AdvisorCensus / Financial advisors / California / Los Angeles, CA / Branch offices
Advisory firms with an office in Los Angeles, CA, headquartered elsewhere
626 investment advisory firms with a principal office outside the Los Angeles, CA metro area list an office in it on Form ADV (Schedule D, Section 1.F), from each firm's most recent filing that lists its offices. SEC-registered firms list their 25 largest offices, so this is a floor. Firms headquartered in the metro are on the main list.
| Firm | Office | Headquarters | Registration |
|---|---|---|---|
| 3650 Reit Investment Management LLC | Beverly Hills, CA | Miami, FL | SEC-registered investment adviser |
| 3EDGE Asset Management, LP | Los Angeles, CA | Naples, FL | SEC-registered investment adviser |
| 49 Financial | El Segunda, CA | Austin, TX | SEC-registered investment adviser |
| 71 West Capital Partners | El Segundo, CA | Boston, MA | SEC-registered investment adviser |
| A&M Capital | Manhattan Beach, CA | Greenwich, CT | SEC-registered investment adviser |
| A&M Private Wealth Partners, LLC | Los Angeles, CA | West Palm Beach, FL | SEC-registered investment adviser |
| A.G.P / Alliance Global Partners | Newport Beach, CA | Westport, CT | SEC-registered investment adviser |
| Aaron Wealth Advisors | Newport Beach, CA | Chicago, IL | SEC-registered investment adviser |
| Abacus Capital Group LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Acore Capital, LP | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Acrylic Financial, Inc. | Palmdale, CA | Fountain Hills, AZ | SEC-registered investment adviser |
| Advice and Planning Services | Pasadena, CA | New York, NY | SEC-registered investment adviser |
| Advisors Capital Management, LLC | Irvine, CA | Ridgewood, NJ | SEC-registered investment adviser |
| Advisory Services Network | Los Angeles, CA | Atlanta, GA | SEC-registered investment adviser |
| Advus Financial Partners, LLC | Valencia, CA | Winter Park, FL | SEC-registered investment adviser |
| Aecom-Canyon Partners Real Estate Fund Advisors LLC | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Aegis Capital Corp. | Laguna Niguel, CA | New York, NY | SEC-registered investment adviser |
| AEW Capital Management LP | Los Angeles, CA | Boston, MA | SEC-registered investment adviser |
| Affinius Capital LLC | El Segundo, CA | San Antonio, TX | SEC-registered investment adviser |
| AGC Equity Partners Investment Management Limited | El Segundo, CA | George Town, Grand Cayman, Cayman Islands | Exempt reporting adviser |
| AIO Financial, LLC | Beverly Hills, CA | Tucson, AZ | SEC-registered investment adviser |
| Ajax Health Management Company, LLC | Redondo Beach, CA | Menlo Park, CA | SEC-registered investment adviser |
| Alexander Capital Wealth Management LLC | Alhambra, CA | Red Bank, NJ | SEC-registered investment adviser |
| Aligned Climate Capital LLC | Burbank, CA | New York, NY | SEC-registered investment adviser |
| Alignment Growth | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Alliance Consumer Growth, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Alliancebernstein L.P. | Los Angeles, CA | Nashville, TN | SEC-registered investment adviser |
| Allstate Financial Advisors, LLC | Tustin, CA | Lincoln, NE | SEC-registered investment adviser |
| Altitude Capital Management LLC | Orange, CA | Des Moines, IA | SEC-registered investment adviser |
| American Century Investment Management Inc | Los Angeles, CA | Kansas City, MO | SEC-registered investment adviser |
| American Independent Securities Group, LLC | Irvine, CA | Eagle, ID | SEC-registered investment adviser |
| Americana Partners, LLC | Beverly Hills, CA | Houston, TX | SEC-registered investment adviser |
| Ameriprise Financial Services, LLC | Newport Beach, CA | Minneapolis, MN | SEC-registered investment adviser |
| Anchor Bay Capital, Inc. | Tustin, CA | Carlsbad, CA | SEC-registered investment adviser |
| Anchor Bay Private Wealth LLC | Tustin, CA | Carlsbad, CA | SEC-registered investment adviser |
| Andreessen Horowitz | Santa Monica, CA | Menlo Park, CA | SEC-registered investment adviser |
| Antares Capital Advisers LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Antares Capital Credit Advisers LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| AON Investments USA Inc. | Irvine, CA | Chicago, IL | SEC-registered investment adviser |
| Apella Wealth | Costa Mesa, CA | West Hartford, CT | SEC-registered investment adviser |
| Apollo Capital Credit Adviser, LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Apollo Capital Management, L.P. | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Apollo Credit Management, LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Apollo Investment Management, L.P. | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Apollo Manager, LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Apollo MPS Management, LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Apollo Real Estate Fund Adviser, LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Apollo S3 RIC Management, L.P. | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Apollon Wealth Management, LLC | Los Angeles, CA | Mount Pleasant, SC | SEC-registered investment adviser |
| Arax Advisory Partners | Glendale, CA | New York, NY | SEC-registered investment adviser |
| ARC70 Advisers LP | Costa Mesa, CA | Burlingame, CA | SEC-registered investment adviser |
| Archer Investment Corporation | Stevenson Ranch, CA | Carmel, IN | SEC-registered investment adviser |
| Arena Private Wealth | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Arete Wealth Advisors, LLC | Encino, CA | Chicago, IL | SEC-registered investment adviser |
| Aris Management, LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Aristotle Atlantic Partners, LLC | Los Angeles, CA | Sarasota, FL | SEC-registered investment adviser |
| Aristotle Capital Boston, LLC | Los Angeles, CA | Boston, MA | SEC-registered investment adviser |
| Arrowhead Investment Management LLC | Los Angeles, CA | White Plains, NY | SEC-registered investment adviser |
| Artemis Real Estate Partners | Los Angeles, CA | Chevy Chase, MD | SEC-registered investment adviser |
| Asana Partners, LP | Los Angeles, CA | Charlotte, NC | SEC-registered investment adviser |
| Ascentis Asset Management, LLC | South Coast Metro, CA | Dallas, TX | SEC-registered investment adviser |
| Ascentis Independent Advisors, LLC | Newport Beach, CA | Dallas, TX | SEC-registered investment adviser |
| Atlas Private Wealth Advisors | Woodland Hills, CA | Red Bank, NJ | SEC-registered investment adviser |
| Autopilot | Irvine, CA | New York, NY | SEC-registered investment adviser |
| Avantax Planning Partners, Inc. | El Segundo, CA | Dubuque, IA | SEC-registered investment adviser |
| Avila Real Estate Capital | Irvine, CA | Corte Madera, CA | SEC-registered investment adviser |
| AWH Financial, LLC | Glendale, CA | Bala Cynwyd, PA | SEC-registered investment adviser |
| AWM Capital, LLC | Pasadena, CA | Phoenix, AZ | SEC-registered investment adviser |
| Axcs Investments LLC | Los Angeles, CA | New York, NY | Exempt reporting adviser |
| Axxcess Wealth Management, LLC | Brea, CA | Carlsbad, CA | SEC-registered investment adviser |
| B. Riley Wealth Advisors, Inc. | Los Angeles, CA | Memphis, TN | SEC-registered investment adviser |
| B. Riley Wealth Private Shares | Los Angeles, CA | Memphis, TN | SEC-registered investment adviser |
| Bakeravenue | Newport Beach, CA | San Francisco, CA | SEC-registered investment adviser |
| Balboa Wealth Partners, Inc. | Long Beach, CA | Scottsdale, AZ | SEC-registered investment adviser |
| Balyasny Asset Management L.P. | Santa Monica, CA | Chicago, IL | SEC-registered investment adviser |
| BAM Credit and Insurance Solutions Advisor LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Barings LLC | El Segundo, CA | Charlotte, NC | SEC-registered investment adviser |
