage?
Certuity, LLC reports $3,301,613,248 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (68% discretionary).
How have Certuity, LLC's assets and staff changed since 2021?
In the Form ADV data for Certuity, LLC: Regulatory assets under management: $3,921,292,415 in the October 2021 data and $3,301,613,248 in the October 2026 data, down 16%. Total employees: 32 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Certuity, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (413); individuals (other than high net worth individuals) (51); pension and profit sharing plans (but not the plan participants or government pension plans) (30).
Which custodians does Certuity, LLC use?
Certuity, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Certuity, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129505
Does Certuity, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 28, 2026 says: "While Certuity does not impose a minimum portfolio size, certain clients are charged a minimum annual fee."
What changed in Certuity, LLC's recent Form ADV filings?
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)
The brochure's wording
The annual fee varies and is generally between 0.30% and 1.50% depending upon the market value of the assets under management, the Certuity advisor selected and the type of services rendered.
Account minimum: None
The brochure's wording
While Certuity does not impose a minimum portfolio size, certain clients are charged a minimum annual fee.
As stated in the firm's Form ADV Part 2A brochure dated March 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$3,301,613,248 as of October 2026, filing dated April 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Also doing business as
- ALTS PLUS, ALTS+, ALTSPLUS, CAMDEN CAPITAL
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2004 (22 years)
- Employees
- Total: 35. Performing investment advisory functions: 15.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
5 other offices, as of the May 2026 filing
- States registered or notice-filed
-
15 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $3,301,613,248 | 35 | April 30, 2026 |
| October 2025 | $3,100,032,026 | 30 | July 7, 2025 |
| October 2024 | $3,961,766,158 | 41 | September 30, 2024 |
| October 2023 | $3,641,794,448 | 32 | September 21, 2023 |
| October 2022 | $4,504,003,393 | 35 | September 12, 2022 |
| October 2021 | $3,921,292,415 | 32 | August 18, 2021 |
Regulatory assets under management: $3,921,292,415 in the October 2021 data and $3,301,613,248 in the October 2026 data, down 16%.
Total employees: 32 in October 2021 and 35 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Employees performing advisory functions went from 10 to 15.
- February 2026
- Registered or notice-filed in NV.
- January 2026
- Added an office in Atlanta, GA.
- Added an office in Nashville, TN.
- Registered or notice-filed in GA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Certuity, LLC (CRD 129505): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/certuity-llc-north-palm-beach-fl-129505