Retirement and Wealth at Alliant, LLC

• A percentage of assets under your management
• Fixed fees (other than subscription fees)
• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated March 31, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$7,374,170,393 as of October 2026, filing dated July 30, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Portfolio management for pooled investment vehicles (other than investment companies)
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Also doing business as

RETIREMENT AND WEALTH AT ALLIANT, RETIREMENT SOLUTIONS GROUP

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2013 (13 years)

Employees

Total: 30. Performing investment advisory functions: 30.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

11 other offices, as of the August 2026 filing

Atlanta, GAAustin, TXBoston, MAErie, PAHouston, TXLos Angeles, CANew York City, NYOklahoma City, OKOmaha, NEPortland, ORSeattle, WA

States registered or notice-filed

51 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

1 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.D(5) Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $8,400,000,000 in the October 2021 data and $7,374,170,393 in the October 2026 data, down 12%.

Total employees: 24 in October 2021 and 30 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. August 2026
   • Added the business name Retirement Solutions Group.
   • Added the business name Retirement and Wealth at Alliant.
   • Changed its legal name from Alliant Retirement Services, LLC to Retirement and Wealth at Alliant, LLC.
   • Updated its list of owners and control persons (Schedule A).
2. April 2026
   • Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.H(1)(c)).
   • Regulatory assets under management went from $4,493,036,646 to $7,374,170,393 (+64%).
   • Added an office in Erie, PA.
   • Added an office in Omaha, NE.
   • Added an office in Portland, OR.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.