Sun Capital Advisors, L.P.

• A percentage of assets under your management
• Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated June 23, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$5,843,293,394 as of October 2026, filing dated June 23, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Portfolio management for pooled investment vehicles (other than investment companies)

Also doing business as

SUN CAPITAL ADVISORS VII-AIFM, LLC, SUN CAPITAL ADVISORS VIII-AIFM, LLC, SUN CAPITAL PARTNERS INC., SUN CAPITAL STAR FUND ADVISORS AIFM, LLC

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2012 (14 years)

Employees

Total: 58. Performing investment advisory functions: 35.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

2 other offices, as of the July 2026 filing

Los Angeles, CANew York, NY

States registered or notice-filed

3 states or jurisdictions

CAFLNY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $6,047,185,983 in the October 2021 data and $5,843,293,394 in the October 2026 data, down 3%.

Total employees: 113 in October 2021 and 58 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. July 2026
   • No longer lists an office in London.
2. April 2026
   • Employees performing advisory functions went from 37 to 35.
   • Changed its office addresses in London.
3. January 2026
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.