AdvisorCensus / Financial advisors / California / Riverside / KWB Wealth
KWB Wealth is an SEC-registered investment advisory firm in Redlands, CA, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 14, 2026.
Quick answers
From the filingHow is KWB Wealth compensated?
On its Form ADV (Item 5.E, October 2026), KWB Wealth reports these compensation arrangements: a percentage of assets under its management.
Where is KWB Wealth located?
KWB Wealth's principal office is in Redlands, CA, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is KWB Wealth registered with the SEC or a state?
KWB Wealth is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 300921.
How much does KWB Wealth manage?
KWB Wealth reports $1,234,634,396 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).
How have KWB Wealth's assets and staff changed since 2021?
In the Form ADV data for KWB Wealth: Regulatory assets under management: $634,485,317 in the October 2021 data and $1,234,634,396 in the October 2026 data, up 95%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does KWB Wealth serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,055); high net worth individuals (880); pension and profit sharing plans (but not the plan participants or government pension plans) (18).
Which custodians does KWB Wealth use?
KWB Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.
Does KWB Wealth report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300921
What changed in KWB Wealth's recent Form ADV filings?
In the August 2026 filing data: Registered or notice-filed in OH, SC, TN, VA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated February 11, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$1,234,634,396 as of October 2026, filing dated July 14, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 10. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2026 filing
- States registered or notice-filed
-
22 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,234,634,396 | 10 | July 14, 2026 |
| October 2025 | $1,007,038,888 | 11 | July 22, 2025 |
| October 2024 | $853,932,170 | 9 | July 12, 2024 |
| October 2023 | $699,769,605 | 9 | September 25, 2023 |
| October 2022 | $775,495,218 | 12 | February 22, 2022 |
| October 2021 | $634,485,317 | 10 | August 13, 2021 |
Regulatory assets under management: $634,485,317 in the October 2021 data and $1,234,634,396 in the October 2026 data, up 95%.
Total employees: 10 in October 2021 and 10 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Registered or notice-filed in OH, SC, TN, VA.
- May 2026
- Registered or notice-filed in MO, NC.
- March 2026
- Employees performing advisory functions went from 11 to 8.
- Registered or notice-filed in NY.
- December 2025
- Employees performing advisory functions went from 10 to 11.
- Regulatory assets under management went from $1,007,038,888 to $1,183,311,819 (+18%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. KWB Wealth (CRD 300921): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/kwb-wealth-redlands-ca-300921