AdvisorCensus / Financial advisors / District of Columbia / Washington / Planvest Financial, Inc.
Planvest Financial, Inc. is an SEC-registered investment advisory firm in Gaithersburg, MD, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 23, 2026.
Quick answers
From the filingHow is Planvest Financial, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Planvest Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Planvest Financial, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Planvest Financial, Inc. located?
Planvest Financial, Inc.'s principal office is in Gaithersburg, MD, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Planvest Financial, Inc. registered with the SEC or a state?
Planvest Financial, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 290306.
How much does Planvest Financial, Inc. manage?
Planvest Financial, Inc. reports $175,860,431 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary).
How have Planvest Financial, Inc.'s assets and staff changed since 2024?
In the Form ADV data for Planvest Financial, Inc.: Regulatory assets under management: $110,900,000 in the October 2024 data and $175,860,431 in the October 2026 data, up 59%. Total employees: 6 in October 2024 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Planvest Financial, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (224); high net worth individuals (83); corporations or other businesses not listed above (2).
Which custodians does Planvest Financial, Inc. use?
Planvest Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Planvest Financial, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290306
What changed in Planvest Financial, Inc.'s recent Form ADV filings?
In the October 2026 filing data: No longer lists an office in Santa Monica, CA. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.75% of assets a year (the maximum the brochure states)
The brochure's wording
The fees charged by the firm is established in a client’s written agreement between the client and PlanVest Financial, Inc. – generally not to exceed 1.75% of assets under management as of the last business day of the previous quarter.
The maximum advisory fee is negotiable up to 1.75%.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$175,860,431 as of October 2026, filing dated September 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 8. Performing investment advisory functions: 6.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the August 2026 filing
- States registered or notice-filed
-
10 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $175,860,431 | 8 | September 23, 2026 |
| October 2025 | $125,956,168 | 8 | March 22, 2025 |
| October 2024 | $110,900,000 | 6 | August 6, 2024 |
Regulatory assets under management: $110,900,000 in the October 2024 data and $175,860,431 in the October 2026 data, up 59%.
Total employees: 6 in October 2024 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- No longer lists an office in Santa Monica, CA.
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $125,956,168 to $175,860,431 (+40%).
- December 2025
- Registered or notice-filed in TN.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Planvest Financial, Inc. (CRD 290306): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/planvest-financial-inc-gaithersburg-md-290306