Diversify Advisory Services, LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated March 18, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$4,648,787,397 as of October 2026, filing dated September 18, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Selection of other advisers (including private fund managers)

Also doing business as

ASHLAND PACIFIC, BOSTON WEALTH ADVISOR GROUP, BRIDGE EQUITIES, BUTLER FINANCIAL ADVISORS, CAPATA FINANCIAL, CIPOLLA FINANCIAL ADVISORS, CITY CENTER WEALTH ADVISORS, DARK HORSE PRIVATE WEALTH, EVERGREEN ADVISOR GROUP, FINANCIAL RESOURCES INC., FIRST FINANCIAL CENTER OF DALLAS, GLIDE FINANCIAL GROUP, GLOBAL WEALTH PARTNERS, INC., GRADY CAPITAL GROUP, GRIFFIN WEALTH PARTNERS, GROVE WEALTH ADVISORS, HARDING FINANCIAL & INSURANCE, ICONA WEALTH, INPAC WEALTH, INVENTA WEALTH ADVISORS, KLK CAPITAL MANAGEMENT, LLC, LIVE OAK INVESTMENT PARTNERS, LONGHORN FINANCIAL, MARCH FORWARD, MINSKY FINANCIAL GROUP, LLC, NUCLEUS FINANCIAL GROUP, PARKVIEW WEALTH ADVISORS, PLATINUM WEALTH GROUP, PROVIDENCE WEALTH ADVISORS, RESILIENT WEALTH MANAGEMENT, RIVER FINANCIAL GROUP, ROCKY MOUNTAIN WEALTH ADVISORS, SPARK FINANCIAL SERVICE, THS PRIVATE FAMILY OFFICE, WESTERMAN FINANCIAL, WESTRIDGE WEALTH STRATEGIES

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2023 (3 years)

Employees

Total: 206. Performing investment advisory functions: 110.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Fidelity Brokerage Services LLCRBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

30 other offices, as of the October 2026 filing

Bethlehem, PABurlington, MADallas, TXDecatur, ALDover, DEDurango, COGreenville, SCHilo, HIHonolulu, HIIrvine, CAKirkland, WALaguna Niguel, CALewes, DELogan, UTLos Angeles, CAManhattan Beach, CAMedford, ORNewport Beach, CAOrange, CAOrem, UTPocatello, IDRancho Santa Fe, CARockland, MARound Rock, TXSalt Lake City, UTSan Jose, CASandy, UTSanta Rosa, CAThatcher, AZWindsor, CO

States registered or notice-filed

51 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $2,009,732,330 in the October 2023 data and $4,648,787,397 in the October 2026 data, up 131%.

Total employees: 156 in October 2023 and 206 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • Added the business name Westerman Financial.
   • Added the business name Minsky Financial Group, LLC.
2. September 2026
   • No longer lists the business name The Crestwell Group.
   • No longer lists the business name Serratelli Financial Group.
   • No longer lists the business name Rancho Private Wealth.
   • No longer lists the business name Gomez Corp.
   • No longer lists the business name Advanced Wealth Strategies Group.
   • Added the business name Dark Horse Private Wealth.
3. August 2026
   • Added the business name River Financial Group.
   • Added the business name Live Oak Investment Partners.
4. July 2026
   • No longer lists the business name Inpac Wealth Solutions.
   • Added the business name Inpac Wealth.
5. April 2026
   • No longer lists the business name Key Advisors Wealth Management LLC.
   • No longer lists the business name Animas Capital Management LLC.
   • No longer lists the business name Diversify Advisor Network.
   • No longer lists the business name Diversify, Inc..
   • Employees performing advisory functions went from 94 to 110.
   • Regulatory assets under management went from $3,206,698,268 to $4,648,787,397 (+45%).
6. February 2026
   • Added the business name Resilient Wealth Management.
7. November 2025
   • Added the business name Longhorn Financial.
   • Added the business name Harding Financial & Insurance.
   • Added an office in Burlington, MA.
   • Added an office in Rockland, MA.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.