AdvisorCensus / Financial advisors / Florida / Miami / Guild Capital Management
Guild Capital Management
Filed as GUILD CAPITAL MANAGEMENT · Legal name Guild Capital Management LLC
Guild Capital Management is an SEC-registered investment advisory firm in Miami, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 28, 2026.
Quick answers
From the filingHow is Guild Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), Guild Capital Management reports these compensation arrangements: performance-based fees.
Where is Guild Capital Management located?
Guild Capital Management's principal office is in Miami, FL, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Guild Capital Management registered with the SEC or a state?
Guild Capital Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 307569.
How much does Guild Capital Management manage?
Guild Capital Management reports $295,235,063 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (100% discretionary).
How have Guild Capital Management's assets and staff changed since 2021?
In the Form ADV data for Guild Capital Management: Regulatory assets under management: $562,715,076 in the October 2022 data and $295,235,063 in the October 2026 data, down 48%. Total employees: 7 in October 2022 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Guild Capital Management serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (16).
Does Guild Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307569
What changed in Guild Capital Management's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Regulatory assets under management went from $417,515,374 to $292,651,329 (-30%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated April 28, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$295,235,063 as of October 2026, filing dated April 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Guild Capital Management LLC
- Also doing business as
- GUILD CAPITAL
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 13. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the May 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $295,235,063 | 13 | April 28, 2026 |
| October 2025 | $417,515,374 | 12 | March 28, 2025 |
| October 2024 | $342,713,640 | 8 | April 26, 2024 |
| October 2023 | $445,993,634 | 9 | April 28, 2023 |
| October 2022 | $562,715,076 | 7 | March 31, 2022 |
| October 2021 | Not reported | Not reported | March 31, 2021 |
Regulatory assets under management: $562,715,076 in the October 2022 data and $295,235,063 in the October 2026 data, down 48%.
Total employees: 7 in October 2022 and 13 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 8 to 9.
- Regulatory assets under management went from $417,515,374 to $292,651,329 (-30%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Guild Capital Management (CRD 307569): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/guild-capital-management-miami-fl-307569