AdvisorCensus / Financial advisors / New York / New York / Rithm Capital Advisors LLC
Rithm Capital Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 27, 2026.
Quick answers
From the filingHow is Rithm Capital Advisors LLC compensated?
On its Form ADV (Item 5.E, October 2026), Rithm Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Rithm Capital Advisors LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Rithm Capital Advisors LLC located?
Rithm Capital Advisors LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Rithm Capital Advisors LLC registered with the SEC or a state?
Rithm Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334244.
How much does Rithm Capital Advisors LLC manage?
Rithm Capital Advisors LLC reports $825,668,609 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary).
How have Rithm Capital Advisors LLC's assets and staff changed since 2025?
In the Form ADV data for Rithm Capital Advisors LLC: Regulatory assets under management: $274,120,550 in the October 2025 data and $825,668,609 in the October 2026 data, up 201%. Total employees: 30 in October 2025 and 73 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Rithm Capital Advisors LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).
Does Rithm Capital Advisors LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334244
What changed in Rithm Capital Advisors LLC's recent Form ADV filings?
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1% of assets a year (the maximum the brochure states)
The brochure's wording
the Firm will generally be entitled to receive a management fee or similar compensation (a “Management Fee”) from limited partners of the relevant Fund (“Limited Partners”) equal to a percentage up to 1% per annum based on net asset value, actively invested capital or such other measure as set forth in the applicable Fund Documents
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$825,668,609 as of October 2026, filing dated August 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 73. Performing investment advisory functions: 21.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the September 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $825,668,609 | 73 | August 27, 2026 |
| October 2025 | $274,120,550 | 30 | March 31, 2025 |
Regulatory assets under management: $274,120,550 in the October 2025 data and $825,668,609 in the October 2026 data, up 201%.
Total employees: 30 in October 2025 and 73 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $274,120,550 to $825,668,609 (+201%).
- Employees performing advisory functions went from 10 to 21.
- Added an office in Manhattan Beach, CA.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rithm Capital Advisors LLC (CRD 334244): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rithm-capital-advisors-llc-new-york-ny-334244