| BCG Securities, Inc. | Redondo Beach, CA | Cherry Hill, NJ | SEC-registered investment adviser |
| BCU Wealth Advisors, LLC | Santa Ana, CA | Vernon Hills, IL | SEC-registered investment adviser |
| BDT & MSD BDC Management, LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| BDT Capital Partners | Santa Monica, CA | Chicago, IL | SEC-registered investment adviser |
| Beacon Capital Partners, LLC | Los Angeles, CA | Boston, MA | SEC-registered investment adviser |
| Bentallgreenoak (U.S.) Limited Partnership | Santa Monica, CA | Seattle, WA | SEC-registered investment adviser |
| Beyond Global Management, LLC | Irvine, CA | Houston, TX | Exempt reporting adviser |
| BGO US Real Estate LP | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Bienville Capital Management, LLC | Malibu, CA | New York, NY | SEC-registered investment adviser |
| Blackrock Advisors, LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Blackrock Capital Investment Advisors, LLC | Santa Monica, CA | Wilmington, DE | SEC-registered investment adviser |
| Blackrock Financial Management, Inc | Newport Beach, CA | New York, NY | SEC-registered investment adviser |
| Blackrock Investment Management, LLC | Newport Beach, CA | Princeton, NJ | SEC-registered investment adviser |
| Blackrock Realty Advisors Inc | Newport Beach, CA | New York, NY | SEC-registered investment adviser |
| Blackstone Infrastructure Advisors L.L.C. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Blackstone Property Advisors L.P. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Blackstone Real Estate Advisors Europe L.P. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Blackstone Real Estate Advisors L.P. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Blackstone Real Estate Advisors V L.P. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Blackstone Real Estate Special Situations Advisors L.L.C. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Blue Bear Investment Group, LLC | Los Angeles, CA | Jackson, WY | Exempt reporting adviser |
| Blue Chip Financial Advisors, LLC | Newport Beach, CA | East Providence, RI | SEC-registered investment adviser |
| BMO Family Office, LLC | Century City, CA | Chicago, IL | SEC-registered investment adviser |
| Boston Partners | Los Angeles, CA | Boston, MA | SEC-registered investment adviser |
| BPM Wealth Advisors, LLC | Irvine, CA | San Francisco, CA | SEC-registered investment adviser |
| Bramshill Investments, LLC | Newport Beach, CA | Naples, FL | SEC-registered investment adviser |
| Brentview Investment Management, LLC | Irvine, CA | Rosemont, IL | SEC-registered investment adviser |
| Bridge Investment Group | Newport Beach, CA | Sandy, UT | SEC-registered investment adviser |
| Brighton Jones LLC | Los Angeles, CA | Seattle, WA | SEC-registered investment adviser |
| Brightspire Capital Advisors, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Brightstar Capital Partners | Laguna Beach, CA | New York, NY | SEC-registered investment adviser |
| Brookfield Asset Management PIC US, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Brookstone Wealth Advisors, LLC | Manhattan Beach, CA | Wheaton, IL | SEC-registered investment adviser |
| Brookwood Investment Group | Beverly Hills, CA | Phoenix, AZ | SEC-registered investment adviser |
| Bryant Park Funding CLO Management LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| BX Reit Advisors L.L.C. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| BXMT Advisors L.L.C. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Cabin Advisors, LLC | Laguna Niguel, CA | Overland Park, KS | SEC-registered investment adviser |
| Cabot Properties L.P. | Irvine, CA | Boston, MA | SEC-registered investment adviser |
| Cain International Advisers Limited | Los Angeles, CA | London, United Kingdom | SEC-registered investment adviser |
| Calton & Associates, Inc. | West Covina, CA | Tampa, FL | SEC-registered investment adviser |
| Canyon ABF Manager LLC | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Canyon Capital Advisors LLC | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Canyon CLO Advisors LP | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Canyon Partners Real Estate LLC | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Capital Analysts | Woodland Hills, CA | Fort Washington, PA | SEC-registered investment adviser |
| Capitalspring | El Segundo, CA | Nashville, TN | SEC-registered investment adviser |
| Capstone Investment Advisors, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Captrust | Costa Mesa, CA | Raleigh, NC | SEC-registered investment adviser |
| Carlyle Global Credit Investment Management L.L.C. | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Carmel Partners | Santa Monica, CA | San Francisco, CA | SEC-registered investment adviser |
| Carnegie Investment Counsel | Los Angeles, CA | Pepper Pike, OH | SEC-registered investment adviser |
| Carrick Capital Partners | Newport Beach, CA | San Francisco, CA | SEC-registered investment adviser |
| Cavu Consumer Partners, LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Cbre Investment Management | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Cbre Investment Management Indirect Limited | Los Angeles, CA | London, United Kingdom | SEC-registered investment adviser |
| Centersquare Investment Management LLC | Newport Beach, CA | Conshohocken, PA | SEC-registered investment adviser |
| Centiva Capital, LP | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Centre Partners Management LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Cerberus Capital Management, L.P. | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Cerity Partners LLC | Irvine, CA | New York, NY | SEC-registered investment adviser |
| Cerity Partners Retirement Plan Consultants | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Certuity, LLC | Manhattan Beach, CA | North Palm Beach, FL | SEC-registered investment adviser |
| Cetera Investment Advisers LLC | Newport Beach, CA | Schaumburg, IL | SEC-registered investment adviser |
| Cetera Investment Management LLC | El Segundo, CA | Schamburg, IL | SEC-registered investment adviser |
| Channel Wealth, LLC | Rancho Santa Margarita, CA | Santa Barbara, CA | SEC-registered investment adviser |
| Charles Schwab & Co., Inc. | Irvine, CA | San Francisco, CA | SEC-registered investment adviser |
| Chequers Financial Management LLC | Irvine, CA | San Francisco, CA | SEC-registered investment adviser |
| Chicago Capital Management Advisors, LLC | San Clemente, CA | Lisle, IL | SEC-registered investment adviser |
| Choreo, LLC | Costa Mesa, CA | Rockford, IL | SEC-registered investment adviser |
| Churchill Asset Management LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Churchill DLC Advisor LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Churchill Ncpe Advisor LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Churchill Pcif Advisor LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| CIBC Private Wealth Advisors, Inc. | Newport Beach, CA | Chicago, IL | SEC-registered investment adviser |
| Cinctive Capital Management LP | Laguna Beach, CA | New York, NY | SEC-registered investment adviser |
| Cion Ares Management, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Citigroup Global Markets Inc. | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Citizens Private Wealth | Beverly Hills, CA | Tarrytown, NY | SEC-registered investment adviser |
| Citizens Securities, Inc. | Los Angeles, CA | Johnston, RI | SEC-registered investment adviser |
| CL Wealth Management LLC | San Marino, CA | Schaumburg, IL | SEC-registered investment adviser |
| Claren Road Private Credit Solutions LLC | Pacific Palisades, CA | New York, NY | SEC-registered investment adviser |
