Brookwood Investment Group

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Account minimum: None (the brochure says it may be waived or negotiated)

As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$1,252,366,250 as of October 2026, filing dated March 31, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Legal name

Brookwood Investment Group LLC

Also doing business as

APO FINANCIAL, BLACK WEALTH FINANCIAL, BREESE FINANCIAL GROUP, BURGESSER WEALTH MANAGEMENT, CK WEALTH MANAGEMENT GROUP, COMPASS WEALTH STRATEGIES, CONSORTIUM OF WEALTH ADVISORS, DOVETAIL CAPITAL MANAGEMENT LLC, EHILL FINANCIAL GROUP, EVANS FINANCIAL GROUP, FOCAL POINT FINANCIAL SERVICES, HEARTFELT FINANCIAL SOLUTIONS, LLC, INNOVATIVE PLANNING PARTNERS, JNORTH FINANCIAL, LAUREL WEALTH SOLUTIONS, LIVE LIFE WELL FINANCIAL, MARTIN SHAPIRO FINANCIAL SERVICES, METROKAS-KAMISON ASSOCIATES, NEW CENTURY CAPITAL MANAGEMENT, NICOLAYSEN WEALTH PARTNERS, NVISION WEALTH, REDWOOD PRIVATE WEALTH, STRATEGIC ASSET MANAGEMENT, STRATEGIC ASSET PRESERVATION, INC., THE RETIREMENT ASSET MANAGEMENT GROUP, TRAKAS FINANCIAL, VET WEALTH, YATRA WEALTH DESIGN, YOUR FINANCIAL PLANNER

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2021 (4 years)

Employees

Total: 24. Performing investment advisory functions: 22.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

5 other offices, as of the April 2026 filing

Beverly Hills, CANewport Beach, CATempe, AZWarick, RIWestminster, CO

States registered or notice-filed

46 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWI

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $0 in the October 2022 data and $1,252,366,250 in the October 2026 data.

Total employees: 2 in October 2022 and 24 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. April 2026
   • No longer lists the business name The Alchemists.
   • No longer lists the business name Nvision.
   • Added the business name The Retirement Asset Management Group.
   • Added the business name Heartfelt Financial Solutions, LLC.
   • Added the business name Martin Shapiro Financial Services.
   • Added the business name New Century Capital Management.
   • Added the business name Focal Point Financial Services.
   • Added the business name Consortium of Wealth Advisors.
   • Added the business name Metrokas-Kamison Associates.
   • Added the business name Strategic Asset Management.
   • Added the business name Nicolaysen Wealth Partners.
   • Added the business name Compass Wealth Strategies.
   • Added the business name Live Life Well Financial.
   • Added the business name Your Financial Planner.
   • Added the business name Breese Financial Group.
   • Added the business name Black Wealth Financial.
   • Added the business name Evans Financial Group.
   • Added the business name Ehill Financial Group.
   • Added the business name Trakas Financial.
   • Added the business name Jnorth Financial.
   • Added the business name Nvision Wealth.
   • Added the business name VET Wealth.
   • Employees performing advisory functions went from 24 to 22.
   • Regulatory assets under management went from $1,064,198,265 to $1,252,366,250 (+18%).
   • Registered or notice-filed in AK, AL, AR, DC, HI, KY, ME, MT, NE, NM, OK, UT, WA, WI.
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.