AdvisorCensus / Financial advisors / Texas / Houston / KA Fund Advisors, LLC
KA Fund Advisors, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.
Quick answers
From the filingHow is KA Fund Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), KA Fund Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is KA Fund Advisors, LLC located?
KA Fund Advisors, LLC's principal office is in Houston, TX, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is KA Fund Advisors, LLC registered with the SEC or a state?
KA Fund Advisors, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 141037.
How much does KA Fund Advisors, LLC manage?
KA Fund Advisors, LLC reports $3,188,024,827 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).
How have KA Fund Advisors, LLC's assets and staff changed since 2021?
In the Form ADV data for KA Fund Advisors, LLC: Regulatory assets under management: $1,707,043,000 in the October 2021 data and $3,188,024,827 in the October 2026 data, up 87%. Total employees: 59 in October 2021 and 38 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does KA Fund Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does KA Fund Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141037
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$3,188,024,827 as of October 2026, filing dated March 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2006 (20 years)
- Employees
- Total: 38. Performing investment advisory functions: 10.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $3,188,024,827 | 38 | March 10, 2026 |
| October 2025 | $3,262,749,174 | 38 | February 26, 2025 |
| October 2024 | $2,383,985,053 | 40 | March 12, 2024 |
| October 2023 | $2,499,724,000 | 58 | June 16, 2023 |
| October 2022 | $1,618,946,000 | 59 | March 23, 2022 |
| October 2021 | $1,707,043,000 | 59 | July 27, 2021 |
Regulatory assets under management: $1,707,043,000 in the October 2021 data and $3,188,024,827 in the October 2026 data, up 87%.
Total employees: 59 in October 2021 and 38 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. KA Fund Advisors, LLC (CRD 141037): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ka-fund-advisors-llc-houston-tx-141037