Advisory Services Network

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: $25,000 (the brochure says it may be waived or negotiated)

As stated in the firm's Form ADV Part 2A brochure dated March 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$10,595,714,037 as of October 2026, filing dated October 1, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Selection of other advisers (including private fund managers)

Legal name

Advisory Services Network, LLC

Also doing business as

4P WEALTH TRUST, 5TH WORLD FINANCIAL ADVISORS, ACTUS CAPITAL MANAGEMENT, ACUITY WEALTH ADVISORS, ADVANCED INVESTMENT MANAGEMENT, ALKEMI CAPITAL, ALPEN WEALTH ADVISORY GROUP, ALPINE PEAKS ADVISORS, ANALYTICAL CAPITAL, ANCHOR PRIVATE PLANNING, ANGLIN INVESTMENT PARTNERS, APEX CAPITAL WEALTH MANAGEMENT, APG CAPITAL ASSET MANAGEMENT, APIS FINANCIAL PLANNING, APPLEBY YUDENFREUN WEALTH MANAGEMENT & CONSULTING, ARELLANO FINANCIAL PARTNERS, ARGENTORA WEALTH MANAGEMENT, ARN WEALTH MANAGEMENT, ASN, ASSOCIATED CAPITAL ADVISORS, AVANTIS CAPITAL MANAGEMENT, BALANCED WEALTH ADVISORS, BARRINGTON FINANCIAL ADVISORS, BAY REEF CAPITAL, BAYSWATER CAPITAL, BECKLEY, WHITENER & WETMORE WEALTH ADVISORS, BELLE VIEW WEALTH, BLACKWOOD WEALTH MANAGEMENT, BLUEWATER INVESTMENT STRATEGIES, BOGAR LK ADVISORY SERVICES, BRANCHES+ROOTS INVESTMENT MANAGEMENT, BRUCE WEALTH GROUP, CAMPBELL HARNESS CAPITAL WEALTH MANAGEMENT, CLEAR PATH FINANCIAL SERVICES, COURTNEY WEALTH ADVISORS, CROSSWIND INVESTMENTS, CROWN WEALTH MANAGEMENT, CZ ADVISORY & CONSULTING, DAHLIA FINANCIAL, DAKOTA WEALTH, DALTON WEALTH MANAGEMENT, DARWIN, DEER CREEK CAPITAL, DKP WEALTH, DREW CAPITAL MANAGEMENT, DSP WEALTH STRATEGIES, DUET WEALTH MANAGEMENT, ENHANCE WEALTH, EQUABLE PORTFOLIO MANAGEMENT, EVERGREEN WEALTH MANAGEMENT, EVERSTRONG ADVISORS, FALLOWBREAK FINANCIAL PLANNING, FANNO CAPITAL MANAGEMENT, FIDUCIARY PRIVATE WEALTH, FIVE POINTS ADVISORY, FLEMING INVESTMENT MANAGEMENT, FND WEALTH MANAGEMENT, FOOTHILLS CAPITAL MANAGEMENT, GARRARD WEALTH MANAGEMENT, GOLDEN LEGACY WEALTH ADVISORS, GOTTHOLD WEALTH MANAGEMENT, GRAYSTONE PLANNING, GREENBERG WEALTH MANAGEMENT, GREER CAPITAL, HARRELL CAPITAL MANAGEMENT, HARRIS WEALTH MANAGEMENT, HIGH POINT PRIVATE, HLK ASSET MANAGEMENT, HOWARD FINANCIAL SERVICES, IHS CAPITAL MANAGEMENT, INFLECTION POINT WEALTH ADVICE, INTELLIPLAN ADVISORS, INTUITIVE WEALTH ADVISORS, IRONWOOD WEALTH MANAGEMENT, JOHNSON LANE ADVISORY PARTNERS, JOYCE