AdvisorCensus / Financial advisors / California / Oxnard / One Capital Management, LLC
One Capital Management, LLC is an SEC-registered investment advisory firm in Westlake Village, CA, registered since 2001, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 16, 2026.
Quick answers
From the filingHow is One Capital Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), One Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).
Where is One Capital Management, LLC located?
One Capital Management, LLC's principal office is in Westlake Village, CA, according to its Form ADV; the September 2026 filing also lists 12 other offices (Schedule D, Section 1.F).
Is One Capital Management, LLC registered with the SEC or a state?
One Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 114861.
How much does One Capital Management, LLC manage?
One Capital Management, LLC reports $8,525,961,547 in regulatory assets under management in its Form ADV filing dated August 16, 2026 (100% discretionary).
How have One Capital Management, LLC's assets and staff changed since 2021?
In the Form ADV data for One Capital Management, LLC: Regulatory assets under management: $2,285,784,379 in the October 2021 data and $8,525,961,547 in the October 2026 data, up 273%. Total employees: 41 in October 2021 and 103 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does One Capital Management, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,300); high net worth individuals (1,168); pension and profit sharing plans (but not the plan participants or government pension plans) (35).
Which custodians does One Capital Management, LLC use?
One Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Bank Independent Network (nbin) as custodians holding 10% or more of its separately managed account assets.
Does One Capital Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114861
Does One Capital Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 26, 2026 says: "Generally, we require a minimum of $500,000 to open and maintain an investment advisory account. At our discretion, we can or will waive this minimum account size."
What changed in One Capital Management, LLC's recent Form ADV filings?
In the July 2026 filing data: Added an office in Austin, TX. Added an office in Plano, TX. No longer lists an office in Salt Lake City, UT. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Generally, we require a minimum of $500,000 to open and maintain an investment advisory account. At our discretion, we can or will waive this minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$8,525,961,547 as of October 2026, filing dated August 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Other
Registration and firm details
Items 1, 2, 5- Also doing business as
- FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2001 (24 years)
- Employees
- Total: 103. Performing investment advisory functions: 55.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
12 other offices, as of the September 2026 filing
- States registered or notice-filed
-
34 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $8,525,961,547 | 103 | August 16, 2026 |
| October 2025 | $7,002,823,758 | 80 | May 14, 2025 |
| October 2024 | $6,207,244,396 | 60 | April 4, 2024 |
| October 2023 | $4,940,959,715 | 56 | April 17, 2023 |
| October 2022 | $4,452,280,285 | 54 | March 18, 2022 |
| October 2021 | $2,285,784,379 | 41 | May 25, 2021 |
Regulatory assets under management: $2,285,784,379 in the October 2021 data and $8,525,961,547 in the October 2026 data, up 273%.
Total employees: 41 in October 2021 and 103 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- July 2026
- Added an office in Austin, TX.
- Added an office in Plano, TX.
- No longer lists an office in Salt Lake City, UT.
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Employees performing advisory functions went from 46 to 55.
- Regulatory assets under management went from $7,002,823,758 to $8,525,961,547 (+22%).
- Added an office in Alpharetta, GA.
- Added an office in Denver, CO.
- Added an office in Salt Lake City, UT.
- Added an office in Scottsdale, AZ.
- Added an office in Walnut Creek, CA.
- No longer lists an office in Fort Collins, CO.
- No longer lists an office in Santa Barbara, CA.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. One Capital Management, LLC (CRD 114861): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/one-capital-management-llc-westlake-village-ca-114861