| Clarion Partners | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Clarus Group LLC | Hermosa Beach, CA | New York, NY | SEC-registered investment adviser |
| Clearview Capital, L.P. | Newport Beach, CA | Stamford, CT | SEC-registered investment adviser |
| Cliftonlarsonallen Wealth Advisors, LLC | Irvine, CA | Minneapolis, MN | SEC-registered investment adviser |
| Cloud Capital Management | Irvine, CA | Seattle, WA | SEC-registered investment adviser |
| Coastal Bridge Advisors | Los Angeles, CA | Westport, CT | SEC-registered investment adviser |
| Columbia Cent CLO Advisers, LLC | El Segundo, CA | Boston, MA | SEC-registered investment adviser |
| Columbia Management Investment Advisers, LLC | El Segundo, CA | Boston, MA | SEC-registered investment adviser |
| Commonwealth Financial Network | Anaheim Hills, CA | Waltham, MA | SEC-registered investment adviser |
| Compass Group Management LLC | Costa Mesa, CA | Westport, CT | SEC-registered investment adviser |
| Compound Planning, Inc. | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Concorde Asset Management, LLC | El Segundo, CA | Ann Arbor, MI | SEC-registered investment adviser |
| Consolidated Portfolio Review Corp | Hermosa Beach, CA | Woodbury, NY | SEC-registered investment adviser |
| Continuum Advisory, LLC | Santa Clarita, CA | Eagle, ID | SEC-registered investment adviser |
| Coppell Advisory Solutions LLC | La Verne, CA | Dallas, TX | SEC-registered investment adviser |
| Copper Financial | Los Angeles, CA | Lenexa, KS | SEC-registered investment adviser |
| Corebridge Institutional Investments (U.S.), LLC | El Segundo, CA | Jersey City, NJ | SEC-registered investment adviser |
| Corecap Advisors | Fullerton, CA | Southfield, MI | SEC-registered investment adviser |
| Corient | Newport Beach, CA | Miami, FL | SEC-registered investment adviser |
| Corient IA LP | Newport Beach, CA | Miami, FL | SEC-registered investment adviser |
| Cornerstone Wealth Advisors, Inc. | Dana Point, CA | Carlsbad, CA | SEC-registered investment adviser |
| Courtside Ventures | Los Angeles, CA | New York, NY | Exempt reporting adviser |
| Creative Planning | El Segundo, CA | Overland Park, KS | SEC-registered investment adviser |
| Creativeone Securities, LLC | Tustin, CA | Overland Park, KS | SEC-registered investment adviser |
| Creativeone Wealth, LLC | Pasadena, CA | Overland Park, KS | SEC-registered investment adviser |
| Cresset Asset Management, LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Cross Border Financial Planning USA LLC | Marina del Rey, CA | Philadelphia, PA | SEC-registered investment adviser |
| Cross Creek Media Fund Advisors | Beverly Hills, CA | Houma, LA | Exempt reporting adviser |
| Crosspoint Capital Management | Orange, CA | Orinda, CA | SEC-registered investment adviser |
| Cutler Investment Group | Newport Beach, CA | Jacksonville, OR | SEC-registered investment adviser |
| Cutting Edge Capital Partners (manco), Limited | Beverly Hills, CA | St. Helier, Jersey | Exempt reporting adviser |
| CW Advisors, LLC | Torrance, CA | Boston, MA | SEC-registered investment adviser |
| CWM, LLC | Irvine, CA | Omaha, NE | SEC-registered investment adviser |
| D.A. Davidson & Co. | Claremont, CA | Great Falls, MT | SEC-registered investment adviser |
| Dauntless Capital Partners LLC | Laguna Beach, CA | Houston, TX | SEC-registered investment adviser |
| De Groote Financial Group, LLC | Newport Beach, CA | Thousand Oaks, CA | SEC-registered investment adviser |
| Digitalbridge Investment Management, LLC | Los Angeles, CA | Boca Raton, FL | SEC-registered investment adviser |
| Dimensional Fund Advisors LP | Santa Monica, CA | Austin, TX | SEC-registered investment adviser |
| Discipline Wealth Solutions, Inc. | Los Angeles, CA | Greenville, SC | SEC-registered investment adviser |
| Divco West Real Estate Services, LLC | Beverly Hills, CA | San Francisco, CA | SEC-registered investment adviser |
| Diversify Advisory Services, LLC | Irvine, CA | South Jordan, UT | SEC-registered investment adviser |
| Doubleline Alternatives LP | Los Angeles, CA | Tampa, FL | SEC-registered investment adviser |
| Doubleline Capital LP | Los Angeles, CA | Tampa, FL | SEC-registered investment adviser |
| Doubleline ETF Adviser LP | Los Angeles, CA | Tampa, FL | SEC-registered investment adviser |
| Downtown Wealth Studios, LLC | Beverly Hills, CA | Miami, FL | SEC-registered investment adviser |
| Duncan Financial Planning Advisors | San Clemente, CA | Irwin, PA | SEC-registered investment adviser |
| Dune Real Estate Partners LP | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| DWS Investment Management Americas, Inc. | Costa Mesa, CA | New York, NY | SEC-registered investment adviser |
| Dynamic | Calabasas, CA | Phoenix, AZ | SEC-registered investment adviser |
| Eagle Strategies LLC | Anaheim, CA | New York, NY | SEC-registered investment adviser |
| Edelman Financial Engines | Costa Mesa, CA | Santa Clara, CA | SEC-registered investment adviser |
| Edward Jones | Burbank, CA | St. Louis, MO | SEC-registered investment adviser |
| Eldridge Credit Advisers, LLC | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Eldridge GP1 Advisers | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Eldridge SME Advisers | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Eldridge Structured Credit Advisers, LLC | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Emerson Equity LLC | Irvine, CA | San Mateo, CA | SEC-registered investment adviser |
| Empirical Wealth Management | Irvine, CA | Seattle, WA | SEC-registered investment adviser |
| Encompass More Asset Management LLC | Burbank, CA | Danville, CA | SEC-registered investment adviser |
| Encore Housing Opportunity Fund Investment Manager, LLC | Irvine, CA | Boca Raton, FL | SEC-registered investment adviser |
| Endeavour Capital | Los Angeles, CA | Portland, OR | SEC-registered investment adviser |
| Engineers Gate Manager LP | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Equitable Advisors, LLC | Irvine, CA | New York, NY | SEC-registered investment adviser |
| Equus Capital Partners, Ltd. | Marina del Ray, CA | Newtown Square, PA | SEC-registered investment adviser |
| ESI Financial Advisors | Irvine, CA | Montpelier, VT | SEC-registered investment adviser |
| Exeter Financial, LLC | Ladera Ranch, CA | Scottsdale, AZ | SEC-registered investment adviser |
| Exoduspoint Capital Management, LP | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| F L Putnam Investment Management Co. | Los Angeles, CA | Lynnfield, MA | SEC-registered investment adviser |
| Factorial Funds Management LLC | Newport Beach, CA | San Francisco, CA | SEC-registered investment adviser |
| Falcon Wealth Planning, LLC | Century City, CA | Ontario, CA | SEC-registered investment adviser |
| Family Office Investment Advisory LLC | Newport Beach, CA | Scottsdale, AZ | SEC-registered investment adviser |
| Faropoint Ventures, LLC | Costa Mesa, CA | Hoboken, NJ | SEC-registered investment adviser |
| Fiduciary First | Aliso Viejo, CA | Maitland, FL | SEC-registered investment adviser |
| Fifth Partners Management, LLC | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Financial & Tax Architects, LLC | Agoura Hills, CA | St. Louis, MO | SEC-registered investment adviser |
| First Citizens Investor Services, Inc. | Pasadena, CA | Raleigh, NC | SEC-registered investment adviser |
| Fisher Investments | Irvine, CA | Plano, TX | SEC-registered investment adviser |
| Flagstar Securities, Inc. | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Fmac Management LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Focus Partners Wealth, LLC | Calabasas, CA | St. Louis, MO | SEC-registered investment adviser |
| Fort Point Capital Partners LLC | El Segundo, CA | San Francisco, CA | SEC-registered investment adviser |
| Fortis Capital Advisors, LLC | Irvine, CA | Prairie Village, KS | SEC-registered investment adviser |
