AdvisorCensus / Financial advisors / California / Los Angeles / Westpark Capital, Inc.
Westpark Capital, Inc. is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 3, 2026.
Quick answers
From the filingHow is Westpark Capital, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Westpark Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Westpark Capital, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Westpark Capital, Inc. located?
Westpark Capital, Inc.'s principal office is in Los Angeles, CA, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F).
Is Westpark Capital, Inc. registered with the SEC or a state?
Westpark Capital, Inc. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 39914.
How much does Westpark Capital, Inc. manage?
Westpark Capital, Inc. reports $53,077,941 in regulatory assets under management in its Form ADV filing dated June 3, 2026 (90% discretionary).
How have Westpark Capital, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Westpark Capital, Inc.: Regulatory assets under management: $27,843,468 in the October 2021 data and $53,077,941 in the October 2026 data, up 91%. Total employees: 15 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Westpark Capital, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (265).
Does Westpark Capital, Inc. report any disciplinary disclosures?
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/39914
What changed in Westpark Capital, Inc.'s recent Form ADV filings?
In the July 2026 filing data: Registered or notice-filed in SC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it)
The brochure's wording
WPC is compensated by a percentage of the total fees charged on the account. An annual asset-based fee can range from .25% to 2.75% of assets.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$53,077,941 as of October 2026, filing dated June 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Also doing business as
- DILIGENT FINANCIAL, MEYERS FINANCIAL GROUP
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 11. Performing investment advisory functions: 11.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
3 other offices, as of the July 2026 filing
- States registered or notice-filed
-
23 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 112 Reports 2 disclosure items on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $53,077,941 | 11 | June 3, 2026 |
| October 2025 | $47,569,260 | 15 | June 30, 2025 |
| October 2024 | $29,970,039 | 17 | March 30, 2024 |
| October 2023 | $35,149,433 | 13 | June 15, 2023 |
| October 2022 | $34,591,044 | 13 | September 27, 2022 |
| October 2021 | $27,843,468 | 15 | May 19, 2021 |
Regulatory assets under management: $27,843,468 in the October 2021 data and $53,077,941 in the October 2026 data, up 91%.
Total employees: 15 in October 2021 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- July 2026
- Registered or notice-filed in SC.
- April 2026
- Regulatory assets under management went from $47,569,260 to $53,077,941 (+12%).
- Employees performing advisory functions went from 10 to 11.
- Added an office in New York, NY.
- No longer lists an office in Los Angeles, CA.
- February 2026
- Registered or notice-filed in NV.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Westpark Capital, Inc. (CRD 39914): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/westpark-capital-inc-los-angeles-ca-39914