Sovran Advisors, LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated March 27, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$1,874,347,252 as of October 2026, filing dated September 14, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)

Also doing business as

AIMPOINT WEALTH MANAGEMENT, COLLEGE PLANNING AMERICA, COMPASS CAPITAL, CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS, DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS, ECLIPSE FINANCIAL ADVISORS, EMPIRE PRIVATE WEALTH, ENVISAGE WEALTH MANAGEMENT, FINANCIAL HAUS, GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES, INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS, J. SPENCER JONES WEALTH MANAGEMENT, OLIRIA FINANCIAL, OMEGA WEALTH STRATEGIES WEALTH MANAGEMENT & INSURANCE SERVICES, PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES, PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES, PINDER & NEIMEYER FINANCIAL, PLR WEALTH MANAGEMENT, SOVRAN PARTNERS, THE FINANCIAL COLLECTIVE, WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES, WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES, WEALTHPOINTE ADVISORS

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2024 (2 years)

Employees

Total: 64. Performing investment advisory functions: 60.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Cetera Investment Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

6 other offices, as of the October 2026 filing

Costa Mesa, CAPasadena, CAPetaluma, CARancho Cucamonga, CAWest Covina, CAWoodland Hills, CA

States registered or notice-filed

33 states or jurisdictions

AZCACOCTDCFLGAHIIDILINLAMAMDMIMNMONCNENHNJNMNVNYOHORPASCTNTXUTVAWA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $841,576,392 in the October 2024 data and $1,874,347,252 in the October 2026 data, up 123%.

Total employees: 45 in October 2024 and 64 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • No longer lists the business name Empire Wealth Management.
   • Added the business name Empire Private Wealth.
   • Added the business name College Planning America.
   • Added the business name Aimpoint Wealth Management.
   • Registered or notice-filed in DC.
2. April 2026
   • Regulatory assets under management went from $1,308,617,291 to $1,874,347,252 (+43%).
   • Employees performing advisory functions went from 53 to 60.
   • Added the business name PLR Wealth Management.
   • Added the business name Empire Wealth Management.
   • Added the business name Omega Wealth Strategies Wealth Management & Insurance Services.
   • Added an office in Petaluma, CA.
   • Added an office in Rancho Cucamonga, CA.
   • No longer lists an office in San Diego, CA.
3. December 2025
   • Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.B(1)).
   • Registered or notice-filed in NM.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.