| Fortitude Financial LLC | Newport Beach, CA | Spokane, WA | SEC-registered investment adviser |
| Fortress Investment Group | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Fourstar Wealth Advisors, LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| FPLF Management LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| FS/KKR Advisor, LLC | Los Angeles, CA | Philadelphia, PA | SEC-registered investment adviser |
| Fundamental Advisors LP | Manhattan Beach, CA | New York, NY | SEC-registered investment adviser |
| Fvlcrum Partners, LLC | Lake Forest, CA | Bethesda, MD | SEC-registered investment adviser |
| Gallagher Fiduciary Advisors, LLC | Irvine, CA | Rolling Meadows, IL | SEC-registered investment adviser |
| Galvin, Gaustad & Stein, LLC | Beverly Hills, CA | Scottsdale, AZ | SEC-registered investment adviser |
| Gateway Investment Advisers, LLC | Los Angeles, CA | Cincinnati, OH | SEC-registered investment adviser |
| GB Media Management Limited | El Segundo, CA | Abu Dhabi, United Arab Emirates | Exempt reporting adviser |
| Gemspring Capital Management, LP | Los Angeles, CA | Westport, CT | SEC-registered investment adviser |
| Geneos Wealth Management, Inc. | San Gabriel, CA | Englewood, CO | SEC-registered investment adviser |
| Gibbs Wealth Management, LLC | Agoura Hills, CA | Alpharetta, GA | SEC-registered investment adviser |
| Global Assets Advisory, LLC | Torrance, CA | Orlando, FL | SEC-registered investment adviser |
| Global Retirement Partners LLC | Long Beach, CA | San Rafael, CA | SEC-registered investment adviser |
| Global Strategic Risk Management, LLC | Newport Beach, CA | Providence, RI | SEC-registered investment adviser |
| Global View Capital Management LLC | Long Beach, CA | Waukesha, WI | SEC-registered investment adviser |
| Golden State Wealth Management, LLC | Encino, CA | Powell, WY | SEC-registered investment adviser |
| Goldman Sachs & Co. LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Goldman Sachs Asset Management, L.P. | Newport Beach, CA | New York, NY | SEC-registered investment adviser |
| Goldman Sachs Wealth Services, L.P. | Newport Beach, CA | Cohoes, NY | SEC-registered investment adviser |
| Gradient Advisors, LLC | Lady Lake, FL | Arden Hills, MN | SEC-registered investment adviser |
| Gradient Wealth Management | Newport Beach, CA | Arden Hills, MN | SEC-registered investment adviser |
| Graticule Asia Macro Advisors LLC | Los Angeles, CA | Singapore, Singapore | SEC-registered investment adviser |
| Great Valley Advisor Group, LLC | Pasadena, CA | Berwyn, PA | SEC-registered investment adviser |
| Greenup Street Wealth Management LLC | Calabasas, CA | Overland Park, KS | SEC-registered investment adviser |
| Greenwich Advisors, LLC | Irvine, CA | Greenwich, CT | SEC-registered investment adviser |
| Greycroft LP | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Greystar Investment Group, LLC | Culver, CA | Charleston, SC | SEC-registered investment adviser |
| Greystone Financial Group, LLC | Santa Monica, CA | Bloomfield Hills, MI | SEC-registered investment adviser |
| Grit Capital Partners | Los Angeles, CA | Baltimore, MD | Exempt reporting adviser |
| Groundforce Capital Management, LLC | Venice, CA | Mill Valley, CA | SEC-registered investment adviser |
| Gtis Partners | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Guggenheim Corporate Funding, LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Guggenheim Investments | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Guggenheim Investments | Santa Monica, CA | Chicago, IL | SEC-registered investment adviser |
| Guggenheim Partners Investment Management, LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Guild Capital Management | Santa Monica, CA | Miami, FL | SEC-registered investment adviser |
| GWN Securities Inc. | Pasadena, CA | Palm Beach Gardens, FL | SEC-registered investment adviser |
| H.I.G. Capital, LLC | Los Angeles, CA | Miami, FL | SEC-registered investment adviser |
| H.I.G. Whitehorse Advisers, LLC | Los Angeles, CA | Miami, FL | SEC-registered investment adviser |
| Hardworking Capital Advisors, LLC | Torrance, CA | Palm Desert, CA | SEC-registered investment adviser |
| HBW Advisory Services LLC | Agoura, CA | Simi Valley, CA | SEC-registered investment adviser |
| Heitman Capital Management LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Helena Special Investments LLC | Los Angeles, CA | New York, NY | Exempt reporting adviser |
| Hightower Advisors, LLC | Calabasas, CA | Chicago, IL | SEC-registered investment adviser |
| Hillcrest Financial Group | Calabasas, CA | Thousand Oaks, CA | SEC-registered investment adviser |
| Hilltop Securities Inc. | Sherman Oaks, CA | Dallas, TX | SEC-registered investment adviser |
| Hines Capital Advisors LLC | Los Angeles, CA | Houston, TX | SEC-registered investment adviser |
| Hoopoe Advisors | Brea, CA | Boston, MA | SEC-registered investment adviser |
| Horizon Wealth Management | Los Angeles, CA | La Grange, IL | SEC-registered investment adviser |
| HPE Capital Management II, LLC | Santa Monica, CA | Cincinnati, OH | SEC-registered investment adviser |
| HPS Advisors, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| HPS Investment Partners, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| HS Wealth Partners | Encino, CA | Nashville, TN | SEC-registered investment adviser |
| HSBC Securities (USA) Inc. | Arcadia, CA | New York, NY | SEC-registered investment adviser |
| Hub Investment Partners, LLC | Pasadena, CA | Austin, TX | SEC-registered investment adviser |
| Hudson Bay Capital Management LP | Century City, CA | Stamford, CT | SEC-registered investment adviser |
| IDB Lido Wealth, LLC | Century City, CA | New York, NY | SEC-registered investment adviser |
| IEQ Capital, LLC | Los Angeles, CA | Foster City, CA | SEC-registered investment adviser |
| IMA Advisory Services, Inc. | Pasadena, CA | Denver, CO | SEC-registered investment adviser |
| Impact Partnership Wealth, LLC | West Hollywood, CA | Marietta, GA | SEC-registered investment adviser |
| Independent Advisor Alliance, LLC | Irvine, CA | Charlotte, NC | SEC-registered investment adviser |
| Independent Financial Group, LLC | Diamond Bar, CA | San Diego, CA | SEC-registered investment adviser |
| Independent Financial Partners | Glendale, CA | Tampa, FL | SEC-registered investment adviser |
| Independent Wealth Network, Inc. | Los Angeles, CA | Urbandale, IA | SEC-registered investment adviser |
| Infinity Financial Services Advisory | El Monte, CA | Oakland, CA | SEC-registered investment adviser |
| Integrated Advisors Network LLC | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Integrated Wealth Concepts LLC | Newport Beach, CA | Waltham, MA | SEC-registered investment adviser |
| Integrity Financial Corporation | Costa Mesa, CA | Jackson, WY | SEC-registered investment adviser |
| Intercontinental Real Estate Corporation | Sherman Oaks, CA | Boston, MA | SEC-registered investment adviser |
| International Private Wealth Advisors LLC | Santa Ana, CA | San Diego, CA | SEC-registered investment adviser |
| Intrinsic Wealth Counsel, Inc. | Tustin, CA | Tempe, AZ | SEC-registered investment adviser |
| Invesco Advisers, Inc. | Los Angeles, CA | Atlanta, GA | SEC-registered investment adviser |
| Ironwood Wealth Management, LLC | Laguna Niguel, CA | Chandler, AZ | SEC-registered investment adviser |
| J. W. Cole Advisors, Inc. | Irvine, CA | Tampa, FL | SEC-registered investment adviser |
| J.P. Morgan Investment Management Inc. | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| J.P. Morgan Securities LLC | Irvine, CA | New York, NY | SEC-registered investment adviser |
| Janus Henderson Investors | Newport Beach, CA | Denver, CO | SEC-registered investment adviser |