WEALTH ADVISORY, JUDGE ASSET MANAGEMENT, JUNIPER INVESTMENT & FINANCIAL PLANNING, KARP ASSET MANAGEMENT, KNOX & DOWNING ADVISORS, KORADE WEALTH MANAGEMENT, KUHN WEALTH ADVISORS, LANDERS ADVISORY SERVICES, LEGACY CAPITAL, LICHTMAN INVESTMENT ADVISORS, LIFSG WEALTH MANAGEMENT, LIGHTHOUSE INVESTMENTS, LONE PINE ADVISORY SERVICES, M6 WEALTH, MAKKAI CAPITAL GROUP, MALLOCH WEALTH MANAGEMENT, MAP STRATEGIC WEALTH ADVISORS, MARKET TRENDS ADVISORY, MCCLELLAN WEALTH MANAGEMENT, MCLAUGHLIN WEALTH MANAGEMENT, MHM CAPITAL MANAGEMENT, MILLER FINANCIAL, MMX WEALTH PARTNERS, NOBLECREST WEALTH MANAGEMENT, NORTHSHORE WEALTH ADVISORS, OAKMONT FINANCIAL PARTNERS, OHANA FINANCIAL PLANNING, OHIO VALLEY WEALTH MANAGEMENT, PALMETTO PRIVATE WEALTH, PARO WEALTH MANAGEMENT, PFLEGER FINANCIAL SERVICES, PIPER WEALTH MANAGEMENT, PLATINUM WEALTH ADVISORS, POINT BREAK PLANNING, PRIVATE CLIENT GROUP, PRIVATE RIDGE WEALTH MANAGEMENT, PROVIDENCE WEALTH MANAGEMENT, PRS INVESTMENT ADVISORS, PRUMO WEALTH MANAGEMENT, QUEEN CITY CAPITAL, REAGAN WEALTH, REDSTONE PRIVATE WEALTH, REIDER CAPITAL MANAGEMENT, RETIRE ORLANDO, RICHTER WEALTH ADVISORY, ROBERTS PRIVATE WEALTH, ROCK HARBOR WEALTH MANAGEMENT, ROSWELL ASSET MANAGEMENT, RUNYAN WEALTH MANAGEMENT, SAMRA WEALTH MANAGEMENT, SENTRY ADVISERS, SIENA PRIVATE WEALTH, SIERRA PRIVATE WEALTH, SIMON & SIMON WEALTH MANAGEMENT, SMARTE INVESTMENTS, SMG FINANCIAL, SONG WEALTH MANAGEMENT, SONTERRA WEALTH MANAGEMENT, SOUND ADVICE FINANCIAL, SPRINGER FINANCIAL SERVICES, ST. MATTHEWS INVESTORS, STOMATA CAPITAL PRIVATE WEALTH MANAGEMENT, STONEVALE WEALTH ADVISORS, STRATEGIC WEALTH MANAGEMENT, SWM, SYCAMORE WEALTH MANAGEMENT, TENET WEALTH MANAGEMENT, TERRA STONE WEALTH MANAGEMENT, THE FINANCE PLANNER, THE WEALTH TENDERS, THORVEST INVESTMENT MANAGEMENT, TK ADVISORY, TOWNSEND FINANCIAL LIFE MANAGEMENT, TQL WEALTH MANAGEMENT, TWIN LIGHTS INVESTMENT ADVISORS, TWO TALENTS CAPITAL MANAGEMENT, U.S. ASSET MANAGEMENT, VALOREN ADVISORS, VALOREN SMARTE WEALTH ADVISORS, VERACITY CAPITAL MANAGEMENT, VH WEALTH ADVISORS, WATER STREET FINANCIAL, WAY CAPITAL MANAGEMENT, WEALTH TRANSITION FINANCE, WEALTHPATH FINANCIAL PLANNING, WEST STREET FINANCIAL, WILLIAMS WEALTH ADVISORS, WILLIAMS WEALTH MANAGEMENT, WOODWARD AVE WEALTH ADVISORS, WR CAPITAL, WTF, WTIFS, YOUR RIA, ZHU WEALTH MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2010 (16 years)

Employees

Total: 268. Performing investment advisory functions: 247.

