Redhawk Wealth Advisors, Inc.

• A percentage of assets under your management
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states)

As stated in the firm's Form ADV Part 2A brochure dated April 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$1,456,218,697 as of October 2026, filing dated September 23, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)

Also doing business as

ACE TAX & FINANCIAL, ALINK CAPITAL PRESERVATION AND RISK MANAGEMENT, LLC, ALINK CAPTIVE INSURANCE SERVICES, ALLIANCE FINANCIAL GROUP, ANNUITY BENEFITS COUNSELORS, INC., ATLAS WEALTH MANAGEMENT, CLEAR FINANCIAL STRATEGIES, LLC, CRITERIUM FINANCIAL ADVISORS, LTD., DI FIDUCIA LLC, EQUITY FINANCIAL GROUP, FINANCIAL FITNESS GROUP, LLC, FINANCIAL INDEPENDENCE TEAM, LLC, FOCUSED FINANCIAL SOLUTIONS, ILUMA FINANCIAL PARTNERS, JAMES C NEATHERY & ASSOCIATES, K & A WEALTH ADVISORS, KEEP YOUR WEALTH LLC, KINGDOM CALLING, LANGE FINANCIAL ADVISORS, INC., NUVO WEALTH, PATTEN FINANCIAL GROUP, LLC, RETIREMENT VISIONS, SCOTT GREENAMEYER WEALTH ADVISOR, SIS SERVICES, TAN FINANCIAL SOLUTIONS, TCG PROSPERITY, THE FINANCIAL LEGACY GROUP, THE WITTMAN GROUP, INC., THOMPSON WEALTH MANAGEMENT, WEALTH STRONG LIFE SOLUTIONS, WEST END WEALTH MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2008 (18 years)

Employees

Total: 55. Performing investment advisory functions: 47.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

28 other offices, as of the October 2026 filing

Alvarado, TXCary, NCCedar Park, TXCulver City, CADavenport, IADel Mar, CAEnid, OKFarmington, CTFlint, MIFranklin, TNGreenwood, INHamilton, OHHenderson, NVHendersonville, TNHermantown, MNIrvine, CALas Vegas, NVLincolnshire, ILLittleton, COMaricopa, AZMinneapolis, MNOakland, CAOklahoma City, OKParker, COPonte Vedra, FLValparaiso, INWest Hartford, CTWilkes-Barre, PA

States registered or notice-filed

48 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $1,419,018,385 in the October 2021 data and $1,456,218,697 in the October 2026 data, up 3%.

Total employees: 41 in October 2021 and 55 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. July 2026
   • No longer lists the business name Top Rank Advisors LLC.
   • No longer lists an office in Raleigh, NC.
2. June 2026
   • Added an office in Oklahoma City, OK.
3. May 2026
   • No longer lists the business name Origin Financial Group LLC.
   • No longer lists an office in Honolulu, HI.
4. April 2026
   • Added the business name Financial Fitness Group, LLC.
   • Regulatory assets under management went from $1,837,536,390 to $1,456,218,697 (-21%).
   • Changed its office addresses in Hermantown, MN.
   • Changed its office addresses in Littleton, CO.
   • Added an office in Franklin, TN.
   • Added an office in Las Vegas, NV.
   • Added an office in West Hartford, CT.
   • Added an office in Wilkes-Barre, PA.
   • No longer lists an office in Eagan, MN.
   • No longer lists an office in Oklahoma City, OK.
   • Registered or notice-filed in MT, RI.
5. December 2025
   • Registered or notice-filed in ID.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.