| Jefferies Investment Advisers LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| JPMorgan Alternative Asset Management | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| KA Credit Advisors II, LLC | Los Angeles, CA | Houston, TX | SEC-registered investment adviser |
| KA Credit Advisors, LLC | Los Angeles, CA | Houston, TX | SEC-registered investment adviser |
| KA Fund Advisors, LLC | Los Angeles, CA | Houston, TX | SEC-registered investment adviser |
| Kayne Anderson Capital Advisors, L.P. | Los Angeles, CA | Houston, TX | SEC-registered investment adviser |
| Kestra Advisory Services, LLC | Encino, CA | Austin, TX | SEC-registered investment adviser |
| Kestra Private Wealth Services, LLC | Calabasas, CA | Austin, TX | SEC-registered investment adviser |
| Kingsbridge Wealth Management, Inc. | Newport Beach, CA | Las Vegas, NV | SEC-registered investment adviser |
| Kingsview Wealth Management, LLC | Pasadena, CA | Grants Pass, OR | SEC-registered investment adviser |
| KKR Credit Advisors (US) LLC | Los Angeles, CA | San Francisco, CA | SEC-registered investment adviser |
| Kohlberg Kravis Roberts & Co. L.P. | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Kovack Advisors, Inc. | Newport Beach, CA | Ft. Lauderdale, FL | SEC-registered investment adviser |
| KWB Wealth | Monrovia, CA | Redlands, CA | SEC-registered investment adviser |
| Laidlaw Wealth Management LLC | Pasadena, CA | New York, NY | SEC-registered investment adviser |
| Lasalle Investment Management | El Segundo, CA | Chicago, IL | SEC-registered investment adviser |
| Legacy Wealth Management, LLC | Newport Beach, CA | Boise, ID | SEC-registered investment adviser |
| LGK Advisors, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Liberty Wealth Management, LLC | Newport Beach, CA | Oakland, CA | SEC-registered investment adviser |
| Libremax Capital, LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Lifeworks Advisors, LLC | Brea, CA | Grand Rapids, MI | SEC-registered investment adviser |
| Lincoln Investment | Woodland Hills, CA | Fort Washington, PA | SEC-registered investment adviser |
| LNW | Los Angeles, CA | Seattle, WA | SEC-registered investment adviser |
| Loancore Capital Credit Advisor LLC | Beverly Hills, CA | Greenwich, CT | SEC-registered investment adviser |
| Lovell Minnick | Manhattan Beach, CA | Radnor, PA | SEC-registered investment adviser |
| LPL Enterprise, LLC | Irvine, CA | Fort Mill, SC | SEC-registered investment adviser |
| M Holdings Securities, Inc. | Culver City, CA | Portland, OR | SEC-registered investment adviser |
| M&G Investments (USA) Inc. | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Mackay Shields LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Madison Avenue Securities, LLC | Los Angeles, CA | San Diego, CA | SEC-registered investment adviser |
| Madison Avenue Solutions, LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Madison Realty Capital | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| MAI Capital Management, LLC | Los Angeles, CA | Cleveland, OH | SEC-registered investment adviser |
| Manna Wealth Management | Malibu, CA | Miami Beach, FL | SEC-registered investment adviser |
| Manulife Investment Management Private Markets (US) LLC | Irvine, CA | Boston, MA | SEC-registered investment adviser |
| Marathon Asset Management, L.P. | Marina del Rey, CA | New York, NY | SEC-registered investment adviser |
| Mariner | El Segundo, CA | Overland Park, KS | SEC-registered investment adviser |
| Mariner Advisor Network | Long Beach, CA | Overland Park, KS | SEC-registered investment adviser |
| Mariner Independent | Aliso Viejo, CA | Overland Park, KS | SEC-registered investment adviser |
| Mariner Institutional, LLC | Newport Beach, CA | Winter Park, FL | SEC-registered investment adviser |
| Martinsen Wealth Management | Valencia, CA | Tempe, AZ | SEC-registered investment adviser |
| Masonboro Advisors | Santa Monica, CA | Wilmington, NC | SEC-registered investment adviser |
| McDermott Investment Advisors, LLC | Huntington Beach, CA | Naples, FL | SEC-registered investment adviser |
| McIlrath & ECK, LLC | Anaheim Hills, CA | Arlington, WA | SEC-registered investment adviser |
| McMorgan & Company LLC | Burbank, CA | San Francisco, CA | SEC-registered investment adviser |
| Meeder Public Funds, Inc. | Long Beach, CA | Dublin, OH | SEC-registered investment adviser |
| Menlo Equities | Newport Beach, CA | Menlo Park, CA | SEC-registered investment adviser |
| Mercer Global Advisors Inc. | Newport Beach, CA | Denver, CO | SEC-registered investment adviser |
| Mercer Investments LLC | Irvine, CA | Boston, MA | SEC-registered investment adviser |
| Meridian Wealth Management, LLC | Encino, CA | Lexington, KY | SEC-registered investment adviser |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Metlife Investment Management, LLC | El Segundo, CA | Whippany, NJ | SEC-registered investment adviser |
| MH & Associates Securities Management Corporation | Calabasas, CA | Carlsbad, CA | SEC-registered investment adviser |
| Millennial Advisers, LLC. | Newport Beach, CA | New York, NY | SEC-registered investment adviser |
| Millennium Management LLC | Newport Beach, CA | New York, NY | SEC-registered investment adviser |
| Mirae Asset Global Investments (USA) LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Mission Wealth Management, LP | Irvine, CA | Santa Barbara, CA | SEC-registered investment adviser |
| MMA Securities LLC | Aliso Viejo, CA | New York, NY | SEC-registered investment adviser |
| MML Investors Services, LLC | Newport Beach, CA | Springfield, MA | SEC-registered investment adviser |
| Modern Wealth Management, LLC | Calabasas, CA | Kansas City, MO | SEC-registered investment adviser |
| Moler Capital Management | Irvine, CA | Las Vegas, NV | SEC-registered investment adviser |
| Monarch Wealth Strategies | Los Angeles, CA | Santa Barbara, CA | SEC-registered investment adviser |
| Money Concepts Advisory Service | Brea, CA | Palm Beach Gardens, FL | SEC-registered investment adviser |
| Money Managers, Inc. | Orange, CA | Las Vegas, NV | State-registered investment adviser |
| Monroe Capital BDC Advisors, LLC | Santa Monica, CA | Chicago, IL | SEC-registered investment adviser |
| Monroe Capital Management Advisors LLC | Santa Monica, CA | Chicago, IL | SEC-registered investment adviser |
| Montrusco Bolton Investments Inc. | Newport Beach, CA | Montreal, Quebec, Canada | SEC-registered investment adviser |
| Moody Aldrich Partners, LLC | San Marino, CA | Marblehead, MA | SEC-registered investment adviser |
| Morgan Stanley | Beverly Hills, CA | Purchase, NY | SEC-registered investment adviser |
| Morgan Stanley Real Estate Advisor, Inc. | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Mountain Capital Investment Advisors Inc | Glendale, CA | Westminster, CO | SEC-registered investment adviser |
| MS Capital Partners Adviser Inc. | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| MSD Partners, L.P. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Msref Real Estate Advisor, Inc. | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Msress III Manager, L.L.C. | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Mucker Early, LLC | Venice, CA | Austin, TX | Exempt reporting adviser |
| Muckerlab, LLC | Venice, CA | Austin, TX | Exempt reporting adviser |
| Mutual Advisors, LLC | El Segundo, CA | Omaha, NE | SEC-registered investment adviser |
| Mutual of Omaha Investor Services, Inc. | Los Angeles, CA | Omaha, NE | SEC-registered investment adviser |
| MWA Financial Services, Inc. | Culver City, CA | Rock Island, IL | SEC-registered investment adviser |
| Napier Financial | Santa Clarita, CA | Braintree, MA | SEC-registered investment adviser |
| Nasdaq Dorsey Wright | Pasadena, CA | Richmond, VA | SEC-registered investment adviser |