Wrap fee program participation

Yes.

Other offices (Schedule D, Section 1.F)

24 other offices, as of the October 2026 filing

Alexandria, VAAtlanta, GABartlesville, OKBrentwood, TNCamden, SCCastle Rock, COColumbia, SCCovington, LADakota Dunes, SDGreenville, SCHickory, NCJackson, MSLandrum, SCLansdale, PALexington, KYLos Angeles, CAMoorestown, NJNorth Richland Hills, TXOverland Park, KSPasadena, CASpringdale, ARWeatherford, TXWest Hartford, CTWheeling, WV

States registered or notice-filed

49 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

4 Reports 4 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
• 11.E(4) Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $4,433,167,193 in the October 2021 data and $10,595,714,037 in the October 2026 data, up 139%.

Total employees: 172 in October 2021 and 268 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • Added the business name Point Break Planning.
2. September 2026
   • No longer lists the business name Intentional Wealth Planning.
   • Added the business name Stomata Capital Private Wealth Management.
   • Added the business name Prumo Wealth Management.
   • Added the business name Palmetto Private Wealth.
   • Added the business name Noblecrest Wealth Management.
   • Added the business name Lifsg Wealth Management.
   • Added the business name Dakota Wealth.
   • Added the business name Dahlia Financial.
   • Added the business name Avantis Capital Management.
   • Added the business name 5th World Financial Advisors.
   • Added an office in Atlanta, GA.
   • Added an office in Dakota Dunes, SD.
   • No longer lists an office in Fort Atkinson, WI.
   • No longer lists an office in Raleigh, NC.
3. August 2026
   • No longer lists the business name R. Meier Wealth Management.
   • No longer lists the business name Olde Raleigh Financial Group.
   • No longer lists the business name Kenetex Wealth Management.
   • Added the business name Roberts Private Wealth.
   • Added the business name Fallowbreak Financial Planning.
   • Added the business name Apis Financial Planning.
4. July 2026
   • No longer lists the business name Ascentis Family Wealth.
   • Added the business name TK Advisory.
   • Added the business name Sierra Private Wealth.
   • Added the business name Belle View Wealth.
   • Updated its list of owners and control persons (Schedule A).
5. April 2026
   • Regulatory assets under management went from $8,619,812,562 to $10,595,714,037 (+23%).
   • Employees performing advisory functions went from 208 to 247.
   • Changed its office addresses in Landrum, SC.
   • Changed its office addresses in Moorestown, NJ.
   • Changed its office addresses in Wheeling, WV.
   • Added an office in Jackson, MS.
   • Added an office in Lexington, KY.
   • Added an office in North Richland Hills, TX.
   • Added an office in Pasadena, CA.
   • Added an office in Springdale, AR.
   • Added an office in West Hartford, CT.
   • No longer lists an office in Gainesville, GA.
   • No longer lists an office in Hickory, NC.
   • No longer lists an office in Kinderhook, NY.
   • No longer lists an office in North Hampton, NH.
   • No longer lists an office in Southlake, TX.
   • No longer lists an office in West Palm Beach, FL.
6. March 2026
   • Added the business name ARN Wealth Management.
   • Added the business name Golden Legacy Wealth Advisors.
   • No longer lists the business name Dakota Wealth.
   • Added an office in Lansdale, PA.
   • No longer lists an office in Souderton, PA.
7. February 2026
   • Added the business name Dakota Wealth.
   • Added the business name Redstone Private Wealth.
   • No longer lists the business name Baytrust Wealth Management.
   • No longer lists the business name Bell Capital Group.
   • No longer lists the business name Hilltop Wealth Management.
   • No longer lists the business name Investment Planning Solutions.
8. January 2026
   • Added the business name Dalton Wealth Management.
   • Added the business name Your RIA.
9. December 2025
   • Added the business name Queen City Capital.
10. November 2025
    • Added the business name Ascentis Family Wealth.
    • No longer lists the business name Kline Private Wealth.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.