AdvisorCensus / Financial advisors / California / San Francisco / Broadside Wealth
Broadside Wealth
Filed as BROADSIDE WEALTH · Legal name Broadside Wealth Technologies Inc.
Broadside Wealth is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 30, 2026.
Quick answers
From the filingHow is Broadside Wealth compensated?
On its Form ADV (Item 5.E, October 2026), Broadside Wealth reports these compensation arrangements: fixed fees (other than subscription fees); other.
Where is Broadside Wealth located?
Broadside Wealth's principal office is in San Francisco, CA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Broadside Wealth registered with the SEC or a state?
Broadside Wealth is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 342220.
How much does Broadside Wealth manage?
Broadside Wealth reports $874,516,229 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (10% discretionary).
What types of clients does Broadside Wealth serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (20).
Which custodians does Broadside Wealth use?
Broadside Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Ibhk as custodians holding 10% or more of its separately managed account assets.
Does Broadside Wealth report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342220
Does Broadside Wealth state an account minimum?
Its Form ADV Part 2A brochure dated June 4, 2026 says: "The Firm generally requires a minimum net worth of $50,000,000 to become a member, though this minimum may be waived at the Firm’s discretion for families with complex situations or growth trajectories that would benefit from our services."
What changed in Broadside Wealth's recent Form ADV filings?
In the October 2026 filing data: Employees performing advisory functions went from 1 to 4. Regulatory assets under management went from $0 to $874,516,229. Added an office in New York, NY. Registered or notice-filed in NY. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $50,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The Firm generally requires a minimum net worth of $50,000,000 to become a member, though this minimum may be waived at the Firm’s discretion for families with complex situations or growth trajectories that would benefit from our services.
As stated in the firm's Form ADV Part 2A brochure dated June 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$874,516,229 as of October 2026, filing dated September 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Broadside Wealth Technologies Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Employees performing advisory functions went from 1 to 4.
- Regulatory assets under management went from $0 to $874,516,229.
- Added an office in New York, NY.
- Registered or notice-filed in NY.
- Updated its list of owners and control persons (Schedule A).
- July 2026
- Newly registered with the SEC.
- June 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Broadside Wealth (CRD 342220): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/broadside-wealth-san-francisco-ca-342220