| Nautilus Advisors LLC | Ladera Ranch, CA | La Jolla, CA | SEC-registered investment adviser |
| NB Alternatives Advisers LLC | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Neuberger Berman Investment Advisers LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| New Edge Wealth | Manhattan Beach, CA | Stamford, CT | SEC-registered investment adviser |
| New Mountain Capital, LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| New Mountain Credit CLO Advisers, L.L.C. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| New Mountain Finance Advisers, L.L.C. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| New State Capital Partners | Irvine, CA | New Rochelle, NY | SEC-registered investment adviser |
| Newedge Advisors | Beverly Hills, CA | New Orleans, LA | SEC-registered investment adviser |
| NFSG Corporation | San Clemente, CA | Boca Raton, FL | SEC-registered investment adviser |
| Northcoast Asset Management LLC | Los Angeles, CA | Stamford, CT | SEC-registered investment adviser |
| Northern Trust Securities, Inc | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Northmarq Fund Management, LLC | Los Angeles, CA | Lake Oswego, OR | SEC-registered investment adviser |
| Northwood Investors LLC | Los Angeles, CA | Denver, CO | SEC-registered investment adviser |
| Nuveen Asset Management, LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Octavia Wealth Advisors LLC | Los Angeles, CA | Cincinnati, OH | SEC-registered investment adviser |
| Offit Capital | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| OFS Capital Management, LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| OFS CLO Management II, LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| OFS CLO Management, LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| One Capital Management, LLC | Newport Beach, CA | Westlake Village, CA | SEC-registered investment adviser |
| One Rock Capital | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| One Wealth Capital Management, LLC | El Segundo, CA | Scottsdale, AZ | SEC-registered investment adviser |
| Oneamerica Securities, Inc. | Newport Beach, CA | Indianapolis, IN | SEC-registered investment adviser |
| Oneascent Financial Services LLC | Laguna Niguel, CA | Birmingham, AL | SEC-registered investment adviser |
| Onedigital | Irvine, CA | Overland Park, KS | SEC-registered investment adviser |
| Oppenheimer & Co. Inc. | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Osaic Wealth, Inc. | Irvine, CA | Scottsdale, AZ | SEC-registered investment adviser |
| Oxford Finance Advisors, LLC | Los Angeles, CA | Alexandria, VA | SEC-registered investment adviser |
| Pacific Capital | Newport Beach, CA | Corona, CA | SEC-registered investment adviser |
| Palatine Fund Advisors, LLC | Los Angeles, CA | Miami, FL | SEC-registered investment adviser |
| Park Avenue Securities LLC | Irvine, CA | New York, NY | SEC-registered investment adviser |
| Parsonex Advisory Services, Inc. | Orange, CA | Englewood, CO | SEC-registered investment adviser |
| Pathstone | Los Angeles, CA | Englewood, NJ | SEC-registered investment adviser |
| Pender Capital Management, LLC | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Pennantpark Investment Advisers, LLC | Santa Monica, CA | Miami Beach, FL | SEC-registered investment adviser |
| Penserra Global Investors LLC | Newport Beach, CA | Orinda, CA | SEC-registered investment adviser |
| Perigon Wealth Management, LLC | Irvine, CA | San Francisco, CA | SEC-registered investment adviser |
| PFG Advisors | Valencia, CA | Phoenix, AZ | SEC-registered investment adviser |
| Pgim Private Placement Investors, L.P. | Los Angeles, CA | Newark, NJ | SEC-registered investment adviser |
| Pgim, Inc. | Los Angeles, CA | Newark, NJ | SEC-registered investment adviser |
| PGP Advisors, LLC | Los Angeles, CA | Ketchum, ID | SEC-registered investment adviser |
| Pinebridge Investments LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Pinegrove Opportunity Partners, LLC | Century City, CA | San Francisco, CA | SEC-registered investment adviser |
| PKS Advisory Services, LLC | El Segundo, CA | Albany, NY | SEC-registered investment adviser |
| Planmember Securities Corporation | Los Angeles, CA | Carpinteria, CA | SEC-registered investment adviser |
| Planvest Financial, Inc. | Santa Monica, CA | Gaithersburg, MD | SEC-registered investment adviser |
| Point Olema Capital Partners, L.P. | Los Angeles, CA | San Francisco, CA | SEC-registered investment adviser |
| Portside Wealth Group, LLC | Los Angeles, CA | Provo, UT | SEC-registered investment adviser |
| PPC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| PPM America Inc | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Presidio Capital Management, LLC | Irvine, CA | San Diego, CA | SEC-registered investment adviser |
| Prime Capital Financial | Costa Mesa, CA | Overland Park, KS | SEC-registered investment adviser |
| Primerica Advisors | Burbank, CA | Duluth, GA | SEC-registered investment adviser |
| Principal Real Estate | Irvine, CA | Des Moines, IA | SEC-registered investment adviser |
| Proprietary Capital, LLC | Studio City, CA | Denver, CO | SEC-registered investment adviser |
| Prosperity - an Eisneramper Company | Pasadena, CA | Owings Mills, MD | SEC-registered investment adviser |
| Pure Financial Advisors, LLC | Brea, CA | San Diego, CA | SEC-registered investment adviser |
| Qbit Capital | Los Angeles, CA | Zurich, Switzerland | Exempt reporting adviser |
| Raine Capital LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Rampart Asset Management LLC | Irvine, CA | Stamford, CT | State-registered investment adviser |
| Raven Capital Management LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Raven Credit Capital Management LLC | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Raven Music Partners LLC | Santa Monica, CA | Palm Beach Gardens, FL | SEC-registered investment adviser |
| Raymond James & Associates, Inc. | Beverly Hills, CA | St. Petersburg, FL | SEC-registered investment adviser |
| RBC Capital Markets, LLC | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| RBC Rochdale, LLC | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Realta Investment Advisors, Inc | Granada Hills, CA | Wilmington, DE | SEC-registered investment adviser |
| Realterm | El Segundo, CA | Annapolis, MD | SEC-registered investment adviser |
| Rebalance LLC | Beverly Hills, CA | Palo Alto, CA | SEC-registered investment adviser |
| Redbird Capital Partners Management LLC | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Redding Ridge Asset Management (UK) LLP | El Segundo, CA | London, United Kingdom | SEC-registered investment adviser |
| Redding Ridge Asset Management LLC | El Segundo, CA | New York, NY | SEC-registered investment adviser |
| Redhawk Wealth Advisors, Inc. | Culver City, CA | Minneapolis, MN | SEC-registered investment adviser |
| Regal Investment Advisors LLC | San Dimas, CA | Kentwood, MI | SEC-registered investment adviser |
| Related Fund Management, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Retirement and Wealth at Alliant, LLC | Los Angeles, CA | Wayne, PA | SEC-registered investment adviser |
| Retirement Planners of America | El Segundo, CA | Plano, TX | SEC-registered investment adviser |
| RFG Advisory, LLC | Irvine, CA | Vestavia Hills, AL | SEC-registered investment adviser |
| Rialto Capital Management, LLC | Newport Beach, CA | Miami, FL | SEC-registered investment adviser |
| Rice Hall James & Associates LLC | Pasadena, CA | San Diego, CA | SEC-registered investment adviser |
| Ridgewood Investments | Beverly Hills, CA | Springfield, NJ | SEC-registered investment adviser |
| Rise Private Wealth Management | Irvine, CA | Bedford, NH | SEC-registered investment adviser |
| Rithm Capital Advisors LLC | Manhattan Beach, CA | New York, NY | SEC-registered investment adviser |
| Ritholtz Wealth Management | Manhattan Beach, CA | New York, NY | SEC-registered investment adviser |
| River Canyon Fund Management LLC | Los Angeles, CA | Dallas, TX | SEC-registered investment adviser |
| Robertson Stephens | Pasadena, CA | San Francisco, CA | SEC-registered investment adviser |
| Rockefeller Capital Management | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Rockefeller Capital Management | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Rockwood Capital, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Roseman Wagner Wealth Management | Newport Beach, CA | Rocklin, CA | SEC-registered investment adviser |
| Rosemont Equity Investment Fund GP LLC | Los Angeles, CA | New York, NY | Exempt reporting adviser |
| Royal Fund Management, LLC | Burbank, CA | Lady Lake, FL | SEC-registered investment adviser |
| Royal Palms Capital, LLC | Rolling Hills Estates, CA | Whitefish, MT | SEC-registered investment adviser |
| Rreef America L.L.C. | Costa Mesa, CA | Chicago, IL | SEC-registered investment adviser |
| RWA Wealth Partners | Costa Mesa, CA | Boston, MA | SEC-registered investment adviser |
| Sanctuary Advisors, LLC | Aliso Viejo, CA | Miami, FL | SEC-registered investment adviser |
| Sandton Capital Partners, LP | Burbank, CA | New York, NY | SEC-registered investment adviser |
| Sanford C. Bernstein & Co., LLC | Los Angeles, CA | Nashville, TN | SEC-registered investment adviser |
| Sapient Capital LLC | Los Angeles, CA | Indianapolis, IN | SEC-registered investment adviser |
| Savant Wealth Management | Fullerton, CA | Rockford, IL | SEC-registered investment adviser |
| Savvy | Orange, CA | New York, NY | SEC-registered investment adviser |
| SBJ Capital | Los Angeles, CA | Walnut Creek, CA | SEC-registered investment adviser |
| Schwab Wealth Advisory, Inc. | Irvine, CA | San Francisco, CA | SEC-registered investment adviser |
| SCS Capital Management LLC | Los Angeles, CA | Boston, MA | SEC-registered investment adviser |
| Seacrest Wealth Management, LLC | Newport Beach, CA | Purchase, NY | SEC-registered investment adviser |
| Seamount Financial Group Inc | Corona del Mar, CA | Colorado Springs, CO | SEC-registered investment adviser |
| Secure Asset Management, L.L.C. | Glendale, CA | Troy, MI | SEC-registered investment adviser |
| Senvest Management, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Sequoia Financial Group, L.L.C. | Irvine, CA | Akron, OH | SEC-registered investment adviser |
| Serenity Investment Advisors | Costa Mesa, CA | Chicago, IL | SEC-registered investment adviser |
| Shelter Wealth Strategies, LLC | Newport Beach, CA | Houston, TX | SEC-registered investment adviser |
| Shoten Capital LP | Marina del Rey, CA | Austin, TX | SEC-registered investment adviser |
| Siebert Advisornxt, LLC. | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Silver Point Capital, L.P. | Los Angeles, CA | Greenwich, CT | SEC-registered investment adviser |
| Silver Point Private Credit Fund Management, LLC | Los Angeles, CA | Greenwich, CT | SEC-registered investment adviser |
| Silver Point Specialty Credit Fund Management, LLC | Los Angeles, CA | Greenwich, CT | SEC-registered investment adviser |
| Silverpeak Real Estate Partners L.P. | San Clemente, CA | New York, NY | SEC-registered investment adviser |
| Snowden Capital Advisors LLC | Pasadena, CA | New York, NY | SEC-registered investment adviser |
| Sole Source Capital LLC | Santa Monica, CA | Dallas, TX | SEC-registered investment adviser |
| Southfield Capital LP | Beverly Hills, CA | Greenwich, CT | SEC-registered investment adviser |
| Sovran Advisors, LLC | Costa Mesa, CA | San Diego, CA | SEC-registered investment adviser |
| Sowell Management | Beverly Hills, CA | North Little Rock, AR | SEC-registered investment adviser |
| SPC | Irvine, CA | Ann Arbor, MI | SEC-registered investment adviser |
| Squarepoint OPS LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Star Mountain Fund Management, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Sterling Bay Capital Advisers, LLC | Newport Beach, CA | Chicago, IL | SEC-registered investment adviser |
| Stifel Independent Advisors, LLC | Pasadena, CA | St Louis, MO | SEC-registered investment adviser |
| Stifel, Nicolaus & Company, Incorporated | Irvine, CA | St Louis, MO | SEC-registered investment adviser |
| Strategic Blueprint, LLC | Irvine, CA | Atlanta, GA | SEC-registered investment adviser |
| Strategic Partners Fund Solutions Advisors L.P. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| Strategic Wealth Partners, Ltd. | Los Angeles, CA | Independence, OH | SEC-registered investment adviser |
| Stratos Technologies Capital Management LLC | Newport Beach, CA | Miami, FL | Exempt reporting adviser |
| Stratos Wealth Partners, Ltd | Irvine, CA | Beachwood, OH | SEC-registered investment adviser |
| STWD Investment Management, LLC | Los Angeles, CA | Miami Beach, FL | SEC-registered investment adviser |
| Summit Financial, LLC | Beverly Hills, CA | Parsippany, NJ | SEC-registered investment adviser |
| Summitry, LLC | Pasadena, CA | Foster City, CA | SEC-registered investment adviser |
| Sun Capital Advisors, L.P. | Los Angeles, CA | Boca Raton, FL | SEC-registered investment adviser |
| Sunamerica Asset Management, LLC | Woodland Hills, CA | New York, NY | SEC-registered investment adviser |
| SVB Asset Management | Irvine, CA | San Francisco, CA | SEC-registered investment adviser |
| SVB Wealth | Beverly Hills, CA | Boston, MA | SEC-registered investment adviser |
| Systematic Financial Management LP | Newport Beach, CA | Teaneck, NJ | SEC-registered investment adviser |
| TA Realty LLC | Newport Beach, CA | Boston, MA | SEC-registered investment adviser |
| Tamalpais Asset Management | Long Beach, CA | Larkspur, CA | SEC-registered investment adviser |
| Tayeh Capital Group | Santa Monica, CA | New York, NY | Exempt reporting adviser |
| Teleo Capital Management LLC | El Segundo, CA | Boise, ID | SEC-registered investment adviser |
| Tenaron Capital Management LP | Beverly Hills, CA | New York, NY | SEC-registered investment adviser |
| Thackeray Partners | Newport Beach, CA | Dallas, TX | SEC-registered investment adviser |
| The Ameriflex Group | Brea, CA | Las Vegas, NV | SEC-registered investment adviser |
| The Baldwin Group Wealth Advisors, LLC | Irvine, CA | Tampa, FL | SEC-registered investment adviser |
| The Caprock Group, LLC | Newport Beach, CA | Boise, ID | SEC-registered investment adviser |
| The Carlyle Group | Los Angeles, CA | Washington, DC | SEC-registered investment adviser |
| The Ensemble Team | Arcadia, CA | Seattle, WA | State-registered investment adviser |
| The L. Warner Companies, Inc | Beverly Hills, CA | Timonium, MD | SEC-registered investment adviser |
| The Mather Group, LLC | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| The Norden Group LLC | Newport Beach, CA | Provo, UT | SEC-registered investment adviser |
| The Riverside Company | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| The Strategic Financial Alliance | Foothill Ranch, CA | Atlanta, GA | SEC-registered investment adviser |
| The Sullivan Group | Laguna Niguel, CA | Roseville, CA | State-registered investment adviser |
| The Wealth Consulting Group | Agoura Hills, CA | Las Vegas, NV | SEC-registered investment adviser |
| The William Allan Corporation | Long Beach, CA | Fort Collins, CO | SEC-registered investment adviser |
| Threadline Wealth | Malibu, CA | Bellevue, WA | SEC-registered investment adviser |
| Thrivent Investment Management Inc. | Glendale, CA | Minneapolis, MN | SEC-registered investment adviser |
| TIAA-CREF Investment Management LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Tishman Speyer Properties, L.P. | Santa Monica, CA | New York, NY | SEC-registered investment adviser |
| TLG Advisors, Inc. | Laguna Hills, CA | Summit, NJ | SEC-registered investment adviser |
| TPG Angelo Gordon | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| TPG Global Advisors, LLC | Los Angeles, CA | Fort Worth, TX | SEC-registered investment adviser |
| Trajan Wealth, L.L.C. | Burbank, CA | Scottsdale, AZ | SEC-registered investment adviser |
| Transamerica Financial Advisors, LLC | Brea, CA | Philadelphia, PA | SEC-registered investment adviser |
| Trek Financial | San Clemente, CA | Scottsdale, AZ | SEC-registered investment adviser |
| Trinity Fund Advisors LLC | Beverly Hills, CA | Miami, FL | SEC-registered investment adviser |
| Tritonpoint Partners, LLC | Huntington Beach, CA | Chevy Chase, MD | SEC-registered investment adviser |
| Tucker Asset Management LLC | Irvine, CA | Littleton, CO | SEC-registered investment adviser |
| Turnbridge RE Fund Management Company I LLC | Corona del Mar, CA | New York, NY | SEC-registered investment adviser |
| U.S. Bancorp Advisors, LLC | Arcadia, CA | Saint Paul, MN | SEC-registered investment adviser |
| U.S. Bancorp Asset Management, Inc. | Irvine, CA | Minneapolis, MN | SEC-registered investment adviser |
| UBS Asset Management (americas) LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| UBS Financial Services Inc. | Beverly Hills, CA | Weehawken, NJ | SEC-registered investment adviser |
| UBS Realty Investors LLC | Los Angeles, CA | Hartford, CT | SEC-registered investment adviser |
| Ullico Investment Advisors, Inc. | Newport Beach, CA | Bethesda, MD | SEC-registered investment adviser |
| United Capital Financial Advisors | Newport Beach, CA | Irving, TX | SEC-registered investment adviser |
| United Planners' Financial Services of America a Limited Partner | Cypress, CA | Scottsdale, AZ | SEC-registered investment adviser |
| US Innovative Technology Capital Management, LLC | Pasadena, CA | Coraopolis, PA | SEC-registered investment adviser |
| USI Securities, Inc. | Irvine, CA | Glastonbury, CT | SEC-registered investment adviser |
| Valiant Capital Management, L.P. | Santa Monica, CA | San Francisco, CA | SEC-registered investment adviser |
| Valley Wealth Managers, Inc. | Beverly Hills, CA | Paramus, NJ | SEC-registered investment adviser |
| Valley Wealth Strategies, LLC | Dana Point, CA | Lodi, CA | SEC-registered investment adviser |
| Valmark Advisers, Inc. | Irvine, CA | Akron, OH | SEC-registered investment adviser |
| Vanderbilt Advisory Services | Calabasas, CA | Woodbury, NY | SEC-registered investment adviser |
| Vanguard Capital | Irvine, CA | Denver, CO | SEC-registered investment adviser |
| Veracity Capital LLC | Newport Beach, CA | Atlanta, GA | SEC-registered investment adviser |
| Verition Fund Management LLC | Newport Beach, CA | Greenwich, CT | SEC-registered investment adviser |
| Verity Asset Management | Fountain Valley, CA | Durham, NC | SEC-registered investment adviser |
| Verus Capital Partners, LLC | Encino, CA | Scottsdale, AZ | SEC-registered investment adviser |
| Vested Finance | El Segundo, CA | Durham, NC | SEC-registered investment adviser |
| Vibrant Capital Partners, Inc. | Rancho Palos Verdes, CA | New York, NY | SEC-registered investment adviser |
| Virtue Capital Management, LLC | Downey, CA | Brentwood, TN | SEC-registered investment adviser |
| Vision Investment Advisors, LLC | Laguna Beach, CA | Stamford, CT | SEC-registered investment adviser |
| Vision Ridge Partners, LLC | Costa Mesa, CA | Boulder, CO | SEC-registered investment adviser |
| Vontobel Swiss Financial Advisers | Los Angeles, CA | Zurich, Switzerland | SEC-registered investment adviser |
| VY Capital | Los Angeles, CA | Dubai, United Arab Emirates | Exempt reporting adviser |
| W&S Brokerage Services, Inc. | Cerritos, CA | Cincinnati, OH | SEC-registered investment adviser |
| Warana Capital, LLC | Los Angeles, CA | New York, NY | SEC-registered investment adviser |
| Washington Capital Management Inc | Dana Point, CA | Seattle, WA | SEC-registered investment adviser |
| Wealth Enhancement Advisory Services, LLC | Brea, CA | Plymouth, MN | SEC-registered investment adviser |
| Wealth Management | Brea, CA | Norfolk, NE | SEC-registered investment adviser |
| Wealth Watch Advisors, Inc | Artesia, CA | Englewood, CO | SEC-registered investment adviser |
| Wells Fargo Advisors | El Segundo, CA | St. Louis, MO | SEC-registered investment adviser |
| Westport Capital Partners LLC | El Segundo, CA | Darien, CT | SEC-registered investment adviser |
| Wilkinson Global Asset Management LLC | Malibu, CA | New York, NY | SEC-registered investment adviser |
| William Blair & Company L.L.C. | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
| Williams & Novak Wealth Management, LLC | Newport Beach, CA | Westlake Village, CA | SEC-registered investment adviser |
| Wilmington Trust Investment Advisors, Inc. | Los Angeles, CA | Wilmington, DE | SEC-registered investment adviser |
| Wilshire Quinn Capital, Inc. | Los Angeles, CA | San Diego, CA | SEC-registered investment adviser |
| Withum Wealth Management | Irvine, CA | Red Bank, NJ | SEC-registered investment adviser |
| World Equity Group, Inc. | Irvine, CA | Schaumburg, IL | SEC-registered investment adviser |
| World Investment Advisors, LLC | Irvine, CA | Lincroft, NJ | SEC-registered investment adviser |
| Worthpointe | Newport Beach, CA | La Jolla, CA | SEC-registered investment adviser |
| X Advisors, LLC | Encino, CA | Santa Maria, CA | SEC-registered investment adviser |
| Xebec Asset Management, LLC | Seal Beach, CA | Dallas, TX | SEC-registered investment adviser |
| Your IA, LLC | Irvine, CA | St. George, UT | SEC-registered investment adviser |
| Zacks Investment Management, Inc. | Los Angeles, CA | Chicago, IL | SEC-registered investment adviser |
Firms with an office here that publish no principal office location
These 15 firms list an office in Los Angeles, CA on Form ADV, but their filings give no principal office location, so where they are headquartered is not known. They are not in the count above.
| Firm | Office | Registration |
|---|---|---|
| 724 Capital, LLC | Glendora, CA | SEC-registered investment adviser |
| Atlas | El Segundo, CA | SEC-registered investment adviser |
| Caerus Investment Advisors, LLC | South Pasadena, CA | SEC-registered investment adviser |
| Cestrian Capital Research, Inc | Newport Beach, CA | SEC-registered investment adviser |
| Concert Investment Advisory LLC | Monterey Park, CA | SEC-registered investment adviser |
| Emergent Strategic Partners, LLC | Beverly Hills, CA | SEC-registered investment adviser |
| Enea Capital, LLC | Los Angeles, CA | Exempt reporting adviser |
| Latitude Advisors, LLC | Newport Beach, CA | SEC-registered investment adviser |
| ROD Capital Management, LLC | Venice, CA | Exempt reporting adviser |
| Stonehenge Retirement Planners | Laguna Hills, CA | SEC-registered investment adviser |
| T&T Capital Management | Coto de Caza, CA | SEC-registered investment adviser |
| Tactivest, LLC | Beverly Hills, CA | SEC-registered investment adviser |
| Twin Peaks Wealth Advisors | El Seguendo, CA | SEC-registered investment adviser |
| Veritas Wealth Partners, LLC | Newport Beach, CA | SEC-registered investment adviser |
| Wellth Advisory Services, LLC | Palos Verdes, CA | SEC-registered investment adviser |
Source: Form ADV, Schedule D, Section 1.F (other offices), from each firm's most recent filing that lists its offices, within the last 18 months. City and state only. A listed office is where the firm reports conducting advisory business. SEC-registered firms and exempt reporting advisers list only their 25 largest offices, so this is a floor, not a full count.
Cite this page
AdvisorCensus. Advisory firms with an office in Los Angeles, CA, headquartered elsewhere. https://advisorcensus.com/advisors/ca/los-angeles/branch-offices https://advisorcensus.com/advisors/ca/los-angeles/branch-offices